Investment advisers
44,810 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42301 | Shomer Hawaii, Llc CRD 324975 | Investment Adviser | — | 18 | 1 | 03/18/2026 | ☆ | ||
| 42302 | Shor Capital Management CRD 321052 | Investment Adviser | — | 01/26/2026 | ☆ | ||||
| 42303 | Shorebird Capital, Lp CRD 285437 | San Antonio, TX | Investment Adviser | — | 4 | 03/30/2026 | ☆ | ||
| 42304 | Shorewind Capital Llc CRD 317255 | San Francisco, CA | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 42305 | Short Cliffs Capital Llc CRD 339581 | Short Hills, NJ | Investment Adviser | — | 02/02/2026 | ☆ | |||
| 42306 | Shorter, Alden M CRD 317804 | Investment Adviser | — | 0 | 1 | 03/25/2026 | ☆ | ||
| 42307 | Shrug, Llc CRD 313323 | Investment Adviser | — | 04/12/2026 | ☆ | ||||
| 42308 | Shubh Investment Partners, Llc CRD 333110 | Investment Adviser | — | 08/29/2024 | ☆ | ||||
| 42309 | Shuckervc, Llc CRD 330262 | Investment Adviser | — | 03/12/2026 | ☆ | ||||
| 42310 | Shukr Investments Llc CRD 301190 | Scottsdale, AZ | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42311 | Shv Eta Ventures, Llc CRD 341262 | San Antonio, TX | Investment Adviser | — | 03/03/2026 | ☆ | |||
| 42312 | Shv Management, Llc CRD 172512 | Long Beach, CA | Investment Adviser | — | 01/06/2026 | ☆ | |||
| 42313 | Shvms, Llc CRD 160280 | Austin, TX | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42314 | Si Investment Management, L.P. CRD 334818 | Investment Adviser | — | 03/27/2026 | ☆ | ||||
| 42315 | Sibilla Capital Management Llc CRD 162720 | New York, NY | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 42316 | Sick Advisory Services, Llc CRD 329803 | Boca Raton, FL | Investment Adviser | — | 0 | 1 | 05/08/2024 | ☆ | |
| 42317 | Sid Vp Management, Llc CRD 318386 | New York, NY | Investment Adviser | — | 08/06/2024 | ☆ | |||
| 42318 | Sidamlak Investments Llc CRD 325512 | Investment Adviser | — | 07/03/2025 | ☆ | ||||
| 42319 | Siddiqui Investments Llc CRD 314831 | Investment Adviser | — | 1 | 06/23/2021 | ☆ | |||
| 42320 | Side X Side Management Llc CRD 287959 | Fredericksburg, TX | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42321 | Side By Side Financial Planning, Llc CRD 171661 | Plymouth, MN | Investment Adviser | — | 1 | 02/18/2026 | ☆ | ||
| 42322 | Sidecarai, Llc CRD 340699 | Investment Adviser | — | 02/02/2026 | ☆ | ||||
| 42323 | Sidekick Partners Management, Lp CRD 313814 | Dallas, TX | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42324 | Sideline Group, Llc CRD 337813 | New York, NY | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42325 | Sidereal Capital Group, Llc CRD 320766 | Summit, NJ | Investment Adviser | — | 03/22/2024 | ☆ | |||
| 42326 | Sidka, Llc CRD 323581 | Investment Adviser | — | 03/24/2026 | ☆ | ||||
| 42327 | Siegfried Asset Management Limited CRD 343066 | Wan Chai | Investment Adviser | — | 07/01/2026 | ☆ | |||
| 42328 | Sierens Financial Group, Inc. CRD 338429 | Elgin, IL | Investment Adviser | — | 1 | 06/10/2026 | ☆ | ||
| 42329 | Sierra Morena Capital Management Llc CRD 331737 | Investment Adviser | — | 05/11/2026 | ☆ | ||||
| 42330 | Sierra Springs Asset Management, Llc CRD 286074 | Investment Adviser | — | 01/02/2026 | ☆ | ||||
| 42331 | Sierra Ventures Management Iii, L.L.C. CRD 163849 | San Mateo, CA | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 42332 | Sieve Capital Llc CRD 334075 | Investment Adviser | — | 1 | 02/23/2026 | ☆ | |||
| 42333 | Sig Capital, Llc CRD 340668 | Birmingham, AL | Investment Adviser | — | 02/23/2026 | ☆ | |||
| 42334 | Sightline Capital Llc CRD 338600 | Mckinney, TX | Investment Adviser | — | 1 | 2 | 01/30/2026 | ☆ | |
| 42335 | Sigma Financial, Inc. CRD 123184 | Allentown, PA | Investment Adviser | — | 160 | 19 | 08/28/2025 | ☆ | |
| 42336 | Sigma Management 6, Llc CRD 160560 | Campbell, CA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42337 | Sigma Prime Ventures, Llc CRD 164249 | Campbell, CA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42338 | Sigmoid Management Lp CRD 327127 | New York, NY | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 42339 | Signal Capital Partners Limited CRD 289876 | London | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42340 | Signal Harmonic Partners Llp CRD 335922 | London | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42341 | Signal Lake General Partner Llc CRD 285438 | Westport, CT | Investment Adviser | — | 03/17/2017 | ☆ | |||
| 42342 | Signal Light Management, Llc CRD 281549 | Investment Adviser | — | 03/13/2019 | ☆ | ||||
| 42343 | Signal Peak Ventures, Llc CRD 159746 | Salt Lake City, UT | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42344 | Signal Point Capital Management, Llc CRD 298718 | Dallas, TX | Investment Adviser | — | 02/13/2026 | ☆ | |||
| 42345 | Signature Capital Advisors, Llc CRD 337892 | Farmington Hills, MI | Investment Adviser | — | 08/04/2025 | ☆ | |||
| 42346 | Signet Healthcare Management Llc CRD 284087 | New York, NY | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 42347 | Signia Management Company, Llc CRD 168538 | Investment Adviser | — | 03/24/2026 | ☆ | ||||
| 42348 | Signum Growth Advisors Llc CRD 321656 | Investment Adviser | — | 03/27/2026 | ☆ | ||||
| 42349 | Silas Capital Llc CRD 315161 | New York, NY | Investment Adviser | — | 02/24/2026 | ☆ | |||
| 42350 | Silberman Wealth Strategies, Inc. CRD 127100 | Brentwood, TN | Investment Adviser | — | 1 | 05/19/2026 | ☆ |