Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28201 | Orion Archstone Asset Management Inc. CRD 286225 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.8M | 4 | 4 | 1 | 01/06/2026 | ☆ |
| 28202 | Patrick J. Keating Investment Management, Llc CRD 153642 | Wealth Manager · Boutique (under $100M) | $1.8M | 2 | 1 | 03/27/2026 | ☆ | ||
| 28203 | Ryefield Capital, Llc CRD 178514 | Germantown, NY | Wealth Manager · Boutique (under $100M) | $1.8M | 14 | 23 | 1 | 03/28/2024 | ☆ |
| 28204 | Sd Perron & Co. Investment Services, Inc. CRD 132592 | Wealth Manager · Boutique (under $100M) | $1.8M | 14 | 17 | 1 | 04/01/2026 | ☆ | |
| 28205 | Right Path Financial Planning, L.L.C. CRD 336466 | Wealth Manager · Boutique (under $100M) | $1.8M | 6 | 1 | 03/27/2026 | ☆ | ||
| 28206 | Capital 360 Financial, Llc CRD 297178 | Springfield, MO | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 15 | 14 | 1 | 11/04/2024 | ☆ |
| 28207 | Sharper Image Financial Services, Llc CRD 330048 | Wealth Manager · Boutique (under $100M) | $1.8M | 14 | 35 | 2 | 05/18/2026 | ☆ | |
| 28208 | Hannegan Wealth Management, Llc CRD 312062 | Edgewood, KY | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 17 | 1 | 03/31/2026 | ☆ |
| 28209 | Haddon Group Llc CRD 307998 | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 20 | 1 | 03/09/2026 | ☆ | |
| 28210 | Sanguine Owl, Lc CRD 163924 | Wealth Manager · Boutique (under $100M) | $1.8M | 9 | 10 | 1 | 02/28/2020 | ☆ | |
| 28211 | 1 St & 3 Rd Investments Llc CRD 337417 | Wealth Manager · Boutique (under $100M) | $1.8M | 20 | 23 | 2 | 03/03/2026 | ☆ | |
| 28212 | Pluto Wealth Management Llc CRD 307295 | Woodridge, IL | Wealth Manager · Boutique (under $100M) | $1.8M | 7 | 42 | 1 | 03/25/2026 | ☆ |
| 28213 | Shadowfax Investments Llc CRD 308003 | Wealth Manager · Boutique (under $100M) | $1.8M | 7 | 8 | 2 | 03/30/2026 | ☆ | |
| 28214 | Synouvo Wealth Management, Llc CRD 171123 | Miramar, FL | Wealth Manager · Boutique (under $100M) | $1.8M | 52 | 105 | 1 | 03/05/2026 | ☆ |
| 28215 | Educated Investors CRD 327581 | Wealth Manager · Boutique (under $100M) | $1.8M | 0 | 5 | 1 | 03/01/2026 | ☆ | |
| 28216 | Swiss Alpine Wealth Management Llc CRD 269906 | Wealth Manager · Boutique (under $100M) | $1.8M | 6 | 6 | 1 | 02/24/2026 | ☆ | |
| 28217 | Piece Of Wealth Planning Llc CRD 307247 | Wealth Manager · Boutique (under $100M) | $1.8M | 13 | 29 | 2 | 05/28/2026 | ☆ | |
| 28218 | The Astraea Corporation CRD 114124 | Private Fund Manager · Boutique (under $100M) | $1.8M | 2 | 2 | 1 | 03/12/2026 | ☆ | |
| 28219 | Affinity Financial, Llc CRD 311700 | Millcreek, UT | Institutional / Pension Advisor · Boutique (under $100M) | $1.8M | 27 | 27 | 1 | 03/27/2026 | ☆ |
| 28220 | Cornbelt Financial, Llc CRD 299617 | Denver, CO | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 13 | 20 | 4 | 02/22/2023 | ☆ |
| 28221 | Boardwalk Wealth Management, Llc CRD 310308 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 8 | 1 | 03/31/2026 | ☆ |
| 28222 | Disciplined Wealth Management, Llc CRD 139473 | Wealth Manager · Boutique (under $100M) | $1.8M | 30 | 30 | 2 | 07/30/2026 | ☆ | |
| 28223 | Integritas Semper, Llc CRD 152008 | Wealth Manager · Boutique (under $100M) | $1.8M | 29 | 90 | 1 | 03/26/2026 | ☆ | |
| 28224 | Gant Investment Advisors, Inc. CRD 120467 | Toledo, OH | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 40 | 40 | 1 | 04/28/2026 | ☆ |
| 28225 | Harris, Stephen Paul CRD 277035 | Wealth Manager · Boutique (under $100M) | $1.8M | 6 | 1 | 09/17/2021 | ☆ | ||
| 28226 | Vestera Wealth Llc CRD 338108 | Wealth Manager · Boutique (under $100M) | $1.7M | 3 | 1 | 02/12/2026 | ☆ | ||
| 28227 | N CRD 322277 | Wealth Manager · Boutique (under $100M) | $1.7M | 7 | 3 | 1 | 10/08/2025 | ☆ | |
| 28228 | Griffis Asset Management Company, Llc CRD 304813 | Chiefland, FL | Wealth Manager · Boutique (under $100M) | $1.7M | 20 | 30 | 1 | 06/12/2026 | ☆ |
| 28229 | Blue Ridge Financial Services Llc CRD 155134 | Wealth Manager · Boutique (under $100M) | $1.7M | 2 | 5 | 1 | 02/26/2026 | ☆ | |
| 28230 | Fern Impact Advisors, Llc CRD 164264 | Duluth, GA | Wealth Manager · Boutique (under $100M) | $1.7M | 5 | 5 | 2 | 03/27/2026 | ☆ |
| 28231 | Arnold, Stephen Ray CRD 147449 | Insurance-Affiliated · Boutique (under $100M) | $1.7M | 0 | 3 | 1 | 08/21/2026 | ☆ | |
| 28232 | Valor Advisers, Llc CRD 301292 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $1.7M | 74 | 94 | 2 | 03/16/2026 | ☆ |
| 28233 | Aim Advisors Llc CRD 317933 | Wealth Manager · Boutique (under $100M) | $1.7M | 14 | 14 | 1 | 02/03/2026 | ☆ | |
| 28234 | Hilltop Planning Llc CRD 334342 | Wealth Manager · Boutique (under $100M) | $1.7M | 10 | 1 | 03/30/2026 | ☆ | ||
| 28235 | Proper Money Management Llc CRD 329724 | Wealth Manager · Boutique (under $100M) | $1.7M | 5 | 11 | 3 | 03/02/2026 | ☆ | |
| 28236 | Kaunisto Capital L.L.C. CRD 333689 | Brimley, MI | Wealth Manager · Boutique (under $100M) | $1.7M | 15 | 25 | 1 | 03/19/2026 | ☆ |
| 28237 | Vifinance L.L.C. CRD 328605 | Wealth Manager · Boutique (under $100M) | $1.7M | 22 | 23 | 1 | 01/19/2026 | ☆ | |
| 28238 | Creative Retirement Planning, Inc. CRD 138274 | Sequim, WA | Insurance-Affiliated · Boutique (under $100M) | $1.7M | 3 | 3 | 1 | 03/17/2026 | ☆ |
| 28239 | Pinestar Capital Advisors Llc CRD 323216 | Wealth Manager · Boutique (under $100M) | $1.7M | 7 | 13 | 1 | 03/28/2026 | ☆ | |
| 28240 | Cfs Financial, Llc CRD 173972 | Salem, MA | Wealth Manager · Boutique (under $100M) | $1.7M | 8 | 8 | 3 | 03/31/2026 | ☆ |
| 28241 | Dentvest Llc CRD 298335 | Wealth Manager · Boutique (under $100M) | $1.7M | 10 | 10 | 1 | 01/21/2026 | ☆ | |
| 28242 | Diliberto, Anthony J CRD 336670 | Insurance-Affiliated · Boutique (under $100M) | $1.7M | 8 | 22 | 1 | 03/16/2026 | ☆ | |
| 28243 | Dpm Wealth Management Inc> CRD 126541 | Wealth Manager · Boutique (under $100M) | $1.7M | 2 | 2 | 1 | 11/06/2025 | ☆ | |
| 28244 | Howard Martin Capital Group, Llc CRD 168922 | Wealth Manager · Boutique (under $100M) | $1.7M | 55 | 55 | 1 | 07/18/2020 | ☆ | |
| 28245 | Insight Advisors, Llc CRD 109137 | Los Angeles, CA | Private Fund Manager · Boutique (under $100M) | $1.7M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 28246 | Kopp Financial, Llc CRD 169118 | Wealth Manager · Boutique (under $100M) | $1.7M | 11 | 17 | 1 | 01/20/2026 | ☆ | |
| 28247 | Michael Keith Parish CRD 114548 | Private Fund Manager · Boutique (under $100M) | $1.7M | 4 | 4 | 1 | 02/12/2026 | ☆ | |
| 28248 | Retirement Plans, Llc CRD 318490 | Insurance-Affiliated · Boutique (under $100M) | $1.7M | 3 | 3 | 1 | 01/12/2026 | ☆ | |
| 28249 | Vm. Group, Llc CRD 338461 | Pensacola, FL | Wealth Manager · Boutique (under $100M) | $1.7M | 1 | 4 | 1 | 07/30/2026 | ☆ |
| 28250 | Magnolia Growth Capital Llc CRD 322030 | Wealth Manager · Boutique (under $100M) | $1.7M | 12 | 12 | 1 | 01/29/2026 | ☆ |