AUMdb

Autumn Wind Asset Management Inc

SEC-registered Investment Adviser CRD 110569 · SEC file 802-130067 · Reston, VA · WWW.AUTUMNWIND.COM
☆ Save with Pro ADV data as of Mar 03, 2026
Regulatory AUM
Discretionary
Clients
Avg AUM / client
Accounts
Employees

AUM over time

$76.0M $165M
Dec 2011 Dec 2023

Annual snapshots from Form ADV filings · as of Mar 03, 2026

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $32.4M combined gross assets

FundTypeDomicileGross assetsOwners
Autumn Wind Global Multi Strategies Fund, Llc Hedge Fund Delaware $32.4M 2

People (2)

NameRole / titleCredentialsWith firm sinceOwnership
Thomas Neal Falkenberry President CFA May 2000 (26y) 75% or more
O'donnell, Michael, James Cco Mar 2013 (13y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $32.4M gross assets)

FundTypeGross assetsMin. investmentOwners
Autumn Wind Global Multi Strategies Fund, Llc Hedge Fund $32.4M $100K 2

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/03/2026 535 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

Not reported.

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.

View current Form ADV (SEC/IAPD) ↗