Bnp Paribas Securities Corp.
$1.0B reported client assets across 8 advisory firms in FY2022 annual amendments
Reported client assets over time
Same-firm comparison: 6 firms that reported Bnp Paribas Securities Corp. in both FY2021 and FY2022 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019, 2020 are shown but partial — only FY2017: 2 cohort firms, FY2018: 2 cohort firms, FY2019: 2 cohort firms, FY2020: 4 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Polar Asset Management Partners Inc. | $365M | $28.4B | 1.3% | 06/29/2022 |
| Brookfield Public Securities Group Llc | $300M | $22.0B | 1.4% | 03/31/2023 |
| Aequim Alternative Investments Lp | $235M | $5.1B | 4.6% | 03/28/2023 |
| Bvf Partners L.P. | $60.9M | $4.5B | 1.4% | 03/29/2023 |
| Sio Capital Management, Llc | $44.3M | $1.1B | 4.2% | 03/15/2023 |
| Mariner Investment Group, Llc | $11.9M | $180B | 0.0% | 03/29/2023 |
| Kepos Capital Lp | $3.8M | $2.6B | 0.1% | 03/30/2023 |
| Contrarian Capital Management Llc | $239K | $4.6B | 0.0% | 03/30/2023 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.