Investment advisers
45,288 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 33051 | Aurora Archipelago Inc CRD 340281 | Denver, CO | Investment Adviser | — | 02/20/2026 | ☆ | |||
| 33052 | Aurora Bay Capital, Llc CRD 300137 | Investment Adviser | — | 1 | 06/15/2023 | ☆ | |||
| 33053 | Aurora Management Llc CRD 330901 | New York, NY | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 33054 | Aurora Re Fund Manager, Llc CRD 340797 | Chalfont, PA | Investment Adviser | — | 05/11/2026 | ☆ | |||
| 33055 | Aurum Ep Gp Llc CRD 337707 | Pleasanton, CA | Investment Adviser | — | 07/07/2025 | ☆ | |||
| 33056 | Aurum Partners Llc CRD 328902 | Santa Clara, CA | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 33057 | Aurum Vp Gp Llc CRD 343097 | Pleasanton, CA | Investment Adviser | — | 06/15/2026 | ☆ | |||
| 33058 | Auspac Investment Management Pte. Ltd. CRD 337544 | Singapore | Investment Adviser | — | 09/27/2026 | ☆ | |||
| 33059 | Auspex Energy Management, Llc CRD 336687 | Dallas, TX | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 33060 | Austen Investments, Llc CRD 313643 | Investment Adviser | — | 01/26/2026 | ☆ | ||||
| 33061 | Authentic Capital, Llc CRD 316268 | Investment Adviser | — | 1 | 09/03/2026 | ☆ | |||
| 33062 | Automated Capital Management Llc CRD 311747 | Investment Adviser | — | 11/10/2020 | ☆ | ||||
| 33063 | Automated Financial Planning, Inc. CRD 141869 | Miami, FL | Insurance-Affiliated | — | 1 | 03/12/2026 | ☆ | ||
| 33064 | Autonomous Capital Management Llc CRD 291219 | Investment Adviser | — | 06/29/2026 | ☆ | ||||
| 33065 | Autonomy Capital (Jersey) L.P. CRD 338365 | St. Helier | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 33066 | Autopilot Management Company Llc CRD 329400 | New York, NY | Investment Adviser | — | 08/27/2026 | ☆ | |||
| 33067 | Autotech Management, L.L.C. CRD 282525 | Menlo Park, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 33068 | Autumn Wind Asset Management Inc CRD 110569 | Reston, VA | Investment Adviser | — | 03/03/2026 | ☆ | |||
| 33069 | Auvrax Technologies Inc CRD 341628 | Denver, CO | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 33070 | Auxin Capital Management, Llc CRD 336695 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33071 | Av Capital Management, L.L.C. CRD 288140 | Menlo Park, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33072 | Av Commonedge Inc CRD 344156 | Denver, CO | Investment Adviser | — | 08/18/2026 | ☆ | |||
| 33073 | Av7 Llc CRD 337467 | Ketchum, ID | Investment Adviser | — | 0 | 1 | 12/01/2025 | ☆ | |
| 33074 | Avalanche Vc, Llc CRD 315458 | Investment Adviser | — | 03/30/2024 | ☆ | ||||
| 33075 | Avalon Bioventures Management, Llc CRD 316674 | La Jolla, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 33076 | Avalon Ventures Management, Llc CRD 161930 | La Jolla, CA | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 33077 | Avalon Wealth Advisory, Inc. CRD 114311 | Indianapolis, IN | Investment Adviser | — | 15 | 08/20/2026 | ☆ | ||
| 33078 | Avanda Investment Management Pte Ltd CRD 285656 | Singapore | Investment Adviser | — | 09/18/2026 | ☆ | |||
| 33079 | Avant Bio Llc CRD 327673 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33080 | Avant Blockchain Capital CRD 333401 | Grand Cayman | Investment Adviser | — | 02/09/2026 | ☆ | |||
| 33081 | Avante Capital Partners Lp CRD 165358 | Los Angeles, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 33082 | Avante Global Management Lp CRD 340973 | Wellesley, MA | Investment Adviser | — | 07/29/2026 | ☆ | |||
| 33083 | Avanti Capital Group Llc CRD 323317 | Miami, FL | Investment Adviser | — | 0 | 4 | 06/11/2026 | ☆ | |
| 33084 | Avanto Partners Lp CRD 332965 | Investment Adviser | — | 09/09/2024 | ☆ | ||||
| 33085 | Avanz Capital Management Llc CRD 167252 | Miami, FL | Investment Adviser | — | 07/14/2026 | ☆ | |||
| 33086 | Avatar Growth Capital Management Limited CRD 323116 | Trianon | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 33087 | Avc Aig Gp, Lp CRD 292110 | Austin, TX | Investment Adviser | — | 04/10/2024 | ☆ | |||
| 33088 | Avc Fund Management, Llc CRD 316829 | Radnor, PA | Investment Adviser | — | 07/11/2025 | ☆ | |||
| 33089 | Avcf Llc CRD 319381 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 33090 | Avedon Capital Partners B.V. CRD 312290 | Amsterdam | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 33091 | Avendus Capital Pte. Ltd. CRD 321058 | Singapore | Investment Adviser | — | 06/22/2026 | ☆ | |||
| 33092 | Avendus Capital, Inc. CRD 150160 | New York, NY | Broker-Dealer (Dually Registered) | — | 6 | 06/29/2026 | ☆ | ||
| 33093 | Avendus Pe Investment Advisors Private Limited CRD 332349 | Mumbai, Maharashtra | Investment Adviser | — | 06/24/2026 | ☆ | |||
| 33094 | Avenida Partners Llc CRD 297739 | Bogota | Investment Adviser | — | 09/22/2026 | ☆ | |||
| 33095 | Avente Capital Management Llc CRD 288127 | Investment Adviser | — | 03/23/2026 | ☆ | ||||
| 33096 | Aventicum Capital Management (Qatar) Llc CRD 282157 | Doha | Investment Adviser | — | 04/29/2026 | ☆ | |||
| 33097 | Aventine Capital Management Llc CRD 330233 | Los Angeles, CA | Investment Adviser | — | 03/08/2026 | ☆ | |||
| 33098 | Avenue Growth Partners Management Llc CRD 315296 | Washington, DC | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 33099 | Averin Capital Llc CRD 337841 | Andover, MA | Investment Adviser | — | 10/12/2026 | ☆ | |||
| 33100 | Avesta Capital, Llc CRD 315148 | Investment Adviser | — | 02/23/2026 | ☆ |