Investment advisers
44,810 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 42251 | Shammas Financial Planning Llc CRD 329137 | Investment Adviser | — | 1 | 03/29/2026 | ☆ | |||
| 42252 | Shangbay Capital Management Company, Llc CRD 312767 | Palo Alto, CA | Investment Adviser | — | 05/04/2026 | ☆ | |||
| 42253 | Shanghai Chang Ling Chong Luan Consulting Limited CRD 308068 | Shanghai | Investment Adviser | — | 03/09/2026 | ☆ | |||
| 42254 | Shanghai Goku Technologies Limited CRD 329355 | Shanghai | Investment Adviser | — | 03/15/2024 | ☆ | |||
| 42255 | Shanghai Shenyi Investment Co Ltd CRD 288228 | Shanghai | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 42256 | Shank, Jeffrey A CRD 132062 | North Andover, MA | Insurance-Affiliated | — | 130 | 2 | 03/31/2026 | ☆ | |
| 42257 | Shapers Tm Lda CRD 336435 | Investment Adviser | — | 02/04/2026 | ☆ | ||||
| 42258 | Sharding Advisers Llc CRD 306829 | Santa Rosa, CA | Investment Adviser | — | 05/22/2026 | ☆ | |||
| 42259 | Share And Harris, L.L.C. CRD 122770 | East Brunswick, NJ | Investment Adviser | — | 12/09/2010 | ☆ | |||
| 42260 | Share Ventures Fund Management, Llc CRD 322657 | Culver City, CA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 42261 | Sharebuilder Advisors, Llc CRD 300537 | Seattle, WA | Trust Company | — | 5,500 | 35 | 06/08/2026 | ☆ | |
| 42262 | Sharenett Investment Advisors, Llc CRD 307176 | New York, NY | Investment Adviser | — | 04/27/2026 | ☆ | |||
| 42263 | Sharmarc Financial Advisors, Inc. CRD 139810 | San Diego, CA | Investment Adviser | — | 2 | 01/28/2026 | ☆ | ||
| 42264 | Sharon Lund, Financial Planning, Inc. CRD 129275 | Investment Adviser | — | 40 | 1 | 03/30/2026 | ☆ | ||
| 42265 | Sharp Circle Consulting, Llc CRD 170735 | Northbrook, IL | Insurance-Affiliated | — | 4 | 12/16/2014 | ☆ | ||
| 42266 | Shasta Ventures Management, Llc CRD 162676 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 42267 | Shd Management, Llc CRD 170651 | Dallas, TX | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 42268 | Shealy / Pinnacle Advisors, Ltd. CRD 123622 | Investment Adviser | — | 1 | 03/16/2026 | ☆ | |||
| 42269 | Shechina Ventures Llc CRD 331989 | Investment Adviser | — | 03/18/2026 | ☆ | ||||
| 42270 | Sheehan Financial Advisors, Llc CRD 126560 | Brightwaters, NY | Insurance-Affiliated | — | 67 | 3 | 03/21/2026 | ☆ | |
| 42271 | Sheer Empowerment Financial, Llc CRD 321200 | Investment Adviser | — | 0 | 1 | 06/25/2026 | ☆ | ||
| 42272 | Shelmon, William, James Jr. CRD 312578 | Southfield, MI | Investment Adviser | — | 9 | 1 | 01/05/2026 | ☆ | |
| 42273 | Shelter Island Ventures, Llc CRD 326371 | Investment Adviser | — | 03/14/2026 | ☆ | ||||
| 42274 | Shenzhen Bright Private Equity Investment Management Limited CRD 319292 | Shenzhen, Guangdong | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42275 | Shepherd Advisory Llc CRD 341190 | Investment Adviser | — | 1 | 07/01/2026 | ☆ | |||
| 42276 | Shepherds Of Capital, Llc CRD 339703 | Clearwater, FL | Investment Adviser | — | 0 | 1 | 02/23/2026 | ☆ | |
| 42277 | Sherman Financial, Llc CRD 285007 | Chapel Hill, NC | Investment Adviser | — | 40 | 1 | 03/31/2026 | ☆ | |
| 42278 | Sherman Street Capital Llc CRD 341170 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42279 | Sherman Ventures, Llc CRD 300883 | Investment Adviser | — | 03/20/2019 | ☆ | ||||
| 42280 | Sherpa Healthcare Fund I Gp, Ltd. CRD 308599 | Grand Cayman | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42281 | Sherpa Healthcare Fund Ii Gp, Ltd. CRD 315996 | Grand Cayman | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42282 | Sherpa Healthcare Partners Co., Ltd. CRD 306831 | Grand Cayman | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 42283 | Sherwani Capital, Llc CRD 320639 | Investment Adviser | — | 03/14/2026 | ☆ | ||||
| 42284 | Sheth Capital Management Llc CRD 312251 | Pittsburgh, PA | Insurance-Affiliated | — | 1 | 02/22/2024 | ☆ | ||
| 42285 | Shi Capital Management, Llc CRD 311155 | Investment Adviser | — | 01/06/2026 | ☆ | ||||
| 42286 | Shi Sanchez Capital Management Llc CRD 342381 | Newport Beach, CA | Investment Adviser | — | 05/05/2026 | ☆ | |||
| 42287 | Shield Capital, Llc CRD 317447 | Burlingame, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42288 | Shift Left Ventures Management Company, Llc CRD 325347 | Plano, TX | Investment Adviser | — | 03/08/2024 | ☆ | |||
| 42289 | Shift To Impact, Llc CRD 312244 | Investment Adviser | — | 3 | 1 | 03/30/2026 | ☆ | ||
| 42290 | Shine Capital, Llc CRD 311659 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 42291 | Shingle Oak Advisors, Llc CRD 289533 | Marlton, NJ | Insurance-Affiliated | — | 0 | 2 | 02/25/2026 | ☆ | |
| 42292 | Shining Light Investment Corporation CRD 312649 | Hampton, VA | Investment Adviser | — | 0 | 1 | 02/14/2023 | ☆ | |
| 42293 | Shinka Capital Management Limited CRD 334322 | Hong Kong | Investment Adviser | — | 04/23/2026 | ☆ | |||
| 42294 | Shinnecock Partners L.P. CRD 166426 | Los Angeles, CA | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 42295 | Shiprock Capital Management Limited CRD 330086 | London | Investment Adviser | — | 05/08/2026 | ☆ | |||
| 42296 | Shl Capital, Llc CRD 310333 | Investment Adviser | — | 03/25/2026 | ☆ | ||||
| 42297 | Shlecter Wealth Management, Llc CRD 167973 | Investment Adviser | — | 1 | 01/22/2026 | ☆ | |||
| 42298 | Shniper, Benjamin Stephen CRD 290128 | Investment Adviser | — | 12/13/2021 | ☆ | ||||
| 42299 | Shoar Capital Management, Llc CRD 329335 | Investment Adviser | — | 03/17/2026 | ☆ | ||||
| 42300 | Shokohi Wealth Management Group Llc CRD 309612 | Parker, CO | Investment Adviser | — | 3 | 02/06/2024 | ☆ |