Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26601 | Intrepid Eagle Finance Llc CRD 305183 | Wealth Manager · Boutique (under $100M) | $5.9M | 21 | 49 | 1 | 03/19/2026 | ☆ | |
| 26602 | Maxus Wealth Management Llc CRD 333825 | Seward, NE | Wealth Manager · Boutique (under $100M) | $5.9M | 40 | 42 | 2 | 01/05/2026 | ☆ |
| 26603 | Judson Dean Mallard CRD 124611 | Athens, GA | Wealth Manager · Boutique (under $100M) | $5.9M | 45 | 72 | 1 | 03/11/2026 | ☆ |
| 26604 | Ell Wess Advisors, Llc CRD 330466 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $5.9M | 10 | 10 | 1 | 03/25/2026 | ☆ |
| 26605 | Eagle Spirit Investments Consulting, Inc. CRD 156243 | Wealth Manager · Boutique (under $100M) | $5.9M | 6 | 6 | 1 | 03/27/2026 | ☆ | |
| 26606 | Aimcdonnaugh & Co. Inc. CRD 124512 | Baldwin, NY | Wealth Manager · Boutique (under $100M) | $5.9M | 55 | 50 | 4 | 04/17/2025 | ☆ |
| 26607 | Kipling & Co. CRD 277115 | Wealth Manager · Boutique (under $100M) | $5.9M | 22 | 45 | 1 | 04/09/2026 | ☆ | |
| 26608 | Rose Wealth, Llc CRD 334740 | Longview, TX | Wealth Manager · Boutique (under $100M) | $5.9M | 36 | 48 | 8 | 02/19/2026 | ☆ |
| 26609 | Water Dog Asset Management Llc CRD 281720 | Wealth Manager · Boutique (under $100M) | $5.9M | 17 | 17 | 1 | 03/25/2026 | ☆ | |
| 26610 | Nextgen Wealth Defense Llc CRD 334545 | Lorain, OH | Insurance-Affiliated · Boutique (under $100M) | $5.9M | 14 | 52 | 1 | 03/20/2026 | ☆ |
| 26611 | Rook Financial Llc CRD 335543 | Wealth Manager · Boutique (under $100M) | $5.9M | 25 | 91 | 1 | 09/29/2026 | ☆ | |
| 26612 | Acorn Capital Partners, Llc CRD 165393 | Forest Hills, NY | Wealth Manager · Boutique (under $100M) | $5.9M | 10 | 10 | 2 | 02/23/2026 | ☆ |
| 26613 | Hrc Financial, Llc CRD 327285 | Wealth Manager · Boutique (under $100M) | $5.9M | 21 | 67 | 1 | 03/05/2026 | ☆ | |
| 26614 | Preferred Wealth Advisors, Llc CRD 297228 | Wealth Manager · Boutique (under $100M) | $5.9M | 35 | 35 | 2 | 10/09/2026 | ☆ | |
| 26615 | Dcg Advisory Llc CRD 310957 | Wealth Manager · Boutique (under $100M) | $5.9M | 29 | 27 | 1 | 05/15/2026 | ☆ | |
| 26616 | Insight Personal Finance, Llc CRD 288585 | Wealth Manager · Boutique (under $100M) | $5.9M | 10 | 23 | 1 | 01/21/2026 | ☆ | |
| 26617 | Harding's Wealth Managers, Inc. CRD 139542 | Wealth Manager · Boutique (under $100M) | $5.9M | 126 | 126 | 1 | 03/28/2026 | ☆ | |
| 26618 | Strong Financial Services Corporation CRD 168792 | Wealth Manager · Boutique (under $100M) | $5.9M | 52 | 73 | 4 | 03/10/2026 | ☆ | |
| 26619 | Adviser Alliance, Llc CRD 287551 | Wealth Manager · Boutique (under $100M) | $5.9M | 28 | 28 | 5 | 03/31/2026 | ☆ | |
| 26620 | American Legacy Capital Llc CRD 287967 | Wealth Manager · Boutique (under $100M) | $5.9M | 6 | 6 | 1 | 09/23/2026 | ☆ | |
| 26621 | Usaworld Capital Llc CRD 146454 | Wealth Manager · Boutique (under $100M) | $5.9M | 31 | 31 | 1 | 06/21/2026 | ☆ | |
| 26622 | Blue Sky Wealth Partners, Llc CRD 315110 | Wealth Manager · Boutique (under $100M) | $5.9M | 17 | 17 | 1 | 01/20/2026 | ☆ | |
| 26623 | Whitley Financial, Llc CRD 316607 | Wealth Manager · Boutique (under $100M) | $5.9M | 29 | 37 | 1 | 03/31/2026 | ☆ | |
| 26624 | En+ Wealth Llc CRD 328854 | Wealth Manager · Boutique (under $100M) | $5.9M | 31 | 69 | 1 | 03/04/2026 | ☆ | |
| 26625 | Deer Isle Research & Management, Llc CRD 156636 | Wealth Manager · Boutique (under $100M) | $5.9M | 3 | 7 | 1 | 04/17/2026 | ☆ | |
| 26626 | Casull Financial Advisory, Llc CRD 170053 | South Jordan, UT | Wealth Manager · Boutique (under $100M) | $5.9M | 38 | 38 | 1 | 02/20/2026 | ☆ |
| 26627 | Jones Financial Consulting, Llc CRD 146800 | Wealth Manager · Boutique (under $100M) | $5.9M | 9 | 15 | 1 | 02/24/2026 | ☆ | |
| 26628 | Laughna Financial Planning Llc CRD 307940 | Wealth Manager · Boutique (under $100M) | $5.9M | 0 | 13 | 0 | 05/02/2025 | ☆ | |
| 26629 | Camden Asset Management Company, Llc CRD 154689 | Wealth Manager · Boutique (under $100M) | $5.9M | 4 | 12 | 1 | 03/31/2026 | ☆ | |
| 26630 | Bulle Rock Capital Lp CRD 142363 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $5.9M | 13 | 13 | 2 | 03/27/2023 | ☆ |
| 26631 | White Pine Advisory Llc CRD 300700 | Wealth Manager · Boutique (under $100M) | $5.9M | 19 | 29 | 1 | 01/30/2026 | ☆ | |
| 26632 | Legacy Investment Advisors Inc. CRD 124554 | Braintree, MA | Wealth Manager · Boutique (under $100M) | $5.8M | 10 | 10 | 1 | 03/27/2026 | ☆ |
| 26633 | Sunset Strategic Financial Advisors, Llc CRD 161606 | Wealth Manager · Boutique (under $100M) | $5.8M | 10 | 23 | 1 | 04/29/2026 | ☆ | |
| 26634 | Kalo Capital Management, Llc CRD 157232 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $5.8M | 5 | 7 | 2 | 03/18/2026 | ☆ |
| 26635 | Kodiak Capital Advisors Llc CRD 174819 | Wealth Manager · Boutique (under $100M) | $5.8M | 20 | 2 | 06/09/2026 | ☆ | ||
| 26636 | Fed Advisors, Inc CRD 304650 | Henderson, NV | Wealth Manager · Boutique (under $100M) | $5.8M | 36 | 36 | 1 | 01/07/2026 | ☆ |
| 26637 | Silver Tiger Advisors Llc CRD 305189 | Wealth Manager · Boutique (under $100M) | $5.8M | 15 | 2 | 07/19/2022 | ☆ | ||
| 26638 | Orcus Investment Advisors, Llc CRD 334911 | Wealth Manager · Boutique (under $100M) | $5.8M | 5 | 22 | 1 | 03/16/2026 | ☆ | |
| 26639 | Sauberan & Company, Llc CRD 106317 | Lockport, NY | Wealth Manager · Boutique (under $100M) | $5.8M | 45 | 56 | 1 | 09/30/2026 | ☆ |
| 26640 | Moneyfull Llc CRD 169821 | Wealth Manager · Boutique (under $100M) | $5.8M | 14 | 30 | 1 | 01/22/2026 | ☆ | |
| 26641 | Secondwind Asset Management Llc CRD 150914 | Wealth Manager · Boutique (under $100M) | $5.8M | 4 | 4 | 1 | 03/20/2025 | ☆ | |
| 26642 | Tilatti Wealth Management Llc CRD 327169 | Wealth Manager · Boutique (under $100M) | $5.8M | 16 | 50 | 1 | 03/31/2026 | ☆ | |
| 26643 | Adaptive Asset Management, Llc CRD 158406 | Wealth Manager · Boutique (under $100M) | $5.8M | 9 | 9 | 1 | 03/27/2026 | ☆ | |
| 26644 | Family Life Financial Planning, Llc CRD 284922 | Mentor, OH | Wealth Manager · Boutique (under $100M) | $5.8M | 27 | 54 | 1 | 03/23/2026 | ☆ |
| 26645 | Garrett Capital Inc. CRD 116107 | Wealth Manager · Boutique (under $100M) | $5.8M | 42 | 42 | 2 | 03/17/2026 | ☆ | |
| 26646 | Iq Retirement Portfolios Llc CRD 308294 | St. Petersburg, FL | Insurance-Affiliated · Boutique (under $100M) | $5.8M | 10 | 10 | 1 | 12/26/2025 | ☆ |
| 26647 | Oakley Iv, Fanning Tucker CRD 169427 | Wealth Manager · Boutique (under $100M) | $5.8M | 4 | 1 | 01/05/2026 | ☆ | ||
| 26648 | Perimeter Investments Limited, Llc CRD 288905 | Wealth Manager · Boutique (under $100M) | $5.8M | 5 | 1 | 04/08/2026 | ☆ | ||
| 26649 | Sealex Advisory, Llc CRD 321861 | Wealth Manager · Boutique (under $100M) | $5.8M | 13 | 40 | 1 | 02/19/2026 | ☆ | |
| 26650 | Six Sigma Wealth Advisors, Llc CRD 290674 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $5.8M | 9 | 33 | 0 | 03/27/2019 | ☆ |