Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30701 | N CRD 336528 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/22/2025 | ☆ | ||
| 30702 | N CRD 334034 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 04/30/2025 | ☆ | ||
| 30703 | N CRD 334264 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 04/09/2025 | ☆ | ||
| 30704 | N CRD 335505 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 04/09/2025 | ☆ | ||
| 30705 | N CRD 334886 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/21/2025 | ☆ | ||
| 30706 | N CRD 317909 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 03/30/2025 | ☆ | |
| 30707 | N CRD 290350 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 03/24/2025 | ☆ | |
| 30708 | N CRD 332176 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2025 | ☆ | ||
| 30709 | N CRD 334581 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/28/2025 | ☆ | ||
| 30710 | N CRD 312382 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 03/24/2025 | ☆ | ||
| 30711 | N CRD 325330 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/20/2025 | ☆ | |
| 30712 | N CRD 162340 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 03/11/2025 | ☆ | ||
| 30713 | N CRD 332726 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/05/2025 | ☆ | |
| 30714 | N CRD 299528 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 03/14/2025 | ☆ | ||
| 30715 | N CRD 334839 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 02/11/2025 | ☆ | ||
| 30716 | N CRD 334789 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 24 | 02/05/2025 | ☆ | ||
| 30717 | N CRD 170520 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/30/2025 | ☆ | ||
| 30718 | N CRD 333596 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 01/15/2025 | ☆ | |
| 30719 | N CRD 334263 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 01/10/2025 | ☆ | ||
| 30720 | N CRD 329492 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 11 | 01/08/2025 | ☆ | ||
| 30721 | N CRD 334401 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 01/22/2025 | ☆ | ||
| 30722 | N CRD 334796 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/29/2025 | ☆ | ||
| 30723 | N CRD 334817 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/30/2025 | ☆ | ||
| 30724 | Nantas Llc CRD 336473 | Montevideo, Montevideo | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 04/13/2026 | ☆ |
| 30725 | Naples Private Capital, Llc CRD 341626 | Mooresville, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 9 | 05/11/2026 | ☆ | |
| 30726 | Naples Wealth Advisors, Llc CRD 343247 | Naples, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/25/2026 | ☆ | |
| 30727 | Narstar Llc. CRD 337496 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/30/2026 | ☆ | ||
| 30728 | Naseeb Inc CRD 330409 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 03/26/2026 | ☆ | |
| 30729 | Nashoba Valley Wealth Management, Llc CRD 342479 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/16/2026 | ☆ | ||
| 30730 | National Retirement Plan Services, Inc. CRD 148026 | Tampa, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/28/2026 | ☆ | |
| 30731 | Nauta Capital Llc CRD 329207 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 03/29/2026 | ☆ | ||
| 30732 | Navian Asset Management, Llc CRD 338787 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 04/22/2026 | ☆ | ||
| 30733 | Navian Investment Management, Llc CRD 343784 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 07/31/2026 | ☆ | ||
| 30734 | Navigate Private Fund Advisors Llc CRD 313687 | Birmingham, AL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 02/16/2026 | ☆ | |
| 30735 | Navigator Wealth Advisors CRD 338223 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/10/2026 | ☆ | |
| 30736 | Navolio & Tallman Advisors Llc CRD 318582 | Walnut Creek, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/26/2026 | ☆ | |
| 30737 | Nek Financial Inc CRD 325331 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/06/2023 | ☆ | |
| 30738 | Nelson Advisory Services, Inc. CRD 337576 | Winter Park, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 3 | 11/25/2025 | ☆ | |
| 30739 | Nestimate Investment Management Llc CRD 330306 | St Petersburg, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/25/2026 | ☆ | |
| 30740 | Neuralvest Llc CRD 342830 | Investment Adviser · Boutique (under $100M) | $0 | 90 | 0 | 2 | 08/10/2026 | ☆ | |
| 30741 | Nevada Retirement Planners, Llc CRD 337989 | Reno, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 04/22/2026 | ☆ |
| 30742 | Nevins Industries Llc CRD 340490 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/04/2026 | ☆ | ||
| 30743 | New England Tactical Investments Llc CRD 301909 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/17/2019 | ☆ | ||
| 30744 | New Horizon Wealth Management, Llc CRD 342187 | Canton, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 08/18/2026 | ☆ | |
| 30745 | Newell Financial Services Inc. CRD 339826 | Greenwood Village, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/17/2026 | ☆ | |
| 30746 | Next Chapter Financial, Llc CRD 330230 | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 05/07/2026 | ☆ | |
| 30747 | Next Play Wealth, Llc CRD 339239 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/15/2026 | ☆ | ||
| 30748 | Nexten Fp Llc CRD 338919 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/15/2026 | ☆ | ||
| 30749 | Night Owl Capital Canada, Llc CRD 338234 | Greenwich, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 8 | 03/23/2026 | ☆ |
| 30750 | Nightgale Wealth Management Llc CRD 338123 | Schenectady, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/23/2026 | ☆ |