Compass Rose Asset Management, Lp
- Regulatory AUM
- $16.5B
- Discretionary
- $16.5B
- Clients
- 3
- Avg AUM / client
- $5.5B
- Accounts
- 4
- Employees
- 37
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $13.7B | 83.3% |
| Other | 0 | $2.8B | 16.7% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $12.0B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Claren Road Credit Master Fund, Ltd. master | Hedge Fund | Cayman Islands | $9.5B | 240 |
| Claren Road Credit Fund, Ltd. feeder | Hedge Fund | Cayman Islands | $2.1B | 204 |
| Claren Road Credit Partners, Lp feeder | Hedge Fund | Delaware | $340M | 34 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carroll, Bryan, John | Chief Risk Officer | Sep 2017 (9y) | 10% – 25% | |
| Fahey, Sean, Patrick | Co Chief Investment Officer | Sep 2017 (9y) | 25% – 50% | |
| Riano, Brian, Peter | Chief Executive Officer | Sep 2017 (9y) | 25% – 50% | |
| Duffy, Todd, Francis | Chief Compliance Officer | May 2018 (8y) | Less than 5% | |
| Lewis, Cameron, O"Connor | Portfolio Manager | May 2018 (8y) | 5% – 10% | |
| Roche, Jason, Michael | Member | Aug 2018 (8y) | ≈ 0% – 2.5% via Compass Rose Asset Management Gp, Llc | |
| Berman, Neil, Andrew | Chief Financial Officer | Jan 2021 (6y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Compass Rose Asset Management Gp, Llc | General Partner | Sep 2017 | A | Less than 5% |
| Compass Rose Gp Llc | General Partner | Jul 2018 | A | Less than 5% |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Roche, Jason, Michael: 25% – 50% of Compass Rose Asset Management Gp, Llc × 0% – 5% direct ≈ 0% – 2.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $12.0B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Claren Road Credit Master Fund, Ltd. | Hedge Fund | $9.5B | $0 | 240 |
| Claren Road Credit Fund, Ltd. | Hedge Fund | $2.1B | $50.0M | 204 |
| Claren Road Credit Partners, Lp | Hedge Fund | $340M | $50.0M | 34 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.85 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Reported custodians
- Goldman Sachs $1.2B (7% of AUM) Mar 2026
- J.P. Morgan $769M (5% of AUM) Mar 2026
- Barclays Bank Plc $750M (5% of AUM) Mar 2026
- Barclays Capital Inc. $190M (2% of AUM) Mar 2023
- Scotiabank $39.1M (0% of AUM) Mar 2026
- Carta Capital Markets, Llc $10.0M (0% of AUM) Mar 2026
- Morgan Stanley $3.7M (0% of AUM) Mar 2026
- Bank Of America, National Association $1.2M (0% of AUM) Mar 2026
- Royal Bank Of Canada $602K (0% of AUM) Mar 2026
- Citibank $301K (0% of AUM) Mar 2026
- Bnp Paribas $291K (0% of AUM) Mar 2026
- Deutsche Bank India $231K (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗