Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26601 | Erk Wealth Advisors, Llc CRD 336797 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $5.6M | 23 | 37 | 1 | 02/03/2026 | ☆ |
| 26602 | Herrington Investment Solutions, Inc. CRD 124363 | Wealth Manager · Boutique (under $100M) | $5.6M | 8 | 8 | 2 | 02/10/2026 | ☆ | |
| 26603 | Gray Financial Planning Llc CRD 157583 | Mckinney, TX | Wealth Manager · Boutique (under $100M) | $5.6M | 15 | 15 | 1 | 03/10/2026 | ☆ |
| 26604 | Mitchell Group Delaware Llc CRD 154959 | Sweet Home, TX | Wealth Manager · Boutique (under $100M) | $5.6M | 32 | 32 | 1 | 02/23/2026 | ☆ |
| 26605 | Holcomb Financial, Llc CRD 329604 | Canton, GA | Wealth Manager · Boutique (under $100M) | $5.6M | 21 | 46 | 1 | 03/10/2026 | ☆ |
| 26606 | Manektala Investment Advisory Services Inc. CRD 328562 | Wealth Manager · Boutique (under $100M) | $5.5M | 5 | 9 | 1 | 03/23/2026 | ☆ | |
| 26607 | Kipi Financial Planning Llc CRD 333112 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $5.5M | 18 | 37 | 1 | 01/15/2026 | ☆ |
| 26608 | Fiduciary Wealth Management, Llc. CRD 166501 | Wealth Manager · Boutique (under $100M) | $5.5M | 62 | 62 | 1 | 04/11/2024 | ☆ | |
| 26609 | Burlingame Investment Group Llc CRD 156279 | Private Fund Manager · Boutique (under $100M) | $5.5M | 1 | 3 | 1 | 03/18/2026 | ☆ | |
| 26610 | Keller Wealth Management Llc CRD 311986 | Wealth Manager · Boutique (under $100M) | $5.5M | 56 | 85 | 1 | 06/02/2026 | ☆ | |
| 26611 | Revolut Wealth Inc. CRD 322894 | New York, NY | Wealth Manager · Boutique (under $100M) | $5.5M | 8,441 | 8,441 | 5 | 02/24/2026 | ☆ |
| 26612 | Kingsbarn Capital Management, Llc CRD 316562 | Las Vegas, NV | Mutual Fund / Asset Manager · Boutique (under $100M) | $5.5M | 2 | 2 | 2 | 03/30/2026 | ☆ |
| 26613 | Sedona Asset Management Services, Llc CRD 132373 | Wealth Manager · Boutique (under $100M) | $5.5M | 7 | 10 | 1 | 02/23/2026 | ☆ | |
| 26614 | American Trust Investment Services Advisory, Inc. CRD 299547 | Whiting, IN | Wealth Manager · Boutique (under $100M) | $5.5M | 51 | 51 | 5 | 03/30/2026 | ☆ |
| 26615 | Jackalope Capital, Inc. CRD 309696 | Wealth Manager · Boutique (under $100M) | $5.5M | 2 | 2 | 1 | 06/12/2025 | ☆ | |
| 26616 | Wealth Management Advisors, Llc CRD 117533 | Shallotte, NC | Wealth Manager · Boutique (under $100M) | $5.5M | 0 | 6 | 1 | 02/11/2026 | ☆ |
| 26617 | Baker And Baker Financial Llc CRD 337662 | Carlsbad, CA | Insurance-Affiliated · Boutique (under $100M) | $5.5M | 17 | 17 | 2 | 03/18/2026 | ☆ |
| 26618 | Etzler Financial Advisors, Llc CRD 134022 | Red Bluff, CA | Institutional / Pension Advisor · Boutique (under $100M) | $5.5M | 130 | 4 | 1 | 04/13/2026 | ☆ |
| 26619 | Sanderling Finance, Llc CRD 306130 | Columbia, SC | Wealth Manager · Boutique (under $100M) | $5.5M | 15 | 50 | 1 | 03/20/2026 | ☆ |
| 26620 | Carter Ridge Strategic Advisors, Llc CRD 322160 | Wealth Manager · Boutique (under $100M) | $5.5M | 9 | 11 | 1 | 07/31/2026 | ☆ | |
| 26621 | Financial Network Group Legacy Advisers CRD 281624 | Wealth Manager · Boutique (under $100M) | $5.5M | 10 | 32 | 1 | 07/23/2025 | ☆ | |
| 26622 | Greenrock Asset Management Llc CRD 310089 | Wealth Manager · Boutique (under $100M) | $5.5M | 12 | 26 | 1 | 03/20/2026 | ☆ | |
| 26623 | Gt Investment Management, Llc CRD 325619 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $5.5M | 35 | 41 | 1 | 02/23/2026 | ☆ |
| 26624 | J W English Investment Management Services Llc CRD 156731 | Wealth Manager · Boutique (under $100M) | $5.5M | 11 | 26 | 0 | 05/01/2026 | ☆ | |
| 26625 | Mill Hill Management Llc CRD 331309 | Short Hills, NJ | Wealth Manager · Boutique (under $100M) | $5.5M | 1 | 2 | 1 | 04/23/2025 | ☆ |
| 26626 | Next Pronto Llc CRD 308974 | New York, NY | Wealth Manager · Boutique (under $100M) | $5.5M | 31 | 47 | 0 | 03/30/2026 | ☆ |
| 26627 | Northern Star Generational Wealth CRD 335323 | Mountain View, CA | Wealth Manager · Boutique (under $100M) | $5.5M | 4 | 1 | 05/22/2026 | ☆ | |
| 26628 | Oceanus Capital Management Llc CRD 331624 | Short Hills, NJ | Wealth Manager · Boutique (under $100M) | $5.5M | 2 | 2 | 2 | 10/03/2025 | ☆ |
| 26629 | Oshima & Associates CRD 10370 | Boston, MA | Wealth Manager · Boutique (under $100M) | $5.5M | 12 | 15 | 1 | 01/23/2025 | ☆ |
| 26630 | T.L. Eddy Financial Services, Inc. CRD 141563 | Wealth Manager · Boutique (under $100M) | $5.5M | 17 | 17 | 1 | 08/02/2025 | ☆ | |
| 26631 | Uplift Investing, Inc CRD 291364 | Wealth Manager · Boutique (under $100M) | $5.5M | 23 | 50 | 1 | 02/27/2026 | ☆ | |
| 26632 | Integrity Wealth Management, Llc CRD 164473 | Lisle, IL | Wealth Manager · Boutique (under $100M) | $5.5M | 0 | 5 | 1 | 03/16/2026 | ☆ |
| 26633 | 2 Nd Story Wealth Planners CRD 325409 | Wealth Manager · Boutique (under $100M) | $5.5M | 42 | 70 | 2 | 02/26/2026 | ☆ | |
| 26634 | Financial Planning For Real People Pllc CRD 326918 | Wealth Manager · Boutique (under $100M) | $5.5M | 18 | 36 | 1 | 04/06/2026 | ☆ | |
| 26635 | Virentes Capital Management Llc CRD 335602 | Wealth Manager · Boutique (under $100M) | $5.5M | 0 | 3 | 1 | 01/30/2026 | ☆ | |
| 26636 | Centerfin Inc. CRD 306461 | New York, NY | Wealth Manager · Boutique (under $100M) | $5.5M | 21 | 31 | 2 | 03/27/2026 | ☆ |
| 26637 | Elliker Financial, Llc CRD 335437 | Morgantown, PA | Wealth Manager · Boutique (under $100M) | $5.5M | 12 | 29 | 1 | 03/16/2026 | ☆ |
| 26638 | True North Financial Planning, Llc CRD 170555 | South Burlington, VT | Wealth Manager · Boutique (under $100M) | $5.5M | 13 | 21 | 1 | 02/27/2026 | ☆ |
| 26639 | Wieder Financial Corp. CRD 331643 | Yonkers, NY | Wealth Manager · Boutique (under $100M) | $5.5M | 2 | 2 | 1 | 06/06/2025 | ☆ |
| 26640 | Sp Wealth Planning Llc CRD 323658 | Wealth Manager · Boutique (under $100M) | $5.5M | 36 | 36 | 1 | 02/26/2026 | ☆ | |
| 26641 | Zhu, Jun CRD 153500 | Wealth Manager · Boutique (under $100M) | $5.5M | 4 | 32 | 1 | 03/19/2026 | ☆ | |
| 26642 | Angel Wealth Advisors Llc CRD 339005 | Wealth Manager · Boutique (under $100M) | $5.4M | 13 | 13 | 1 | 03/30/2026 | ☆ | |
| 26643 | Third Coast Securities Llc CRD 307965 | Wealth Manager · Boutique (under $100M) | $5.4M | 23 | 35 | 1 | 07/24/2026 | ☆ | |
| 26644 | Fogel Neale Wealth Management, Llc CRD 300358 | New York, NY | Wealth Manager · Boutique (under $100M) | $5.4M | 25 | 90 | 1 | 11/16/2023 | ☆ |
| 26645 | Debra H Jones CRD 135868 | Wealth Manager · Boutique (under $100M) | $5.4M | 5 | 5 | 1 | 03/29/2026 | ☆ | |
| 26646 | Foresight Advisors Llc CRD 154516 | Wealth Manager · Boutique (under $100M) | $5.4M | 6 | 6 | 1 | 03/30/2026 | ☆ | |
| 26647 | Wealth Den Financial Llc CRD 311822 | Wealth Manager · Boutique (under $100M) | $5.4M | 23 | 57 | 1 | 02/02/2026 | ☆ | |
| 26648 | Onpoint Financial Management Llc CRD 317214 | Beverly Hills, CA | Insurance-Affiliated · Boutique (under $100M) | $5.4M | 36 | 36 | 2 | 05/14/2026 | ☆ |
| 26649 | Intelligent Capital Management Llc CRD 150928 | Wealth Manager · Boutique (under $100M) | $5.4M | 25 | 25 | 1 | 03/05/2026 | ☆ | |
| 26650 | First Class Wealth Management Llc CRD 327102 | Wealth Manager · Boutique (under $100M) | $5.4M | 9 | 18 | 1 | 01/20/2026 | ☆ |