Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28201 | 3 Rd Level Wealth, Llc CRD 315849 | Hutchinson, KS | Wealth Manager · Boutique (under $100M) | $2.0M | 28 | 51 | 1 | 03/12/2026 | ☆ |
| 28202 | 65 And Sunny! Registered Investment Advisors, Llc CRD 175256 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 5 | 5 | 1 | 03/30/2026 | ☆ | |
| 28203 | Align Investment Advisors, Llc CRD 150501 | Thousand Oaks, CA | Wealth Manager · Boutique (under $100M) | $2.0M | 3 | 3 | 1 | 04/20/2026 | ☆ |
| 28204 | Bridgehaven Capital Management Llc CRD 306031 | Wealth Manager · Boutique (under $100M) | $2.0M | 8 | 10 | 1 | 02/23/2026 | ☆ | |
| 28205 | Brightorange Advisors CRD 333477 | Wealth Manager · Boutique (under $100M) | $2.0M | 16 | 16 | 1 | 02/13/2026 | ☆ | |
| 28206 | Cereli Inc. CRD 141872 | Wealth Manager · Boutique (under $100M) | $2.0M | 6 | 6 | 1 | 08/25/2021 | ☆ | |
| 28207 | Cleverinvesting Llc CRD 285779 | Wealth Manager · Boutique (under $100M) | $2.0M | 8 | 17 | 1 | 03/28/2026 | ☆ | |
| 28208 | Dale Charles Maley CRD 139272 | Investment Adviser · Boutique (under $100M) | $2.0M | 4 | 02/05/2007 | ☆ | |||
| 28209 | Filon Capital Llc CRD 315321 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $2.0M | 4 | 4 | 2 | 03/30/2026 | ☆ |
| 28210 | Financial Planning Resources,Llc CRD 122779 | Investment Adviser · Boutique (under $100M) | $2.0M | 3 | 1 | 02/03/2015 | ☆ | ||
| 28211 | Flipwithlou&Kip Llc CRD 335123 | Wealth Manager · Boutique (under $100M) | $2.0M | 4 | 2 | 06/09/2026 | ☆ | ||
| 28212 | Gatehill Financial Consulting, Llc CRD 313072 | Wealth Manager · Boutique (under $100M) | $2.0M | 6 | 5 | 1 | 03/13/2026 | ☆ | |
| 28213 | Guide U Wealth Advisors Llc CRD 307005 | Wealth Manager · Boutique (under $100M) | $2.0M | 24 | 24 | 1 | 03/31/2026 | ☆ | |
| 28214 | Hall, Joshua Steven CRD 154334 | Wealth Manager · Boutique (under $100M) | $2.0M | 15 | 40 | 1 | 02/23/2026 | ☆ | |
| 28215 | Heidi Barber CRD 107082 | Wealth Manager · Boutique (under $100M) | $2.0M | 4 | 4 | 1 | 07/31/2026 | ☆ | |
| 28216 | Incitti, Michael A. CRD 136042 | Rehoboth Beach, DE | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 5 | 5 | 1 | 03/27/2026 | ☆ |
| 28217 | Insurance & Wealth Advisors, Llc. CRD 301528 | Wealth Manager · Boutique (under $100M) | $2.0M | 10 | 20 | 1 | 12/14/2021 | ☆ | |
| 28218 | Investmentpost Advisory CRD 32238 | Investment Adviser · Boutique (under $100M) | $2.0M | 6 | 2 | 11/09/2015 | ☆ | ||
| 28219 | Legacy Growth Wealth Management Llc CRD 336296 | Wealth Manager · Boutique (under $100M) | $2.0M | 9 | 9 | 1 | 06/02/2026 | ☆ | |
| 28220 | Malone Financial Planning Llc CRD 328035 | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 10 | 1 | 03/28/2026 | ☆ | |
| 28221 | Moor Funds Llc CRD 316146 | New York, NY | Wealth Manager · Boutique (under $100M) | $2.0M | 4 | 4 | 2 | 04/07/2026 | ☆ |
| 28222 | N CRD 340990 | Private Fund Manager · Boutique (under $100M) | $2.0M | 6 | 6 | 4 | 09/24/2026 | ☆ | |
| 28223 | Noble Advisory Group Llc CRD 282307 | Waco, TX | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 10 | 10 | 1 | 02/01/2019 | ☆ |
| 28224 | Northstar Strategic Investments Inc CRD 155202 | Ormond Beach, FL | Wealth Manager · Boutique (under $100M) | $2.0M | 15 | 12 | 1 | 05/04/2024 | ☆ |
| 28225 | Oris Wealth Designs Llc CRD 308463 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 0 | 2 | 1 | 03/13/2025 | ☆ | |
| 28226 | P.S. Reality Llc CRD 134313 | Investment Adviser · Boutique (under $100M) | $2.0M | 5 | 5 | 1 | 08/26/2024 | ☆ | |
| 28227 | Pierce Financial Llc CRD 293590 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $2.0M | 6 | 6 | 1 | 05/06/2023 | ☆ |
| 28228 | Plan Partners Llc CRD 167647 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 17 | 17 | 1 | 01/20/2026 | ☆ | |
| 28229 | Razzano Consulting, Llc CRD 152666 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 29 | 29 | 2 | 03/10/2026 | ☆ | |
| 28230 | Reyna Capital Advisors, Llc CRD 338262 | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 1 | 03/30/2026 | ☆ | ||
| 28231 | Shifting The Culture Wealth Partners Llc CRD 309408 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $2.0M | 18 | 18 | 2 | 06/18/2026 | ☆ |
| 28232 | Stephen L. Hall CRD 111994 | Westborough, MA | Bank · Boutique (under $100M) | $2.0M | 5 | 1 | 01/03/2019 | ☆ | |
| 28233 | Tusker Capital, Llc CRD 158300 | Manhattan Beach, CA | Wealth Manager · Boutique (under $100M) | $2.0M | 1 | 4 | 1 | 05/14/2026 | ☆ |
| 28234 | Zelus Wealth Management, Llc CRD 311028 | Wealth Manager · Boutique (under $100M) | $2.0M | 26 | 26 | 1 | 01/26/2026 | ☆ | |
| 28235 | Axon Capital Management Llc CRD 334888 | Wealth Manager · Boutique (under $100M) | $2.0M | 3 | 3 | 1 | 08/24/2026 | ☆ | |
| 28236 | Tadpole Investments Llc CRD 335461 | Wealth Manager · Boutique (under $100M) | $2.0M | 12 | 18 | 1 | 01/08/2026 | ☆ | |
| 28237 | Trendhaven Investment Management, Llc CRD 168437 | Wealth Manager · Boutique (under $100M) | $2.0M | 3 | 8 | 1 | 02/25/2025 | ☆ | |
| 28238 | Akamai Wealth Management, Llc CRD 322422 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 13 | 12 | 1 | 09/15/2026 | ☆ | |
| 28239 | Guiding Financial, Llc CRD 175119 | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 10 | 0 | 03/22/2026 | ☆ | |
| 28240 | Costa, John Steven CRD 282367 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 11 | 14 | 1 | 03/31/2026 | ☆ | |
| 28241 | Decision Tree Advisor Llc CRD 322530 | Wealth Manager · Boutique (under $100M) | $2.0M | 8 | 14 | 1 | 01/13/2026 | ☆ | |
| 28242 | Northpoint Wealth Financial Services, Llc CRD 166982 | Wealth Manager · Boutique (under $100M) | $2.0M | 0 | 19 | 1 | 02/27/2026 | ☆ | |
| 28243 | Lamplighter Capital Management Llc CRD 155066 | Wealth Manager · Boutique (under $100M) | $2.0M | 7 | 11 | 1 | 03/30/2026 | ☆ | |
| 28244 | Brian Sly And Company CRD 111396 | Wealth Manager · Boutique (under $100M) | $2.0M | 8 | 8 | 1 | 01/03/2026 | ☆ | |
| 28245 | Gbks Llc CRD 337678 | Wealth Manager · Boutique (under $100M) | $2.0M | 7 | 7 | 1 | 03/10/2026 | ☆ | |
| 28246 | Coryell Capital Management. Llc CRD 310586 | Wealth Manager · Boutique (under $100M) | $2.0M | 10 | 10 | 1 | 06/25/2026 | ☆ | |
| 28247 | Joseph M. Sebo, Cfp Inc. CRD 323589 | Oceanside, CA | Wealth Manager · Boutique (under $100M) | $2.0M | 1 | 1 | 1 | 03/17/2026 | ☆ |
| 28248 | Fjeldsted, David Russell CRD 117244 | Farmington, UT | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 3 | 4 | 1 | 04/30/2026 | ☆ |
| 28249 | Ironwood Wealth Management Llc CRD 171008 | Wealth Manager · Boutique (under $100M) | $2.0M | 8 | 8 | 1 | 03/25/2024 | ☆ | |
| 28250 | Integrated Capital Management Company, Inc.. CRD 119658 | Wealth Manager · Boutique (under $100M) | $2.0M | 3 | 5 | 1 | 02/27/2026 | ☆ |