Investment advisers
45,266 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29901 | Aperture Financial Llc CRD 329481 | Wildwood, MO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/10/2023 | ☆ | |
| 29902 | Apex Capital Management Ltd. CRD 307188 | Denver, CO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | |
| 29903 | Apex Retirement Advisors, Llc CRD 331916 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/31/2026 | ☆ | |
| 29904 | Apex Wealth Advisors, Llc CRD 339638 | Vienna, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | |
| 29905 | Apexedge Llc CRD 339077 | Grimes, IA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/03/2026 | ☆ | |
| 29906 | Appletree Financial Services Llc CRD 340960 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/24/2026 | ☆ | ||
| 29907 | Applied Academics Llc CRD 340114 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 19 | 05/15/2026 | ☆ | |
| 29908 | April Asset Management Llc CRD 342362 | Deerfield, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/11/2026 | ☆ | |
| 29909 | Apt Wealth Usa Pty Ltd CRD 342273 | Melbourne Vic | Investment Adviser · Boutique (under $100M) | $0 | 0 | 6 | 09/30/2026 | ☆ | |
| 29910 | Aquifer Asset Management, Llc CRD 313002 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/16/2026 | ☆ | |
| 29911 | Arcadia Private Wealth Llc CRD 339734 | Cardiff By The Sea, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ | |
| 29912 | Arcadia Wealth Llc CRD 312464 | Phoenix, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/03/2025 | ☆ | |
| 29913 | Arch City Financial, Llc CRD 297773 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/16/2026 | ☆ | ||
| 29914 | Archstone Capital Advisors Llc CRD 337935 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 02/13/2026 | ☆ | ||
| 29915 | Arcpoint Financial Advisors Llc CRD 340567 | Roseville, CA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 10/06/2026 | ☆ | |
| 29916 | Arctos Capital Partners Ag CRD 342745 | Zurich | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 09/15/2026 | ☆ |
| 29917 | Ardent Guardian Wealth Advisory, Llc CRD 333310 | Mclean, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/18/2026 | ☆ |
| 29918 | Ardent Wealth Management Inc. CRD 332593 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 11/08/2024 | ☆ |
| 29919 | Ardrossan Wealth Management, Llc CRD 341514 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/21/2026 | ☆ | ||
| 29920 | Argon Advisors Llc CRD 330015 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/09/2024 | ☆ | ||
| 29921 | Arion Wealth Management Llc CRD 341104 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/08/2026 | ☆ | ||
| 29922 | Aristide Partners Llc CRD 293186 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/04/2018 | ☆ | |
| 29923 | Aristobulus Investment Management, Llc CRD 174568 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/22/2015 | ☆ | |
| 29924 | Ariston Advisors Llc CRD 131811 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/20/2026 | ☆ | ||
| 29925 | Aristotle Pacific Clo Adviser Iii, Llc CRD 339520 | Newport Beach, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 46 | 02/18/2026 | ☆ |
| 29926 | Ark Financial Strategies Llc CRD 335145 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/12/2025 | ☆ | ||
| 29927 | Arrowpoint Asset Advisors, Llc CRD 337923 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/06/2026 | ☆ | ||
| 29928 | Arrowside Capital, Llc CRD 318976 | Boston, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 03/26/2026 | ☆ | |
| 29929 | Artha Investments L.L.C. CRD 341518 | Washington, DC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/31/2026 | ☆ | |
| 29930 | Arthscience Capital Management Private Limited CRD 338159 | Mumbai, Maharashtra | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/29/2026 | ☆ |
| 29931 | Arusha Wealth Limited Liability Company CRD 339208 | Leander, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/24/2026 | ☆ |
| 29932 | Arven Wealth Management Llc CRD 340167 | Hillsboro, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/22/2026 | ☆ | |
| 29933 | Arx Strategic Capital, Llc CRD 342832 | Orlando, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/11/2026 | ☆ | |
| 29934 | Asayesh Alireza CRD 307228 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/08/2026 | ☆ | |
| 29935 | Ascend Wealth Advisors, Llc CRD 329553 | Jacksonville Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/08/2024 | ☆ | |
| 29936 | Ascension Legacy Partners, Inc. CRD 338567 | Bala Cynwyd, PA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/08/2026 | ☆ |
| 29937 | Ascent Physician Wealth Llc CRD 341797 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/09/2026 | ☆ | |
| 29938 | Ascentio Capital, Lp CRD 343623 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/24/2026 | ☆ |
| 29939 | Ascentis Asset Management, Llc CRD 318126 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 9 | 07/21/2026 | ☆ |
| 29940 | Ashcroft Green Advisors, Llc CRD 340587 | Reno, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/28/2026 | ☆ |
| 29941 | Asheri Grove Financial Planning, Llc CRD 341914 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/29/2026 | ☆ | ||
| 29942 | Ask Fredd Llc CRD 344234 | Los Angeles, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 10/06/2026 | ☆ |
| 29943 | Aspen & Pine Asset Management Llc CRD 341048 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/01/2026 | ☆ | ||
| 29944 | Aspire Capital Management, Llc CRD 338517 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/12/2026 | ☆ | ||
| 29945 | Associated Retirement Planners, Inc. CRD 146922 | Wausau, WI | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/27/2026 | ☆ |
| 29946 | Astraea Wealth Management, Llc CRD 342778 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 10/02/2026 | ☆ | ||
| 29947 | Astravia Family Wealth Office Llc CRD 342263 | El Segundo, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 10/12/2026 | ☆ | |
| 29948 | Astrelle Capital Llc CRD 343106 | Raleigh, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/29/2026 | ☆ | |
| 29949 | Astute Consulting, Llc CRD 339100 | Flower Mound, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | |
| 29950 | Atlas Grove Capital Llc CRD 340555 | Dublin, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/14/2026 | ☆ |