Investment advisers
45,276 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31701 | Y CRD 338267 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/22/2026 | ☆ | ||
| 31702 | Y CRD 338867 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 10 | 01/06/2026 | ☆ | |
| 31703 | Y CRD 340074 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 12/18/2025 | ☆ | ||
| 31704 | Y CRD 338342 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 08/20/2025 | ☆ | ||
| 31705 | Y CRD 334044 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/27/2025 | ☆ | ||
| 31706 | Y CRD 335565 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 05/07/2025 | ☆ | ||
| 31707 | Yearwood Financial Management CRD 342547 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/14/2026 | ☆ | ||
| 31708 | Yellow Oak Financial Planning, Llc CRD 338146 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/16/2026 | ☆ | ||
| 31709 | Yellowwood Wealth Solutions, Llc CRD 344334 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 7 | 09/17/2026 | ☆ | |
| 31710 | Yieldwink Capital Llc CRD 336744 | East Elmhurst, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/23/2026 | ☆ |
| 31711 | Yiu Advisors, Llc CRD 342347 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/01/2026 | ☆ | ||
| 31712 | Yocum Wealth, Llc CRD 342828 | Phoenix, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | |
| 31713 | Yoshi Advisory Llc CRD 339574 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 11 | 09/09/2026 | ☆ | |
| 31714 | You Investment Management Llc CRD 341891 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/13/2026 | ☆ | ||
| 31715 | Young Financial Planning Llc CRD 344212 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/01/2026 | ☆ | ||
| 31716 | Young Wealth Partners, Llc CRD 339453 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/11/2026 | ☆ | ||
| 31717 | Your Path Wealth Management Llc CRD 341249 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/29/2026 | ☆ | ||
| 31718 | Youya Wealth Llc CRD 342387 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 06/18/2026 | ☆ | |
| 31719 | Ysb Wealth Management Llc CRD 341032 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/22/2026 | ☆ | ||
| 31720 | Zagmout Wealth Management Co. CRD 297789 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/30/2020 | ☆ | |
| 31721 | Zale Capital Management, L.P. CRD 338433 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/02/2026 | ☆ | ||
| 31722 | Zapa Investing Llc CRD 338749 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/25/2026 | ☆ | ||
| 31723 | Zefan & Company, Llc CRD 342421 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/29/2026 | ☆ | |
| 31724 | Zenit Wealth Advisors, Inc. CRD 334122 | Piantini, Santo Domingo | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 03/02/2026 | ☆ |
| 31725 | Zhidi Luo CRD 342453 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/22/2026 | ☆ | ||
| 31726 | Zimmerman,Theodore,Edward CRD 146822 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/09/2026 | ☆ | |
| 31727 | Zoop Alpha Llc CRD 343280 | Mesa, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/10/2026 | ☆ | |
| 31728 | Zuanic & Associates Llc CRD 327433 | Marlton, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/17/2026 | ☆ | |
| 31729 | Zz Planning Llc CRD 340329 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/29/2026 | ☆ | ||
| 31730 | "The Pilot's Advisor," Llc CRD 160241 | Insurance-Affiliated | — | 1 | 06/11/2026 | ☆ | |||
| 31731 | .406 Ventures Management, L.P. CRD 162914 | Boston, MA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 31732 | 010118 Management, L.P. CRD 301237 | San Francisco, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 31733 | 01 Vc Advisor Ltd CRD 302097 | Grand Cayman, Grand Cayman | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 31734 | 021 Capital, Llc CRD 335405 | Investment Adviser | — | 03/08/2026 | ☆ | ||||
| 31735 | 021 T Capital Management, Llc CRD 343801 | Cambridge, MA | Investment Adviser | — | 08/25/2026 | ☆ | |||
| 31736 | 05 Capital Advisors Llc CRD 332097 | New York, NY | Investment Adviser | — | 07/07/2025 | ☆ | |||
| 31737 | 1 Am Gaming Llc CRD 326905 | Santa Monica, CA | Investment Adviser | — | 06/24/2024 | ☆ | |||
| 31738 | 1.21 Gigawatts Management Company Llc CRD 322340 | Middletown, CT | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 31739 | 10 Key Consulting, Llc CRD 294775 | El Paso, TX | Investment Adviser | — | 0 | 1 | 01/10/2026 | ☆ | |
| 31740 | 10,000 Days Capital Management Llc CRD 330647 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 31741 | 100 Plus Planning, Llc CRD 329985 | Center Valley, PA | Investment Adviser | — | 1 | 03/04/2026 | ☆ | ||
| 31742 | 10000 Acres Group, Llc CRD 339963 | Investment Adviser | — | 12/19/2025 | ☆ | ||||
| 31743 | 100 Km Ventures Llc CRD 332928 | Arlington, VA | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 31744 | 100 X Entrepreneur Fund Advisory, Llc CRD 330125 | Investment Adviser | — | 03/09/2026 | ☆ | ||||
| 31745 | 1060 Capital, Llc CRD 174763 | Denver, CO | Investment Adviser | — | 05/13/2026 | ☆ | |||
| 31746 | 108 Biocapital Growth Fund, Lp CRD 339648 | Danbury, CT | Investment Adviser | — | 12/18/2025 | ☆ | |||
| 31747 | 10 D Consulting Services Ltd. CRD 301521 | Tel Aviv | Investment Adviser | — | 02/18/2026 | ☆ | |||
| 31748 | 10 H Capital Management, Llc CRD 310161 | Skokie, IL | Investment Adviser | — | 05/01/2026 | ☆ | |||
| 31749 | 11 Tribes Ventures Llc CRD 328978 | Glen Ellyn, IL | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 31750 | 11.2 Capital Management, Llc CRD 170078 | Las Vegas, NV | Investment Adviser | — | 03/30/2026 | ☆ |