Investment advisers
45,266 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29851 | Aldrich Investments, Llc CRD 342178 | Henderson, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/01/2026 | ☆ | |
| 29852 | Alegre Wealth Management, Llc CRD 338713 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/06/2026 | ☆ | ||
| 29853 | Alexander, Dean D. CRD 311403 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/24/2021 | ☆ | |
| 29854 | Algominds Capital, Llc CRD 341209 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/20/2026 | ☆ | |
| 29855 | Algotech Financial Llc CRD 317020 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/10/2023 | ☆ | |
| 29856 | Aligned Wealth Advisors, Llc CRD 343143 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 15 | 10/01/2026 | ☆ | |
| 29857 | Alius Capital Partners Llc CRD 341875 | Aventura, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/08/2026 | ☆ |
| 29858 | Alj Capital, Llc CRD 343778 | Cheltenham, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/08/2026 | ☆ | |
| 29859 | Allied Capital Group, Llc CRD 286439 | Fort Lauderdale, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/27/2026 | ☆ | |
| 29860 | Allied Oak Wealth, Llc CRD 340406 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/01/2026 | ☆ | ||
| 29861 | Allysian Wealth Partners, Llc CRD 338995 | Cullman, AL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/02/2026 | ☆ | |
| 29862 | Allzen Wealth And Financial Services Llc CRD 342542 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/19/2026 | ☆ | |
| 29863 | Alna Financial Group Llc CRD 340941 | Fredericksburg, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/15/2026 | ☆ | |
| 29864 | Alohana Financial, Llc CRD 339433 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/21/2026 | ☆ | ||
| 29865 | Alpha Concepts Llc CRD 331431 | Jericho, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/30/2026 | ☆ | |
| 29866 | Alphaengine Global Investment Solutions Llc CRD 143002 | Plano, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 4 | 07/23/2026 | ☆ |
| 29867 | Alpine Advisory Partners, Llc CRD 342998 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/24/2026 | ☆ | ||
| 29868 | Alpine Crest Private Wealth Llc CRD 342012 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/06/2026 | ☆ | ||
| 29869 | Alt Alpha Capital, Llc CRD 338849 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/24/2026 | ☆ |
| 29870 | Alta Asset Management, Llc CRD 339811 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 50 | 09/26/2026 | ☆ | |
| 29871 | Altamira Capital Management Llc CRD 168486 | San Antonio, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 03/19/2026 | ☆ |
| 29872 | Alternative Investment Advisors, Llc CRD 336212 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/02/2025 | ☆ |
| 29873 | Alterra Group Llc CRD 339331 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | ||
| 29874 | Altman Sacks Corporation CRD 305420 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/02/2026 | ☆ | |
| 29875 | Altrunova Corp. CRD 343393 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 10/12/2026 | ☆ | |
| 29876 | Altus Wealth Management, Llc. CRD 344313 | Albuquerque, NM | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/01/2026 | ☆ |
| 29877 | Alvarez & Associates Financial CRD 340494 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/11/2026 | ☆ | ||
| 29878 | Alvarez Advisory Llc CRD 341652 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | ||
| 29879 | Alwaysontax, Llc CRD 343403 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/20/2026 | ☆ | |
| 29880 | Amalia Partner Ag CRD 338138 | Zurich | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 01/31/2026 | ☆ |
| 29881 | Amana Advisors Llc CRD 325301 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/05/2023 | ☆ | ||
| 29882 | Amarna Capital Partners Llc CRD 327900 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/31/2025 | ☆ | |
| 29883 | Ambition Financial Llc CRD 342844 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/13/2026 | ☆ | ||
| 29884 | Amd Wealth Management Llc CRD 339633 | Branchburg, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/26/2026 | ☆ | |
| 29885 | American Strategic Capital, Inc. CRD 138144 | Santa Ana, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/28/2026 | ☆ | |
| 29886 | Ami Enterprises Inc. CRD 342848 | Raleigh, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 7 | 07/17/2026 | ☆ |
| 29887 | Amor Fati Financial Services Llc CRD 339487 | South Burlington, VT | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 11/17/2025 | ☆ | |
| 29888 | Ampersand Investment Advisors, Pllc CRD 341724 | Camden, ME | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/27/2026 | ☆ | |
| 29889 | Amphora Capital Investors Llc CRD 322392 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/26/2026 | ☆ | ||
| 29890 | Ample Wealth Partners Llc CRD 343558 | Orlando, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/14/2026 | ☆ | |
| 29891 | Analog Capital Ai, Llc CRD 339783 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/27/2026 | ☆ | |
| 29892 | Anchor & Oak Wealth Advisors, Llc CRD 342544 | Marco Island, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 10/12/2026 | ☆ | |
| 29893 | Anchor Point Financial Planning Llc CRD 342701 | West End, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/22/2026 | ☆ | |
| 29894 | Anchr Technologies Ria Llc CRD 340245 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 2 | 09/03/2026 | ☆ |
| 29895 | Anderson & Associates Int. Llc CRD 283253 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/11/2016 | ☆ | |
| 29896 | Andromeda Wealth Llc CRD 343233 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/04/2026 | ☆ | |
| 29897 | Antarctica Saf Partners, Llc CRD 339770 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 16 | 08/10/2026 | ☆ | |
| 29898 | Anter Capital Llc CRD 341049 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/04/2026 | ☆ | ||
| 29899 | Apeiron Wealth Service Llc CRD 343168 | Astoria, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/25/2026 | ☆ | |
| 29900 | Apepa Advisors Llc CRD 338944 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/18/2026 | ☆ |