Scotiabank
$158M reported client assets across 3 advisory firms in FY2025 annual amendments
Reported client assets over time
Same-firm comparison: 2 firms that reported Scotiabank in both FY2024 and FY2025 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019, 2020, 2021, 2022, 2023 are shown but partial — only FY2017: 1 cohort firms, FY2018: 1 cohort firms, FY2019: 1 cohort firms, FY2020: 1 cohort firms, FY2021: 1 cohort firms, FY2022: 1 cohort firms, FY2023: 1 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Waratah Capital Advisors Ltd. | $70.6M | $2.3B | 3.1% | 03/31/2026 |
| Caravela Energy Partners Lp | $48.0M | $529M | 9.1% | 03/30/2026 |
| Compass Rose Asset Management, Lp | $39.1M | $16.5B | 0.2% | 03/31/2026 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.