Investment advisers
45,276 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31651 | Wealthrise, Inc. CRD 343585 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/17/2026 | ☆ | ||
| 31652 | Wealthtrace Advisors, Inc. CRD 344704 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/26/2026 | ☆ | ||
| 31653 | Welch Private Wealth CRD 342657 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/28/2026 | ☆ | |
| 31654 | Wellesley Hills Capital Corporation CRD 307068 | Newton, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/16/2026 | ☆ | |
| 31655 | Wellsage Wealth Management Llc CRD 339550 | Northville, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 11/24/2025 | ☆ |
| 31656 | Wentworth Wealth Group, Llc CRD 342354 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/30/2026 | ☆ | ||
| 31657 | Wesley K. Brown Llc CRD 306189 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/02/2019 | ☆ | ||
| 31658 | West Village Wealth Llc CRD 343329 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/01/2026 | ☆ | ||
| 31659 | Westbrook Investment Advisory, Llc CRD 313175 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 11/30/2021 | ☆ | |
| 31660 | Westcenter Advisors Ltd CRD 291541 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/14/2022 | ☆ | |
| 31661 | Westerfield, Peter CRD 171248 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/27/2026 | ☆ | ||
| 31662 | Westmoor Wealth Llc CRD 338390 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/08/2026 | ☆ | ||
| 31663 | Westport Advisory Llc CRD 340749 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/05/2026 | ☆ | ||
| 31664 | Wexler Enterprises, Llc CRD 310728 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 08/11/2026 | ☆ | ||
| 31665 | Wheel Advisors Llc CRD 338450 | Oak Park, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/20/2026 | ☆ | |
| 31666 | Wheeler Financial Services, Llc CRD 341295 | San Jose, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 06/19/2026 | ☆ |
| 31667 | Whicker Wealth Management, Llc CRD 339786 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/02/2025 | ☆ | ||
| 31668 | Whisper Wealth Advisors Llc CRD 339118 | Temple, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/24/2025 | ☆ | |
| 31669 | White Rock Resources Holdings, Llc CRD 332560 | Plano, TX | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 9 | 03/27/2026 | ☆ |
| 31670 | White Sands Family Office Llc CRD 338005 | Multi-Family Office · Boutique (under $100M) | $0 | 0 | 2 | 03/29/2026 | ☆ | ||
| 31671 | White Star Financial Llc CRD 327758 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/16/2026 | ☆ | ||
| 31672 | Whitestone Investment Planning CRD 338612 | Toms River, NJ | Investment Adviser · Boutique (under $100M) | $0 | 5 | 0 | 1 | 03/09/2026 | ☆ |
| 31673 | Whittier Green Wealth Management Llc CRD 343079 | Century City, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/21/2026 | ☆ | |
| 31674 | Wholestory Wealth Llc CRD 341889 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 05/22/2026 | ☆ | ||
| 31675 | William C. Hoeffer, Jr. Inc. CRD 114131 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 04/06/2026 | ☆ | ||
| 31676 | Williamson Price Modern Wealth Management Llc CRD 342501 | Reno, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/24/2026 | ☆ | |
| 31677 | Willis Towers Watson Securities, Llc CRD 317602 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 5 | 09/15/2026 | ☆ | |
| 31678 | Willow Partner Advisors, Llc CRD 333917 | Prides Crossing, MA | Investment Adviser · Boutique (under $100M) | $0 | 977 | 0 | 5 | 04/06/2026 | ☆ |
| 31679 | Wilusz, Kathleen, Melody CRD 329391 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/07/2026 | ☆ | |
| 31680 | Wima Capital Asesor En Inversiones Independiente, S.A.P.I. De Cv CRD 339562 | Ciudad De México | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 08/24/2026 | ☆ |
| 31681 | Winston Solidus Wealth Llc CRD 341577 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/18/2026 | ☆ | |
| 31682 | Wisdomtree Ventures Management, Llc CRD 343577 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 07/17/2026 | ☆ | |
| 31683 | Wise Financial Strategies, Llc CRD 339861 | Lakeland, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/30/2026 | ☆ | |
| 31684 | Wolf Bay Wealth Partners, Llc CRD 331212 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/04/2026 | ☆ | |
| 31685 | Wolf Financial Management Llc CRD 343743 | Torrance, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/08/2026 | ☆ | |
| 31686 | Wolfe Signal Capital Llc CRD 337507 | San Jose, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/02/2026 | ☆ | |
| 31687 | Woo, Harry CRD 342251 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/26/2026 | ☆ | |
| 31688 | Woodmont Wealth Management, Llc CRD 341740 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/10/2026 | ☆ | ||
| 31689 | Woolstone Consulting Llc CRD 340694 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/03/2026 | ☆ | ||
| 31690 | Working Capital Mgmt Llc CRD 342128 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/01/2026 | ☆ | |
| 31691 | Working Class Wealth Solutions Llc CRD 343286 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/28/2026 | ☆ | |
| 31692 | Worry In Order, Llc CRD 341228 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/18/2026 | ☆ | ||
| 31693 | Worth Wealth Advisors, Llc CRD 339284 | Fort Worth, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 10/08/2026 | ☆ | |
| 31694 | Worthwhile Wealth Llc CRD 341019 | Johnson City, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/19/2026 | ☆ |
| 31695 | Wright Financial Advisory Llc CRD 341180 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/08/2026 | ☆ | |
| 31696 | Wright Wealth Management Llc CRD 312237 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/24/2021 | ☆ | ||
| 31697 | Wyand Wealth Llc CRD 339470 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/03/2026 | ☆ | |
| 31698 | Wyoming Wealth Advisors, Llc CRD 342139 | Casper, WY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/07/2026 | ☆ | |
| 31699 | Wyou Financial Strategies, Llc CRD 325159 | Casper, WY | Investment Adviser · Boutique (under $100M) | $0 | 9 | 0 | 1 | 09/15/2026 | ☆ |
| 31700 | Xfo Capital, Llc CRD 339871 | Irvine, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/26/2026 | ☆ |