Investment advisers
45,249 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27751 | Zaks Investment Advisory Service, Llc CRD 137934 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $3.0M | 3 | 0 | 12/10/2024 | ☆ | |
| 27752 | Zarathustra Wealth Management CRD 330510 | Providence, RI | Wealth Manager · Boutique (under $100M) | $3.0M | 20 | 20 | 1 | 11/18/2024 | ☆ |
| 27753 | Pacific Paradigm Advisors Llc CRD 173188 | Private Fund Manager · Boutique (under $100M) | $3.0M | 1 | 1 | 2 | 03/30/2026 | ☆ | |
| 27754 | Presti, Joseph Martin CRD 289409 | Wealth Manager · Boutique (under $100M) | $3.0M | 6 | 8 | 1 | 08/26/2026 | ☆ | |
| 27755 | Cornerstone Financial Consulting Llc CRD 137878 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 14 | 1 | 02/25/2026 | ☆ | |
| 27756 | Argosy Investors, Llc CRD 290225 | Hickory, NC | Wealth Manager · Boutique (under $100M) | $3.0M | 16 | 1 | 01/02/2026 | ☆ | |
| 27757 | Is Capital Management, Limited Liability Company CRD 306787 | Wealth Manager · Boutique (under $100M) | $3.0M | 16 | 22 | 1 | 03/17/2026 | ☆ | |
| 27758 | Weiss Financial Group, Llc CRD 301501 | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 33 | 33 | 2 | 03/31/2026 | ☆ | |
| 27759 | Young, Christopher Cole CRD 324398 | Wealth Manager · Boutique (under $100M) | $3.0M | 12 | 19 | 1 | 02/25/2026 | ☆ | |
| 27760 | Win Private Wealth, Llc CRD 338220 | Wealth Manager · Boutique (under $100M) | $3.0M | 14 | 14 | 2 | 07/23/2026 | ☆ | |
| 27761 | Bjm Financial Inc CRD 322493 | Duluth, GA | Wealth Manager · Boutique (under $100M) | $3.0M | 10 | 10 | 1 | 03/04/2025 | ☆ |
| 27762 | Personal Benefits Planning Llc CRD 172531 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $3.0M | 17 | 17 | 1 | 10/16/2024 | ☆ |
| 27763 | International Investments & Consulting Llc CRD 327761 | Wealth Manager · Boutique (under $100M) | $3.0M | 9 | 16 | 1 | 04/21/2026 | ☆ | |
| 27764 | Flores Wealth Planning, Llc CRD 173706 | New York, NY | Wealth Manager · Boutique (under $100M) | $3.0M | 9 | 9 | 1 | 03/31/2026 | ☆ |
| 27765 | Marilyn M. Miller CRD 290212 | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 13 | 13 | 1 | 02/12/2026 | ☆ | |
| 27766 | Harman Investment Advisors Incorporated CRD 122641 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 8 | 1 | 06/29/2026 | ☆ | |
| 27767 | Fealty Group Llc CRD 324957 | Wealth Manager · Boutique (under $100M) | $3.0M | 25 | 25 | 2 | 03/31/2026 | ☆ | |
| 27768 | Finite Management, Llc CRD 314875 | Santa Monica, CA | Mutual Fund / Asset Manager · Boutique (under $100M) | $3.0M | 1 | 1 | 5 | 03/22/2023 | ☆ |
| 27769 | Neya Capital Management, Llc CRD 325185 | Palmdale, CA | Wealth Manager · Boutique (under $100M) | $3.0M | 13 | 22 | 1 | 01/22/2026 | ☆ |
| 27770 | Yayati Asset Management, Llc CRD 324099 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $3.0M | 4 | 5 | 4 | 09/18/2026 | ☆ |
| 27771 | Storyline Financial Planning Llc CRD 281830 | Saint Joseph, MO | Wealth Manager · Boutique (under $100M) | $3.0M | 13 | 66 | 1 | 01/29/2026 | ☆ |
| 27772 | Samman, Emad A. CRD 292139 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 1 | 01/21/2026 | ☆ | ||
| 27773 | Sancus Wealth Management Llc CRD 313226 | Miami, FL | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 16 | 32 | 2 | 03/30/2026 | ☆ |
| 27774 | Prosperent Capital, Llc CRD 325603 | Ukiah, CA | Insurance-Affiliated · Boutique (under $100M) | $3.0M | 22 | 1 | 08/27/2026 | ☆ | |
| 27775 | Cartera Investments Llc CRD 328615 | Wealth Manager · Boutique (under $100M) | $3.0M | 8 | 1 | 07/02/2026 | ☆ | ||
| 27776 | Tian Capital Llc CRD 283207 | Wealth Manager · Boutique (under $100M) | $2.9M | 7 | 1 | 01/09/2026 | ☆ | ||
| 27777 | Homestake Venture Partners Llc CRD 288161 | Private Fund Manager · Boutique (under $100M) | $2.9M | 9 | 9 | 3 | 03/13/2026 | ☆ | |
| 27778 | Catalano Consulting And Insurance Services, Llc CRD 298405 | The Woodlands, TX | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 19 | 16 | 1 | 08/05/2026 | ☆ |
| 27779 | The Lyttle Company, Llc CRD 304743 | Wealth Manager · Boutique (under $100M) | $2.9M | 3 | 5 | 1 | 04/02/2026 | ☆ | |
| 27780 | Bianco Capital Management, Llc CRD 300934 | Davin, WV | Wealth Manager · Boutique (under $100M) | $2.9M | 10 | 28 | 1 | 03/30/2026 | ☆ |
| 27781 | Maslar Financial, Inc. CRD 293840 | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 18 | 47 | 1 | 02/24/2026 | ☆ | |
| 27782 | Investors Advisory Services Inc CRD 105505 | Wealth Manager · Boutique (under $100M) | $2.9M | 11 | 15 | 1 | 02/12/2026 | ☆ | |
| 27783 | Boca Retirement Strategies Inc. CRD 310150 | Wealth Manager · Boutique (under $100M) | $2.9M | 24 | 46 | 1 | 01/28/2026 | ☆ | |
| 27784 | Albatross Investment Services Llc CRD 282713 | Saint Louis, MO | Wealth Manager · Boutique (under $100M) | $2.9M | 24 | 24 | 1 | 03/16/2026 | ☆ |
| 27785 | Jacobs, Richard Cyril CRD 139136 | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 10 | 18 | 1 | 03/26/2026 | ☆ | |
| 27786 | Deborah L Matz CRD 304112 | Wealth Manager · Boutique (under $100M) | $2.9M | 11 | 21 | 1 | 07/21/2026 | ☆ | |
| 27787 | Narrow Road Financial Planning Llc CRD 334228 | Wealth Manager · Boutique (under $100M) | $2.9M | 25 | 55 | 1 | 03/23/2026 | ☆ | |
| 27788 | Abbington Wells Llc. CRD 157464 | Wealth Manager · Boutique (under $100M) | $2.9M | 14 | 13 | 1 | 06/29/2026 | ☆ | |
| 27789 | Elite Wealthcare Llc CRD 318420 | Wealth Manager · Boutique (under $100M) | $2.9M | 26 | 35 | 1 | 02/27/2026 | ☆ | |
| 27790 | W Bradley Wealth Management Llc CRD 333063 | Wealth Manager · Boutique (under $100M) | $2.9M | 1 | 1 | 1 | 02/23/2026 | ☆ | |
| 27791 | Depasquale, John, Robert CRD 114938 | Wealth Manager · Boutique (under $100M) | $2.9M | 8 | 16 | 1 | 12/22/2023 | ☆ | |
| 27792 | Financial Wellness Solutions, Llc CRD 170465 | Wealth Manager · Boutique (under $100M) | $2.9M | 8 | 8 | 1 | 03/31/2026 | ☆ | |
| 27793 | Ristau Capital, Llc CRD 309325 | Wealth Manager · Boutique (under $100M) | $2.9M | 15 | 15 | 1 | 03/19/2026 | ☆ | |
| 27794 | Compound Insight, Llc CRD 298150 | Wealth Manager · Boutique (under $100M) | $2.9M | 7 | 7 | 1 | 01/09/2026 | ☆ | |
| 27795 | Lepore Financial Services Llc CRD 156530 | Manasquan, NJ | Wealth Manager · Boutique (under $100M) | $2.9M | 12 | 12 | 1 | 03/29/2025 | ☆ |
| 27796 | The Insight Advisory Group, Llc CRD 281229 | Havertown, PA | Investment Adviser · Boutique (under $100M) | $2.9M | 2 | 2 | 2 | 03/30/2026 | ☆ |
| 27797 | Mjs Capital Inc. CRD 152055 | Wealth Manager · Boutique (under $100M) | $2.9M | 11 | 23 | 1 | 03/31/2026 | ☆ | |
| 27798 | Magna Advisors, Llc CRD 334849 | Insurance-Affiliated · Boutique (under $100M) | $2.9M | 27 | 37 | 1 | 05/11/2026 | ☆ | |
| 27799 | Guardian Advisors, Llc CRD 127459 | Wealth Manager · Boutique (under $100M) | $2.9M | 2 | 2 | 1 | 03/31/2026 | ☆ | |
| 27800 | Abacus Wealth Factors, Llc CRD 285839 | Savannah, GA | Wealth Manager · Boutique (under $100M) | $2.9M | 0 | 5 | 1 | 03/25/2026 | ☆ |