Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26551 | One Across Capital, Llc CRD 161034 | Maplewood, NJ | Wealth Manager · Boutique (under $100M) | $6.0M | 13 | 16 | 1 | 03/10/2026 | ☆ |
| 26552 | Best Capital Management, Llc CRD 339392 | Cumming, GA | Endowment & Foundation Advisor · Boutique (under $100M) | $6.0M | 3 | 1 | 03/30/2026 | ☆ | |
| 26553 | Focused Capital Investment, Llc CRD 308029 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $6.0M | 43 | 45 | 2 | 09/24/2026 | ☆ |
| 26554 | Tgg Management Company Inc. CRD 145451 | Encinitas, CA | Wealth Manager · Boutique (under $100M) | $6.0M | 16 | 16 | 1 | 06/05/2026 | ☆ |
| 26555 | Three Oaks Partners Investment Counsel Llc CRD 333279 | Clearwater, FL | Wealth Manager · Boutique (under $100M) | $6.0M | 22 | 57 | 2 | 09/18/2026 | ☆ |
| 26556 | Abacus Financial Planning, Llc CRD 314646 | Kirkland, WA | Wealth Manager · Boutique (under $100M) | $6.0M | 21 | 2 | 06/02/2026 | ☆ | |
| 26557 | Investment Capital Management, Inc. CRD 112691 | Clinton, NJ | Wealth Manager · Boutique (under $100M) | $6.0M | 53 | 53 | 1 | 06/30/2026 | ☆ |
| 26558 | Ai Financial, Inc. CRD 128781 | Simi Valley, CA | Wealth Manager · Boutique (under $100M) | $6.0M | 11 | 11 | 1 | 06/09/2026 | ☆ |
| 26559 | Andover Investment Management CRD 124046 | Wealth Manager · Boutique (under $100M) | $6.0M | 6 | 6 | 1 | 10/02/2020 | ☆ | |
| 26560 | Anthony Joseph Mancini CRD 133537 | Wealth Manager · Boutique (under $100M) | $6.0M | 10 | 10 | 1 | 01/14/2026 | ☆ | |
| 26561 | Atlantic Advisors, Inc. CRD 115485 | Wealth Manager · Boutique (under $100M) | $6.0M | 35 | 35 | 1 | 03/16/2022 | ☆ | |
| 26562 | Bernstein, Jeffrey, Lewis CRD 157305 | Wealth Manager · Boutique (under $100M) | $6.0M | 25 | 25 | 1 | 01/05/2026 | ☆ | |
| 26563 | Big Wave Advisors, Inc. CRD 134044 | Wealth Manager · Boutique (under $100M) | $6.0M | 30 | 1 | 12/03/2020 | ☆ | ||
| 26564 | Brad John Becker CRD 113783 | Wealth Manager · Boutique (under $100M) | $6.0M | 5 | 1 | 01/06/2026 | ☆ | ||
| 26565 | Broaden Wealth Llc CRD 338314 | Fort Myers, FL | Wealth Manager · Boutique (under $100M) | $6.0M | 5 | 25 | 1 | 06/02/2026 | ☆ |
| 26566 | Goldmark Financial Planners, Llc CRD 154979 | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 30 | 35 | 2 | 10/08/2026 | ☆ | |
| 26567 | Legacy Wealth Management, Inc. CRD 306557 | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 4 | 4 | 0 | 03/02/2026 | ☆ | |
| 26568 | Marketocracy Capital Management Llc CRD 109168 | Wealth Manager · Boutique (under $100M) | $6.0M | 50 | 50 | 2 | 07/23/2018 | ☆ | |
| 26569 | Mindie Molina Investments, Llc CRD 323378 | Stuart, FL | Wealth Manager · Boutique (under $100M) | $6.0M | 43 | 43 | 1 | 04/15/2025 | ☆ |
| 26570 | Northwoods Wealth Management CRD 135236 | Boothbay Harbor, ME | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 30 | 1 | 09/05/2025 | ☆ | |
| 26571 | Osher Capital, Llc CRD 147412 | Wealth Manager · Boutique (under $100M) | $6.0M | 3 | 6 | 1 | 04/27/2026 | ☆ | |
| 26572 | Prism Capital Management, Llc CRD 144989 | Wealth Manager · Boutique (under $100M) | $6.0M | 5 | 10 | 1 | 08/07/2026 | ☆ | |
| 26573 | Qmulate Capital, Llc CRD 277124 | Wealth Manager · Boutique (under $100M) | $6.0M | 31 | 31 | 1 | 05/08/2026 | ☆ | |
| 26574 | Quam Wealth Advisory Group Llc CRD 155903 | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 40 | 0 | 02/05/2015 | ☆ | ||
| 26575 | Richard J. Fucillo CRD 318293 | Winthrop, MA | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 14 | 21 | 1 | 09/10/2026 | ☆ |
| 26576 | Star Llc CRD 145001 | Campbell, CA | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 12 | 10 | 1 | 04/16/2026 | ☆ |
| 26577 | Time Advisors Usa, Llc CRD 332980 | Wealth Manager · Boutique (under $100M) | $6.0M | 3 | 3 | 1 | 02/05/2026 | ☆ | |
| 26578 | Bcm Benefits Inc. CRD 146182 | Wealth Manager · Boutique (under $100M) | $6.0M | 48 | 49 | 1 | 09/24/2020 | ☆ | |
| 26579 | Lebrigh Life Planners, Llc CRD 132060 | Wealth Manager · Boutique (under $100M) | $6.0M | 4 | 1 | 07/22/2026 | ☆ | ||
| 26580 | Altruistic Advisor Llc CRD 329799 | Wealth Manager · Boutique (under $100M) | $6.0M | 9 | 9 | 1 | 03/05/2026 | ☆ | |
| 26581 | Ascendance Wealth CRD 142583 | Wealth Manager · Boutique (under $100M) | $6.0M | 19 | 19 | 1 | 08/14/2026 | ☆ | |
| 26582 | Garcia Financial Planning Llc CRD 339060 | Meridian, ID | Wealth Manager · Boutique (under $100M) | $6.0M | 46 | 100 | 1 | 10/01/2026 | ☆ |
| 26583 | Camacho Capital Planning Advisors Llc CRD 325184 | Monmouth Junction, NJ | Wealth Manager · Boutique (under $100M) | $6.0M | 23 | 23 | 1 | 03/10/2026 | ☆ |
| 26584 | Summit Vision Financial, Llc CRD 299660 | Wealth Manager · Boutique (under $100M) | $6.0M | 39 | 75 | 1 | 03/31/2026 | ☆ | |
| 26585 | Foliage Financial Planning Llc CRD 335253 | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 26 | 29 | 1 | 09/29/2026 | ☆ | |
| 26586 | Mead Capital Management, Llc CRD 172416 | Wealth Manager · Boutique (under $100M) | $6.0M | 25 | 58 | 1 | 03/23/2026 | ☆ | |
| 26587 | Wealth & Business Planning Group, Llc CRD 146151 | Maitland, FL | Insurance-Affiliated · Boutique (under $100M) | $6.0M | 31 | 31 | 1 | 03/27/2026 | ☆ |
| 26588 | Brg Financial, Llc CRD 327813 | Wealth Manager · Boutique (under $100M) | $6.0M | 23 | 54 | 1 | 02/04/2026 | ☆ | |
| 26589 | Royal Financial Investment Group, Llc CRD 316433 | Wealth Manager · Boutique (under $100M) | $6.0M | 50 | 41 | 2 | 07/29/2026 | ☆ | |
| 26590 | Ambastha Financial Llc CRD 300294 | Wealth Manager · Boutique (under $100M) | $5.9M | 5 | 14 | 2 | 01/12/2026 | ☆ | |
| 26591 | Indy Wealth Solutions, Llc CRD 283634 | Insurance-Affiliated · Boutique (under $100M) | $5.9M | 78 | 234 | 1 | 03/19/2026 | ☆ | |
| 26592 | Dubois Wealth Management, Llc CRD 310487 | Wealth Manager · Boutique (under $100M) | $5.9M | 14 | 44 | 1 | 01/27/2026 | ☆ | |
| 26593 | Del Gallo Financial Services, Llc CRD 148260 | Avon, CT | Insurance-Affiliated · Boutique (under $100M) | $5.9M | 12 | 12 | 1 | 07/30/2026 | ☆ |
| 26594 | Mapt Capital Llc CRD 341390 | Madison, WI | Wealth Manager · Boutique (under $100M) | $5.9M | 15 | 15 | 3 | 08/31/2026 | ☆ |
| 26595 | Unlimited Timing Service, Inc. CRD 107770 | Insurance-Affiliated · Boutique (under $100M) | $5.9M | 37 | 37 | 1 | 01/21/2026 | ☆ | |
| 26596 | Elm Asset Management Inc. CRD 114199 | Denton, TX | Wealth Manager · Boutique (under $100M) | $5.9M | 13 | 16 | 1 | 03/30/2026 | ☆ |
| 26597 | Mainstay Capital Llc CRD 312352 | Wealth Manager · Boutique (under $100M) | $5.9M | 35 | 134 | 1 | 01/09/2026 | ☆ | |
| 26598 | Plc Investment Solutions, Llc CRD 330114 | Insurance-Affiliated · Boutique (under $100M) | $5.9M | 25 | 77 | 1 | 09/01/2026 | ☆ | |
| 26599 | Glass City Capital Management, Llc CRD 297327 | Maumee, OH | Wealth Manager · Boutique (under $100M) | $5.9M | 13 | 20 | 1 | 01/03/2026 | ☆ |
| 26600 | Infinitus Wealth Management Llc CRD 317198 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $5.9M | 12 | 20 | 1 | 03/27/2026 | ☆ |