Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24101 | Tanin, Tunc CRD 170512 | Cambridge, MA | Insurance-Affiliated · Boutique (under $100M) | $15.6M | 83 | 83 | 1 | 03/04/2026 | ☆ |
| 24102 | The Connolly Corporation CRD 111325 | Wealth Manager · Boutique (under $100M) | $15.6M | 30 | 29 | 1 | 03/25/2026 | ☆ | |
| 24103 | Albatroz Capital Llc CRD 318090 | Key Biscayne, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $15.6M | 12 | 11 | 2 | 03/23/2026 | ☆ |
| 24104 | Advisors Trust Planning & Investment Company, Inc. CRD 142282 | Naples, FL | Insurance-Affiliated · Boutique (under $100M) | $15.6M | 3 | 3 | 03/27/2026 | ☆ | |
| 24105 | Jmn Investment Management Llc CRD 158357 | Wealth Manager · Boutique (under $100M) | $15.6M | 10 | 10 | 3 | 02/18/2026 | ☆ | |
| 24106 | Rockridge Money Management Llc CRD 154778 | Wealth Manager · Boutique (under $100M) | $15.6M | 6 | 10 | 1 | 01/26/2026 | ☆ | |
| 24107 | Focus Asset Management Llc CRD 304183 | New York, NY | Wealth Manager · Boutique (under $100M) | $15.6M | 18 | 20 | 1 | 06/23/2026 | ☆ |
| 24108 | Gibbens Capital Management Llc CRD 336649 | Wealth Manager · Boutique (under $100M) | $15.6M | 2 | 12 | 1 | 09/30/2026 | ☆ | |
| 24109 | Dublin Wealth Management, Inc. CRD 153475 | Wealth Manager · Boutique (under $100M) | $15.6M | 28 | 28 | 1 | 11/20/2025 | ☆ | |
| 24110 | Ecapital Advisors, Inc. CRD 114734 | Wealth Manager · Boutique (under $100M) | $15.6M | 2 | 7 | 1 | 02/02/2026 | ☆ | |
| 24111 | Peak Financial Partners, Llc CRD 147345 | Insurance-Affiliated · Boutique (under $100M) | $15.6M | 47 | 47 | 2 | 04/30/2026 | ☆ | |
| 24112 | Wealth Management Partners Of Michigan, Llc CRD 127387 | Wealth Manager · Boutique (under $100M) | $15.6M | 50 | 50 | 1 | 03/25/2026 | ☆ | |
| 24113 | Growthfocus Wealth Management Llc CRD 307445 | Wealth Manager · Boutique (under $100M) | $15.6M | 14 | 38 | 1 | 01/28/2026 | ☆ | |
| 24114 | Pound Cake Holdings Llc CRD 310135 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $15.6M | 51 | 76 | 2 | 10/06/2026 | ☆ |
| 24115 | Harbor Point Capital Management, Llc CRD 153753 | Woburn, MA | Wealth Manager · Boutique (under $100M) | $15.6M | 27 | 70 | 1 | 03/27/2026 | ☆ |
| 24116 | Westlake Wealth Management, Llc CRD 155316 | Portland, OR | Wealth Manager · Boutique (under $100M) | $15.6M | 57 | 57 | 2 | 03/30/2026 | ☆ |
| 24117 | Grandva Capital Llc CRD 314110 | Wealth Manager · Boutique (under $100M) | $15.6M | 15 | 2 | 03/28/2026 | ☆ | ||
| 24118 | Vassalotti Investment Management Corporation CRD 119009 | Duncansville, PA | Wealth Manager · Boutique (under $100M) | $15.6M | 260 | 260 | 1 | 11/13/2024 | ☆ |
| 24119 | Five Peaks Financial Consulting, Inc. CRD 115341 | Insurance-Affiliated · Boutique (under $100M) | $15.5M | 6 | 6 | 1 | 10/08/2026 | ☆ | |
| 24120 | Mirica Wealth Management Llc CRD 297759 | Wealth Manager · Boutique (under $100M) | $15.5M | 38 | 38 | 1 | 03/31/2026 | ☆ | |
| 24121 | Financial Decision Partners, Llc CRD 125981 | Wealth Manager · Boutique (under $100M) | $15.5M | 37 | 63 | 2 | 03/23/2026 | ☆ | |
| 24122 | Dushane Management, Inc. CRD 168673 | Wealth Manager · Boutique (under $100M) | $15.5M | 29 | 61 | 1 | 07/14/2026 | ☆ | |
| 24123 | Northshire Consulting, Llc CRD 299013 | Institutional / Pension Advisor · Boutique (under $100M) | $15.5M | 39 | 88 | 1 | 12/16/2025 | ☆ | |
| 24124 | Gudo Partners Llc CRD 317932 | New York, NY | Private Fund Manager · Boutique (under $100M) | $15.5M | 1 | 1 | 1 | 06/04/2026 | ☆ |
| 24125 | Caritas Investment Advisors Llc CRD 284777 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $15.5M | 33 | 33 | 1 | 07/28/2026 | ☆ |
| 24126 | Chady, Ruth Auer CRD 123100 | Swansea, IL | Insurance-Affiliated · Boutique (under $100M) | $15.5M | 66 | 07/11/2011 | ☆ | ||
| 24127 | Mauro Capital Management, Inc. CRD 122411 | Wealth Manager · Boutique (under $100M) | $15.5M | 25 | 34 | 1 | 03/01/2026 | ☆ | |
| 24128 | Tkg Financial Llc CRD 317814 | Wealth Manager · Boutique (under $100M) | $15.5M | 27 | 84 | 1 | 01/29/2026 | ☆ | |
| 24129 | Bates Wealth Management, Llc CRD 284892 | Insurance-Affiliated · Boutique (under $100M) | $15.5M | 32 | 38 | 2 | 03/31/2026 | ☆ | |
| 24130 | Think Financial Strategies, Llc CRD 314827 | Insurance-Affiliated · Boutique (under $100M) | $15.5M | 44 | 106 | 2 | 03/02/2026 | ☆ | |
| 24131 | Ridley Asset Management, Llc CRD 144735 | Wealth Manager · Boutique (under $100M) | $15.5M | 14 | 30 | 2 | 02/05/2026 | ☆ | |
| 24132 | Fg&G Financial Services, Llc CRD 149180 | Danvers, MA | Wealth Manager · Boutique (under $100M) | $15.5M | 15 | 31 | 2 | 03/04/2026 | ☆ |
| 24133 | Carter & Balsam Advisers CRD 127634 | Wealth Manager · Boutique (under $100M) | $15.5M | 7 | 7 | 1 | 01/30/2026 | ☆ | |
| 24134 | Wealthmind Financial Planning Llc CRD 328126 | Wealth Manager · Boutique (under $100M) | $15.5M | 10 | 41 | 4 | 02/18/2026 | ☆ | |
| 24135 | Remington Wealth Management Llc CRD 154598 | Wealth Manager · Boutique (under $100M) | $15.5M | 4 | 6 | 1 | 02/06/2026 | ☆ | |
| 24136 | Southern Magnolia Investment Management Llc CRD 306444 | Wealth Manager · Boutique (under $100M) | $15.5M | 86 | 173 | 1 | 02/07/2025 | ☆ | |
| 24137 | Ag Wealth Management, Pllc CRD 290273 | Wealth Manager · Boutique (under $100M) | $15.5M | 22 | 71 | 2 | 03/26/2026 | ☆ | |
| 24138 | Financial Strategies, Llc CRD 165357 | Wealth Manager · Boutique (under $100M) | $15.5M | 5 | 9 | 0 | 05/16/2026 | ☆ | |
| 24139 | Life Moves Wealth Management, Llc CRD 321261 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $15.5M | 49 | 168 | 1 | 02/20/2026 | ☆ |
| 24140 | Maclura Investments, Llc CRD 306621 | Wealth Manager · Boutique (under $100M) | $15.5M | 29 | 46 | 1 | 09/11/2026 | ☆ | |
| 24141 | Rhotopia Financial CRD 330618 | Milton, MA | Insurance-Affiliated · Boutique (under $100M) | $15.5M | 16 | 23 | 12 | 06/23/2026 | ☆ |
| 24142 | Greg Hodges Financial Advisory CRD 135475 | Wealth Manager · Boutique (under $100M) | $15.5M | 26 | 26 | 1 | 01/30/2026 | ☆ | |
| 24143 | Legacy Wealth Management, Inc. CRD 157453 | Wealth Manager · Boutique (under $100M) | $15.4M | 91 | 147 | 1 | 09/22/2026 | ☆ | |
| 24144 | Dodok Wealth And Investment Advisors Llc CRD 155307 | Dayton, OH | Investment Adviser · Boutique (under $100M) | $15.4M | 0 | 4 | 1 | 03/27/2026 | ☆ |
| 24145 | Fenwick Investments, Llc CRD 167342 | White River Junction, VT | Wealth Manager · Boutique (under $100M) | $15.4M | 45 | 39 | 1 | 03/17/2026 | ☆ |
| 24146 | Safe Harbor Capital Management Llc CRD 164702 | Bloomington, MN | Wealth Manager · Boutique (under $100M) | $15.4M | 59 | 59 | 1 | 10/08/2026 | ☆ |
| 24147 | South Texas Advisors For Retirees, Llc CRD 154793 | Wealth Manager · Boutique (under $100M) | $15.4M | 39 | 39 | 1 | 03/10/2026 | ☆ | |
| 24148 | Sound Asset Management, Inc. CRD 144170 | Mason, OH | Wealth Manager · Boutique (under $100M) | $15.4M | 55 | 93 | 1 | 01/30/2026 | ☆ |
| 24149 | Journey Capital Advisers, Llc CRD 284660 | Wealth Manager · Boutique (under $100M) | $15.4M | 37 | 87 | 1 | 01/13/2026 | ☆ | |
| 24150 | Lifetime Financial Planners Llc CRD 328275 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $15.4M | 22 | 98 | 1 | 07/27/2026 | ☆ |