Finite Management, Llc
- Regulatory AUM
- $3.0M
- Discretionary
- $3.0M
- Clients
- 1
- Avg AUM / client
- $3.0M
- Accounts
- 1
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 22, 2023
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $3.0M | 100.0% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Conroy, Anthony, Kevin | President | Mar 2021 (5y) | ≈ 18.75% – 50% via Finite Corporation, Inc. | |
| Kretschmer, R, David | Chief Operating Officer | May 2021 (5y) | Less than 5% | |
| Chin, Sothara | Chief Compliance Officer | Sep 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Finite Corporation, Inc. | Member | May 2020 | A | 75% or more |
| Distributed Resource Ventures, Inc. | Shareholder | Jun 2019 | B | ≈ 18.75% – 50% via Finite Corporation, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Conroy, Anthony, Kevin: 25% – 50% of Finite Corporation, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Distributed Resource Ventures, Inc.: 25% – 50% of Finite Corporation, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/22/2023 | 849 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 22, 2023.
View current Form ADV (SEC/IAPD) ↗