Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25151 | Bozeman, L.L.C. CRD 164813 | Spokane, WA | Private Fund Manager · Boutique (under $100M) | $11.0M | 1 | 1 | 3 | 02/17/2026 | ☆ |
| 25152 | Hathaway & Co., Llc CRD 337833 | Arlington, MA | Wealth Manager · Boutique (under $100M) | $11.0M | 1 | 1 | 04/16/2026 | ☆ | |
| 25153 | New Observer Capital Management, Llc CRD 117535 | Private Fund Manager · Boutique (under $100M) | $11.0M | 1 | 1 | 1 | 03/28/2025 | ☆ | |
| 25154 | Rchristian Financial Consultants, Llc CRD 154081 | Insurance-Affiliated · Boutique (under $100M) | $11.0M | 87 | 86 | 1 | 04/01/2026 | ☆ | |
| 25155 | Strasburg Asset Management Company Llc CRD 326412 | Wealth Manager · Boutique (under $100M) | $11.0M | 5 | 6 | 1 | 03/09/2026 | ☆ | |
| 25156 | Tony Tadashi Pico CRD 136611 | Oakland, CA | Wealth Manager · Boutique (under $100M) | $11.0M | 21 | 21 | 1 | 03/31/2026 | ☆ |
| 25157 | Tuliptree Advisors Llc CRD 329872 | Wealth Manager · Boutique (under $100M) | $11.0M | 13 | 19 | 1 | 02/18/2026 | ☆ | |
| 25158 | Sail Loft Capital Management Llc CRD 153143 | Wealth Manager · Boutique (under $100M) | $11.0M | 6 | 11 | 1 | 01/08/2026 | ☆ | |
| 25159 | Doncaster Wealth Llc CRD 336225 | Wealth Manager · Boutique (under $100M) | $11.0M | 35 | 35 | 1 | 03/31/2026 | ☆ | |
| 25160 | Serene Growth Partners Llc CRD 269929 | Wealth Manager · Boutique (under $100M) | $11.0M | 12 | 23 | 1 | 07/14/2026 | ☆ | |
| 25161 | Key Financial Concepts, Inc. CRD 125985 | Vernon, CT | Insurance-Affiliated · Boutique (under $100M) | $11.0M | 26 | 31 | 2 | 01/12/2026 | ☆ |
| 25162 | Wilco Financial, Llc CRD 329081 | Wealth Manager · Boutique (under $100M) | $11.0M | 11 | 48 | 1 | 03/26/2026 | ☆ | |
| 25163 | Popa Financial Services, Inc. CRD 117219 | Bethel Park, PA | Insurance-Affiliated · Boutique (under $100M) | $11.0M | 38 | 38 | 2 | 03/31/2026 | ☆ |
| 25164 | Jurkiewicz, Christopher CRD 126644 | New York, NY | Wealth Manager · Boutique (under $100M) | $11.0M | 48 | 91 | 0 | 03/31/2026 | ☆ |
| 25165 | Investek Company, Llc CRD 124239 | Wealth Manager · Boutique (under $100M) | $11.0M | 46 | 63 | 1 | 05/14/2026 | ☆ | |
| 25166 | Bsquare Investalytix Llc CRD 333679 | Wealth Manager · Boutique (under $100M) | $10.9M | 19 | 40 | 1 | 03/04/2026 | ☆ | |
| 25167 | Kte Capital Management, Llc CRD 308061 | Wealth Manager · Boutique (under $100M) | $10.9M | 16 | 37 | 1 | 02/12/2026 | ☆ | |
| 25168 | Advanced Advisor Group, Llc CRD 140393 | Cambridge, MN | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $10.9M | 58 | 96 | 11 | 03/03/2026 | ☆ |
| 25169 | Wide Eye Capital Llc CRD 322886 | Wealth Manager · Boutique (under $100M) | $10.9M | 28 | 57 | 1 | 03/08/2026 | ☆ | |
| 25170 | Finlayson Financial Planning, Inc. CRD 165631 | Wealth Manager · Boutique (under $100M) | $10.9M | 65 | 73 | 1 | 03/02/2026 | ☆ | |
| 25171 | Gerard Asset Management, L.L.C. CRD 116191 | Wealth Manager · Boutique (under $100M) | $10.9M | 20 | 20 | 1 | 03/29/2026 | ☆ | |
| 25172 | Delta Hedge Financial, Llc CRD 300035 | Wealth Manager · Boutique (under $100M) | $10.9M | 30 | 47 | 1 | 07/14/2026 | ☆ | |
| 25173 | Tennessee Valley Investment Management Inc. CRD 305228 | Wealth Manager · Boutique (under $100M) | $10.9M | 34 | 36 | 1 | 03/26/2026 | ☆ | |
| 25174 | Fineberg Wealth Management, Llc CRD 162901 | Insurance-Affiliated · Boutique (under $100M) | $10.9M | 390 | 55 | 1 | 01/20/2026 | ☆ | |
| 25175 | Song Asset Management, Llc CRD 134468 | Wealth Manager · Boutique (under $100M) | $10.9M | 21 | 34 | 1 | 09/02/2026 | ☆ | |
| 25176 | The World Changers Investments, Llc CRD 326532 | Miami, FL | Wealth Manager · Boutique (under $100M) | $10.9M | 360 | 360 | 2 | 09/11/2026 | ☆ |
| 25177 | Arca Archa, Llc CRD 145490 | Wealth Manager · Boutique (under $100M) | $10.9M | 42 | 42 | 1 | 09/16/2026 | ☆ | |
| 25178 | Tax & Insurance Services Incorporated CRD 170453 | Riverside, CA | Wealth Manager · Boutique (under $100M) | $10.9M | 49 | 49 | 1 | 03/29/2026 | ☆ |
| 25179 | Plimsoll Financial Planning, Llc CRD 285993 | Wealth Manager · Boutique (under $100M) | $10.9M | 13 | 20 | 1 | 04/01/2026 | ☆ | |
| 25180 | Hickory Financial Group, Llc CRD 306201 | Hickory, NC | Wealth Manager · Boutique (under $100M) | $10.9M | 71 | 71 | 1 | 02/17/2026 | ☆ |
| 25181 | N CRD 312074 | Mutual Fund / Asset Manager · Boutique (under $100M) | $10.9M | 1 | 1 | 3 | 03/20/2026 | ☆ | |
| 25182 | Ctm Financial, Llc CRD 124458 | Wealth Manager · Boutique (under $100M) | $10.9M | 9 | 18 | 1 | 04/10/2025 | ☆ | |
| 25183 | Great Lakes Financial Companies Inc. CRD 120272 | Twinsburg, OH | Wealth Manager · Boutique (under $100M) | $10.9M | 71 | 82 | 1 | 02/10/2026 | ☆ |
| 25184 | Lacy Cronkhite & Company Inc CRD 299566 | Insurance-Affiliated · Boutique (under $100M) | $10.9M | 24 | 24 | 1 | 08/25/2026 | ☆ | |
| 25185 | Adaero Capital Management, Llc CRD 131438 | Wealth Manager · Boutique (under $100M) | $10.9M | 23 | 23 | 1 | 03/27/2026 | ☆ | |
| 25186 | Ryan Smith Financial Services Inc. CRD 325545 | Wealth Manager · Boutique (under $100M) | $10.9M | 45 | 83 | 1 | 06/15/2026 | ☆ | |
| 25187 | Fortius Financial Advisors, Llc CRD 128060 | Salt Lake City, UT | Wealth Manager · Boutique (under $100M) | $10.9M | 66 | 86 | 4 | 03/31/2026 | ☆ |
| 25188 | Porter Avenue Capital Management, Llc CRD 167006 | Alto Pass, IL | Wealth Manager · Boutique (under $100M) | $10.8M | 81 | 131 | 2 | 07/24/2026 | ☆ |
| 25189 | Gk Private Investment Llc CRD 342106 | Private Fund Manager · Boutique (under $100M) | $10.8M | 1 | 1 | 1 | 09/24/2026 | ☆ | |
| 25190 | Brandon Renfro Llc CRD 292974 | Longview, TX | Wealth Manager · Boutique (under $100M) | $10.8M | 18 | 54 | 2 | 01/13/2026 | ☆ |
| 25191 | Harper Capital Partners, Inc. CRD 117772 | Wealth Manager · Boutique (under $100M) | $10.8M | 37 | 37 | 1 | 03/19/2026 | ☆ | |
| 25192 | Balanstone, Llc CRD 242796 | Newton, MA | Wealth Manager · Boutique (under $100M) | $10.8M | 9 | 9 | 1 | 03/10/2026 | ☆ |
| 25193 | Rue, Neil CRD 331048 | Wealth Manager · Boutique (under $100M) | $10.8M | 6 | 6 | 1 | 02/16/2026 | ☆ | |
| 25194 | Onward Fi, Llc CRD 326824 | Wealth Manager · Boutique (under $100M) | $10.8M | 23 | 67 | 1 | 03/31/2026 | ☆ | |
| 25195 | Lorenzen, James Marion CRD 122910 | Simi Valley, CA | Insurance-Affiliated · Boutique (under $100M) | $10.8M | 8 | 19 | 1 | 03/13/2026 | ☆ |
| 25196 | Fundamental Investment Alliance Group, Inc. CRD 131166 | Lutz, FL | Investment Adviser · Boutique (under $100M) | $10.8M | 0 | 9 | 4 | 04/14/2026 | ☆ |
| 25197 | John Picard Stein , Ph.D. CRD 112135 | Wealth Manager · Boutique (under $100M) | $10.8M | 10 | 21 | 1 | 05/29/2026 | ☆ | |
| 25198 | Semper Wealth Management Llc CRD 305094 | Wealth Manager · Boutique (under $100M) | $10.8M | 27 | 51 | 1 | 03/31/2026 | ☆ | |
| 25199 | No Coast Financial Group, Llc CRD 324971 | Manhattan, KS | Wealth Manager · Boutique (under $100M) | $10.8M | 30 | 101 | 1 | 02/02/2026 | ☆ |
| 25200 | Denny, Barry T. CRD 304512 | Wealth Manager · Boutique (under $100M) | $10.8M | 25 | 25 | 1 | 04/28/2026 | ☆ |