Investment advisers
45,266 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30701 | Koinos Financial, Llc CRD 342846 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/30/2026 | ☆ | ||
| 30702 | Kommon Wealth, Llc CRD 337483 | Roanoke, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/08/2026 | ☆ |
| 30703 | Kopkin Capital Management CRD 310851 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/17/2022 | ☆ | ||
| 30704 | Kramer Wealth Management, Llc CRD 342698 | Nipomo, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/06/2026 | ☆ | |
| 30705 | Krown Advisory Llc CRD 342223 | Blue Bell, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/10/2026 | ☆ |
| 30706 | Kujawa Geoffrey R CRD 175429 | Sylvania, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/16/2026 | ☆ | |
| 30707 | Kv Services Ii Limited CRD 151518 | Grand Cayman | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 03/23/2026 | ☆ |
| 30708 | Kwm Partners Llc CRD 334428 | Conroe, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/16/2026 | ☆ | |
| 30709 | L. J. Smith & Co Llc CRD 341930 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 30710 | Labounty Financial Planning Llc CRD 342726 | Pittsford, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/24/2026 | ☆ | |
| 30711 | Lafayette Financial Planning Llc CRD 341523 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/15/2026 | ☆ | ||
| 30712 | Lafayette Square Financial Advisors, Inc. CRD 343749 | Walnut Creek, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 10/01/2026 | ☆ | |
| 30713 | Laguna Private Capital Llc CRD 340390 | San Juan Capistrano, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 10/13/2026 | ☆ | |
| 30714 | Lahontan Capital Llc CRD 341420 | Albany, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/07/2026 | ☆ | |
| 30715 | Lakeline Financial Llc CRD 339602 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/13/2026 | ☆ | ||
| 30716 | Lakepoint Wealth Partners Llc CRD 343032 | Highland, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/26/2026 | ☆ | |
| 30717 | Lakeport Advisors, Llc CRD 342587 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 30718 | Lakestone Wealth Management, Inc. CRD 344441 | Minnetonka, MN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 6 | 10/06/2026 | ☆ | |
| 30719 | Lakpa Llc CRD 335352 | Vitacura, Santiago | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/27/2026 | ☆ | |
| 30720 | Lambda Wealth Management Llc CRD 338971 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/16/2026 | ☆ | |
| 30721 | Lancity Enterprises, Llc CRD 336109 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/21/2025 | ☆ | |
| 30722 | Langan Financial Group Llc CRD 342937 | Camp Hill, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 12 | 08/26/2026 | ☆ | |
| 30723 | Lankford Capital Management Llc CRD 339132 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/10/2026 | ☆ | |
| 30724 | Lapistone Advisors Llc CRD 337280 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/16/2026 | ☆ | ||
| 30725 | Larkspur Capital Partners Llc CRD 342508 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/28/2026 | ☆ | ||
| 30726 | Lasani Wealth Management Llc CRD 341637 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/20/2026 | ☆ | |
| 30727 | Lat Wealth Financial Advisors CRD 342454 | Clearwater, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 10 | 08/14/2026 | ☆ |
| 30728 | Latigo Peak Partners, Llc CRD 344428 | Sarasota, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 10 | 09/28/2026 | ☆ | |
| 30729 | Latticework Investment Management, Llc CRD 341515 | Overland Park, KS | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/03/2026 | ☆ | |
| 30730 | Lavoie Wealth Advisors Llc CRD 340995 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/16/2026 | ☆ | ||
| 30731 | Laxmi Raj Private Wealth Llc CRD 341892 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/25/2026 | ☆ | ||
| 30732 | Lcw Planning And Investments, Llc CRD 338407 | Lawrence, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/27/2026 | ☆ | |
| 30733 | Leander Wealth Management Llc CRD 343266 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/12/2026 | ☆ | ||
| 30734 | Lee W Hollingsworth Cfa Inc CRD 300489 | Roswell, GA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/20/2024 | ☆ |
| 30735 | Lefevre, Allan Scott CRD 287874 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/13/2026 | ☆ | |
| 30736 | Legacy Wealth, Inc. CRD 337405 | Granite Bay, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | |
| 30737 | Leges Wealth Management Llc CRD 339110 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/21/2026 | ☆ | ||
| 30738 | Leggett Ventures Llc CRD 342997 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 09/17/2026 | ☆ | |
| 30739 | Leh Advisors Llc CRD 326909 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/01/2026 | ☆ | ||
| 30740 | Leichtberg, Forrest Michael CRD 340688 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/03/2026 | ☆ | |
| 30741 | Leither's Financial Planning, Inc. CRD 120606 | Investment Adviser · Boutique (under $100M) | $0 | 9 | 0 | 1 | 08/17/2026 | ☆ | |
| 30742 | Leland Wealth Management Llc CRD 344175 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/11/2026 | ☆ | ||
| 30743 | Lemniscate Partners Advisory Llc CRD 343029 | Menlo Park, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/08/2026 | ☆ |
| 30744 | Lewis Caldwell Mitchell Inc. CRD 330543 | Kingwood, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/26/2025 | ☆ | |
| 30745 | Lgbtq Wealth Planning Llc CRD 338553 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/25/2026 | ☆ | |
| 30746 | Liao, Fai Hung CRD 312570 | Arcadia, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/17/2026 | ☆ |
| 30747 | Liberty Financial Group, Inc. CRD 340009 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/16/2026 | ☆ | |
| 30748 | Liberty Point Financial Llc CRD 340888 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/14/2026 | ☆ | ||
| 30749 | Libris Capital Management Llc CRD 343719 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/17/2026 | ☆ | |
| 30750 | Life Story Wealth Planning Llc CRD 332717 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ |