Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30801 | Overwatch Advisors, Llc CRD 316055 | Oxford, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/27/2023 | ☆ | |
| 30802 | Overwatch Capital Advisors Llc CRD 341636 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 05/29/2026 | ☆ | |
| 30803 | Ownit Technologies Llc CRD 342965 | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 4 | 07/15/2026 | ☆ | |
| 30804 | Ox Lux Advisory Llc CRD 338878 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/02/2026 | ☆ | ||
| 30805 | Oxbow Holdings, Inc. CRD 339061 | Charlemont, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/06/2026 | ☆ | |
| 30806 | Oxford Harriman Holdings Adv Llc CRD 340313 | Indianapolis, IN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 07/27/2026 | ☆ | |
| 30807 | Oyster Creek Capital Llc CRD 339119 | Urbanna, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 05/28/2026 | ☆ |
| 30808 | P&L Family Wealth, Llc CRD 341272 | City Of Industry, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/06/2026 | ☆ | |
| 30809 | Pace Wealth Llc CRD 338289 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 12/03/2025 | ☆ | |
| 30810 | Pacific Pension Advisors Llc CRD 342177 | Mission Viejo, CA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/16/2026 | ☆ |
| 30811 | Pacifica Hereditas Llc CRD 339752 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/05/2026 | ☆ | |
| 30812 | Padovani Asset Management, Inc. CRD 168354 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/11/2025 | ☆ | |
| 30813 | Palumbo Capital Group, Llc CRD 334679 | Edmond, OK | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | |
| 30814 | Palus Advisory Llc CRD 343036 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/16/2026 | ☆ |
| 30815 | Pangaro Wealth Management Llc CRD 342241 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | ||
| 30816 | Paraclete Life Planning L.L.C. CRD 325341 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/24/2025 | ☆ | ||
| 30817 | Paredes Capital Llc CRD 330279 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/27/2026 | ☆ | ||
| 30818 | Park Road Partners Lp CRD 340991 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 5 | 04/15/2026 | ☆ |
| 30819 | Parks Wealth Management Llc CRD 339555 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 11/19/2025 | ☆ | ||
| 30820 | Parzych Financial Planning, Llc CRD 340083 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/04/2026 | ☆ | ||
| 30821 | Patel, Stephen Rasik CRD 335296 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/22/2026 | ☆ | |
| 30822 | Patina Financial Partners, Llc CRD 339516 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/12/2026 | ☆ | ||
| 30823 | Patterson Strategic Equity Llc CRD 341329 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/08/2026 | ☆ | ||
| 30824 | Pax Horizon Wealth Management, Llc CRD 339680 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/03/2026 | ☆ | ||
| 30825 | Pcfo Capital, Llc CRD 336529 | St Charles, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/20/2026 | ☆ | |
| 30826 | Peace Of Mind Wealth Management Llc CRD 337623 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/11/2025 | ☆ | |
| 30827 | Peach Wealth Management, Llc CRD 339353 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/01/2026 | ☆ | ||
| 30828 | Peakstone Wealth Management, Llc CRD 226659 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/07/2026 | ☆ | ||
| 30829 | Peninsula Equity Capital CRD 329144 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/30/2024 | ☆ | |
| 30830 | Penmar Advisors, Llc CRD 339676 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/20/2026 | ☆ | ||
| 30831 | Perla Wealth Llc CRD 343191 | Denver, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/12/2026 | ☆ | |
| 30832 | Personal Econome, Llc CRD 304549 | Investment Adviser · Boutique (under $100M) | $0 | 4 | 0 | 1 | 08/14/2019 | ☆ | |
| 30833 | Peterkofsky, Roy Isaac CRD 310852 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/05/2026 | ☆ | |
| 30834 | Pezzi Private Capital Llc CRD 342609 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/20/2026 | ☆ | ||
| 30835 | Pezzi Wealth Management Llc CRD 338782 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/15/2026 | ☆ | ||
| 30836 | Pfs Signature Wealth Llc CRD 342913 | Tampa, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 06/26/2026 | ☆ | |
| 30837 | Phan, Tan, Minh CRD 297062 | Insurance-Affiliated · Boutique (under $100M) | $0 | 15 | 0 | 1 | 02/18/2026 | ☆ | |
| 30838 | Phil Advisors Llc CRD 339339 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/24/2025 | ☆ | ||
| 30839 | Philip J. Sagan Financial Consulting, Inc. CRD 130358 | Newton, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/14/2026 | ☆ | |
| 30840 | Phin Wealth Planning, Llc CRD 343067 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/03/2026 | ☆ | ||
| 30841 | Phoenix Financial Solutions, Inc. CRD 148796 | Greensboro, NC | Investment Adviser · Boutique (under $100M) | $0 | 5 | 0 | 1 | 03/27/2026 | ☆ |
| 30842 | Pilotai Wealth Llc CRD 337297 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 05/27/2026 | ☆ | |
| 30843 | Pinecrest Advisory Services, Llc CRD 334030 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 08/20/2025 | ☆ | |
| 30844 | Pink Planning Llc CRD 342141 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/30/2026 | ☆ | ||
| 30845 | Pinnacle Treasury Investments, Llc CRD 305076 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 03/29/2026 | ☆ | |
| 30846 | Pivot Planning, Llc CRD 340094 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/24/2026 | ☆ | ||
| 30847 | Plackett Capital Management Llc CRD 340223 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/14/2026 | ☆ | ||
| 30848 | Planalto Financial, Llc CRD 338852 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/06/2026 | ☆ | ||
| 30849 | Planbound, Llc CRD 327593 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/20/2026 | ☆ |
| 30850 | Platinum Wealth Management, Llc CRD 299438 | Fresno, CA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/06/2026 | ☆ |