Oppenheimer & Co. Inc.
$44.1B reported client assets across 12 advisory firms in FY2024 annual amendments
Reported client assets over time
Same-firm comparison: 9 firms that reported Oppenheimer & Co. Inc. in both FY2023 and FY2024 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019, 2020, 2021 are shown but partial — only FY2017: 4 cohort firms, FY2018: 6 cohort firms, FY2019: 6 cohort firms, FY2020: 6 cohort firms, FY2021: 7 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | $23.1B | $32.4B | 71.1% | 03/27/2025 |
| Oppenheimer Asset Management Inc. | $19.9B | $20.0B | 99.7% | 03/27/2025 |
| Cohen Klingenstein, Llc | $502M | $3.0B | 16.8% | 03/28/2025 |
| Cic, Llc | $184M | $276M | 66.6% | 02/13/2025 |
| N | $168M | $1.3B | 13.1% | 03/17/2025 |
| Radix Organization, Inc. | $135M | $184M | 73.3% | 03/14/2025 |
| Central Family Advisors, Llc | $56.2M | $550M | 10.2% | 03/07/2025 |
| N | $47.1M | $47.1M | 100.0% | 02/25/2025 |
| Putnam Investment Management, Llc | $38.6M | $85.2B | 0.0% | 12/23/2024 |
| Wall Street Investment Management, Llc | $17.6M | $155M | 11.3% | 03/06/2025 |
| Jjp Capital Management, Inc. | $15.9M | $349M | 4.6% | 03/06/2025 |
| Virtus Advisers, Llc | $7.1M | $567M | 1.3% | 01/30/2025 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.