Investment advisers
45,266 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30651 | John 15:13 Financial Llc CRD 342073 | Sarasota, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/01/2026 | ☆ | |
| 30652 | John Elliott Wealth Management Llc CRD 339255 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2026 | ☆ | ||
| 30653 | John Funderburk, Llc CRD 337294 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/16/2026 | ☆ | |
| 30654 | John W. Tympanick CRD 122446 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/22/2026 | ☆ | ||
| 30655 | John Winston Booth CRD 335113 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/17/2025 | ☆ | |
| 30656 | Johnson's Capital Partners Corporation CRD 329331 | Los Angeles, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/26/2026 | ☆ |
| 30657 | Joint Financial Llc CRD 340730 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/17/2026 | ☆ | ||
| 30658 | Jones & Company Wealth Advisory, Llc CRD 322471 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/20/2026 | ☆ | ||
| 30659 | Jos Planning Firm Llc CRD 331432 | Fort Worth, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/15/2026 | ☆ |
| 30660 | Joski Financial Llc CRD 342383 | Star, ID | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/28/2026 | ☆ | |
| 30661 | Jpn Advisors Llc CRD 306032 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/12/2026 | ☆ |
| 30662 | Jsm Investment Management CRD 339002 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/11/2026 | ☆ | |
| 30663 | Jtm Carey Capital Llc CRD 343101 | Clermont, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/16/2026 | ☆ | |
| 30664 | Juth Investment Advisory Llc CRD 337572 | Naples, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 10/07/2026 | ☆ |
| 30665 | Kahn Asset Management, Inc CRD 342960 | Los Angeles, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/03/2026 | ☆ | |
| 30666 | Kairos Family Wealth Llc CRD 343165 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/25/2026 | ☆ | ||
| 30667 | Kaizen Capital Partners Limited CRD 308168 | Causeway Bay | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 03/30/2026 | ☆ |
| 30668 | Kalaj Capital Llc CRD 329379 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | ||
| 30669 | Kamko Llc CRD 334470 | Appleton, WI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/08/2025 | ☆ | |
| 30670 | Kamson Financial Solutions International Llc CRD 150158 | Mesa, AZ | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 11/06/2024 | ☆ | |
| 30671 | Kane Asset Management, Llc CRD 339926 | Stamford, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/24/2026 | ☆ |
| 30672 | Kasoff, Ian, Benjamin CRD 323594 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/11/2026 | ☆ | |
| 30673 | Katsutoshi Capital Management, Llc CRD 328356 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 04/28/2025 | ☆ | ||
| 30674 | Kava Financial Llc CRD 340289 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/16/2026 | ☆ | |
| 30675 | Kconnally Strategies, Llc CRD 335766 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/31/2026 | ☆ | ||
| 30676 | Kearing Capital Llc CRD 343945 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/13/2026 | ☆ | |
| 30677 | Kelda Wealth Management Llc CRD 340241 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/02/2026 | ☆ | ||
| 30678 | Kelos Wealth Planning, Llc CRD 342194 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/06/2026 | ☆ | ||
| 30679 | Kelp Capital Llc CRD 135079 | Seattle, WA | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 2 | 01/12/2026 | ☆ |
| 30680 | Kensys Ltd CRD 327832 | London | Investment Adviser · Boutique (under $100M) | $0 | 60 | 0 | 2 | 09/18/2025 | ☆ |
| 30681 | Kervin Ally CRD 310517 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/07/2021 | ☆ | ||
| 30682 | Keystone Capital Advisors Llc CRD 340958 | Auburn, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/27/2026 | ☆ | |
| 30683 | Keystone Fiduciary Financial Planning & Tax Advisory, Llc CRD 339819 | Bethlehem, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/07/2026 | ☆ | |
| 30684 | Khelp Financial Llc CRD 316301 | Delray Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 53 | 0 | 2 | 03/18/2026 | ☆ |
| 30685 | Kibo Investment Advisors Llc CRD 342173 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/03/2026 | ☆ | ||
| 30686 | Kiddos Capital Llc CRD 339209 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/12/2026 | ☆ | ||
| 30687 | Kilivris & Company, Llc CRD 344035 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/28/2026 | ☆ | ||
| 30688 | Kimball, Kerri Lynn CRD 341202 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/24/2026 | ☆ | ||
| 30689 | Kindred Peak Wealth Management Llc CRD 339644 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | ||
| 30690 | Kingsley Wealth Partners, Inc. CRD 338475 | Gilbert, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/10/2026 | ☆ | |
| 30691 | Kintail Holdings Llc CRD 337506 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/09/2026 | ☆ | |
| 30692 | Kinvera Wealth Management, Llc CRD 343649 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/02/2026 | ☆ | ||
| 30693 | Kitchen Table Financial Planning, Llc CRD 342665 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/20/2026 | ☆ | ||
| 30694 | Knight Strategic Investment Advising, Llc CRD 342165 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | ||
| 30695 | Knight Vision Capital Llc CRD 338333 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | ||
| 30696 | Knightsbridge Ventures Ltd Co CRD 290448 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/25/2025 | ☆ | ||
| 30697 | Knox Capital Advisors Llc CRD 329511 | South Salem, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/30/2026 | ☆ |
| 30698 | Koala Financial, Inc. CRD 340891 | Bonita, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/02/2026 | ☆ | |
| 30699 | Koda Capital Management Llc CRD 341421 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/29/2026 | ☆ | ||
| 30700 | Kodiak Capital Group Ct Llc CRD 342815 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/26/2026 | ☆ |