Investment advisers
45,249 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28151 | Zuban, Anatoly Tony CRD 172485 | Wealth Manager · Boutique (under $100M) | $2.1M | 5 | 7 | 1 | 03/17/2026 | ☆ | |
| 28152 | Equistar Wealth Management Inc. CRD 151977 | Wealth Manager · Boutique (under $100M) | $2.1M | 35 | 35 | 1 | 03/30/2026 | ☆ | |
| 28153 | 212 Wealth Management Llc CRD 325317 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $2.1M | 8 | 18 | 1 | 08/18/2026 | ☆ |
| 28154 | Mark R. Lemmond Cpa, Pllc CRD 118144 | Carthage, NC | Wealth Manager · Boutique (under $100M) | $2.1M | 8 | 8 | 4 | 03/03/2026 | ☆ |
| 28155 | Angeles Partners Llc CRD 159464 | Wealth Manager · Boutique (under $100M) | $2.1M | 8 | 1 | 03/27/2026 | ☆ | ||
| 28156 | Ibd Wealth Management, Llc CRD 308567 | Boca Raton, FL | Private Fund Manager · Boutique (under $100M) | $2.1M | 1 | 1 | 1 | 02/17/2026 | ☆ |
| 28157 | E J Financial Corp. CRD 153688 | Wealth Manager · Boutique (under $100M) | $2.1M | 6 | 1 | 03/27/2026 | ☆ | ||
| 28158 | B & A Sector Watch CRD 123023 | Insurance-Affiliated · Boutique (under $100M) | $2.1M | 22 | 22 | 2 | 03/25/2026 | ☆ | |
| 28159 | New Horizon Wealth Planning, Llc CRD 306513 | Wealth Manager · Boutique (under $100M) | $2.1M | 4 | 4 | 1 | 04/03/2026 | ☆ | |
| 28160 | Ai Funds, Inc. CRD 328886 | Sausalito, CA | Private Fund Manager · Boutique (under $100M) | $2.1M | 4 | 4 | 3 | 04/27/2026 | ☆ |
| 28161 | Your Wealth Consultants CRD 310328 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $2.1M | 35 | 35 | 1 | 06/30/2026 | ☆ |
| 28162 | Bowen Financial Planning Llc CRD 170888 | Wealth Manager · Boutique (under $100M) | $2.1M | 7 | 7 | 1 | 06/28/2026 | ☆ | |
| 28163 | Brickstone Financial CRD 319161 | Fort Lauderdale, FL | Insurance-Affiliated · Boutique (under $100M) | $2.1M | 4 | 4 | 1 | 04/28/2026 | ☆ |
| 28164 | Coastal Wealth Management, Lp CRD 131939 | Wealth Manager · Boutique (under $100M) | $2.1M | 20 | 22 | 1 | 03/26/2026 | ☆ | |
| 28165 | Jd Atkinson Llc CRD 331483 | Colorado Springs, CO | Wealth Manager · Boutique (under $100M) | $2.1M | 0 | 10 | 1 | 01/24/2026 | ☆ |
| 28166 | Jkay Securities Corporation CRD 164691 | Wealth Manager · Boutique (under $100M) | $2.1M | 15 | 21 | 1 | 03/10/2026 | ☆ | |
| 28167 | Missions Services, Llc CRD 297612 | Wealth Manager · Boutique (under $100M) | $2.1M | 5 | 1 | 05/23/2025 | ☆ | ||
| 28168 | Morgan House Capital, Llc CRD 330351 | East Hartford, CT | Wealth Manager · Boutique (under $100M) | $2.1M | 10 | 22 | 1 | 06/25/2026 | ☆ |
| 28169 | Russell Advisory Group, Inc CRD 297199 | Wealth Manager · Boutique (under $100M) | $2.1M | 9 | 13 | 1 | 04/15/2025 | ☆ | |
| 28170 | Thomas Meyer Investment Management Llc CRD 327049 | Wealth Manager · Boutique (under $100M) | $2.1M | 14 | 14 | 1 | 03/10/2026 | ☆ | |
| 28171 | 1 Up Financial Advisors Llc CRD 319193 | Wealth Manager · Boutique (under $100M) | $2.1M | 11 | 21 | 1 | 03/08/2026 | ☆ | |
| 28172 | Montlake Capital Management, Llc CRD 292299 | Wealth Manager · Boutique (under $100M) | $2.1M | 0 | 5 | 1 | 10/08/2026 | ☆ | |
| 28173 | Investgro Llc CRD 332766 | Brentwood, TN | Wealth Manager · Boutique (under $100M) | $2.1M | 21 | 50 | 2 | 07/03/2026 | ☆ |
| 28174 | Allen & Associates Investment Management Llc CRD 318351 | Wealth Manager · Boutique (under $100M) | $2.1M | 26 | 45 | 1 | 08/18/2026 | ☆ | |
| 28175 | Ro2 Wealth Llc CRD 335232 | Berkeley, CA | Wealth Manager · Boutique (under $100M) | $2.1M | 0 | 1 | 1 | 04/01/2026 | ☆ |
| 28176 | Tactical Equity Partners, Llc CRD 325496 | Wealth Manager · Boutique (under $100M) | $2.1M | 7 | 7 | 1 | 03/31/2026 | ☆ | |
| 28177 | Mctaggart Capital, Llc CRD 299289 | Wealth Manager · Boutique (under $100M) | $2.1M | 15 | 23 | 1 | 02/12/2026 | ☆ | |
| 28178 | Aldabra Capital Management Llc CRD 305141 | Wealth Manager · Boutique (under $100M) | $2.1M | 15 | 17 | 1 | 03/23/2026 | ☆ | |
| 28179 | Kraemer Capital Management Llc CRD 313443 | Wealth Manager · Boutique (under $100M) | $2.1M | 30 | 85 | 1 | 01/10/2026 | ☆ | |
| 28180 | Palm View Investments, Llc CRD 328848 | Santa Rosa Beach, FL | Wealth Manager · Boutique (under $100M) | $2.1M | 4 | 1 | 03/24/2026 | ☆ | |
| 28181 | Baron Capital Management,Llc CRD 115488 | Wealth Manager · Boutique (under $100M) | $2.1M | 19 | 19 | 1 | 02/27/2026 | ☆ | |
| 28182 | Enso Financial Plc CRD 328410 | Wealth Manager · Boutique (under $100M) | $2.1M | 42 | 40 | 1 | 09/28/2026 | ☆ | |
| 28183 | Potential Wealth Management Llc CRD 288646 | Wealth Manager · Boutique (under $100M) | $2.1M | 5 | 2 | 03/11/2026 | ☆ | ||
| 28184 | Las Colinas Capital Management, Llc CRD 145597 | Wealth Manager · Boutique (under $100M) | $2.0M | 14 | 14 | 1 | 03/02/2026 | ☆ | |
| 28185 | Zen Trading Llc CRD 291545 | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 7 | 2 | 03/10/2026 | ☆ | |
| 28186 | Everman Prosperity Llc CRD 329528 | Wealth Manager · Boutique (under $100M) | $2.0M | 6 | 24 | 1 | 04/05/2026 | ☆ | |
| 28187 | Accountants Wealth Management Group Llc CRD 283935 | Investment Adviser · Boutique (under $100M) | $2.0M | 2 | 2 | 1 | 03/27/2026 | ☆ | |
| 28188 | Essential Wealth Management Group, Llc CRD 143096 | Wealth Manager · Boutique (under $100M) | $2.0M | 30 | 52 | 1 | 03/30/2021 | ☆ | |
| 28189 | Black & White Investment Management Llc CRD 130844 | Wealth Manager · Boutique (under $100M) | $2.0M | 6 | 10 | 1 | 03/01/2026 | ☆ | |
| 28190 | Krueger Asset Management, Llc CRD 335312 | Rogers, AR | Wealth Manager · Boutique (under $100M) | $2.0M | 15 | 27 | 1 | 08/17/2026 | ☆ |
| 28191 | David B. Brandolph, J.D., Cfp CRD 113956 | Wealth Manager · Boutique (under $100M) | $2.0M | 10 | 2 | 03/09/2026 | ☆ | ||
| 28192 | Evolution Global Advisors, Llc CRD 292350 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 5 | 4 | 02/24/2026 | ☆ |
| 28193 | Bray Capital Group Llc CRD 294339 | Henderson, NV | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 61 | 77 | 1 | 06/25/2026 | ☆ |
| 28194 | Appian Road Llc CRD 167709 | Wealth Manager · Boutique (under $100M) | $2.0M | 16 | 16 | 1 | 03/19/2026 | ☆ | |
| 28195 | Mullooly Wealth Planning Llc CRD 324792 | Clover, SC | Wealth Manager · Boutique (under $100M) | $2.0M | 11 | 15 | 1 | 01/27/2026 | ☆ |
| 28196 | Convert Financial Services Llc CRD 317759 | Wealth Manager · Boutique (under $100M) | $2.0M | 26 | 26 | 1 | 03/17/2026 | ☆ | |
| 28197 | King Retirement Solutions, Llc CRD 299303 | Wealth Manager · Boutique (under $100M) | $2.0M | 18 | 18 | 1 | 05/13/2026 | ☆ | |
| 28198 | Moore Financial Planning Advisors, Llc CRD 146581 | Davie, FL | Wealth Manager · Boutique (under $100M) | $2.0M | 96 | 84 | 1 | 03/02/2026 | ☆ |
| 28199 | 3 Rd Level Wealth, Llc CRD 315849 | Hutchinson, KS | Wealth Manager · Boutique (under $100M) | $2.0M | 28 | 51 | 1 | 03/12/2026 | ☆ |
| 28200 | 65 And Sunny! Registered Investment Advisors, Llc CRD 175256 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 5 | 5 | 1 | 03/30/2026 | ☆ |