Investment advisers
44,621 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24051 | Strategic Wealth Solutions, Llc CRD 327745 | Urbandale, IA | Insurance-Affiliated · Boutique (under $100M) | $15.3M | 84 | 166 | 3 | 03/13/2026 | ☆ |
| 24052 | Dj Financial CRD 168015 | Roseburg, OR | Wealth Manager · Boutique (under $100M) | $15.3M | 18 | 61 | 1 | 03/30/2026 | ☆ |
| 24053 | Oakwater Financial Advisors Llc CRD 325181 | Ruston, LA | Wealth Manager · Boutique (under $100M) | $15.3M | 73 | 105 | 1 | 03/30/2026 | ☆ |
| 24054 | Fairbridge Capital Management, Llc CRD 304090 | Cedar Knolls, NJ | Insurance-Affiliated · Boutique (under $100M) | $15.3M | 55 | 55 | 1 | 03/17/2026 | ☆ |
| 24055 | Andrew James Baker CRD 112981 | Wealth Manager · Boutique (under $100M) | $15.3M | 54 | 54 | 1 | 03/26/2026 | ☆ | |
| 24056 | Daedalus Capital Group, Inc. CRD 114366 | Houston, TX | Wealth Manager · Boutique (under $100M) | $15.3M | 31 | 31 | 1 | 03/13/2026 | ☆ |
| 24057 | Salehi Wealth Management, Llc CRD 332392 | Wealth Manager · Boutique (under $100M) | $15.3M | 51 | 51 | 1 | 02/05/2026 | ☆ | |
| 24058 | Garth & Brown Investment Management, Llc CRD 151128 | Chattanooga, TN | Institutional / Pension Advisor · Boutique (under $100M) | $15.3M | 0 | 4 | 2 | 07/24/2026 | ☆ |
| 24059 | Spark Wealth Advisors, Llc CRD 322922 | Wealth Manager · Boutique (under $100M) | $15.3M | 26 | 102 | 2 | 01/29/2026 | ☆ | |
| 24060 | Tailored Financial Planning, Llc CRD 327852 | Wealth Manager · Boutique (under $100M) | $15.3M | 22 | 88 | 1 | 03/09/2026 | ☆ | |
| 24061 | Arthur, John Eric CRD 155510 | Hurricane, WV | Wealth Manager · Boutique (under $100M) | $15.3M | 67 | 67 | 1 | 01/06/2026 | ☆ |
| 24062 | Cm Capital Partners CRD 291720 | Millstone Township, NJ | Wealth Manager · Boutique (under $100M) | $15.3M | 59 | 74 | 3 | 07/30/2026 | ☆ |
| 24063 | Financial Peak Llc CRD 318061 | Insurance-Affiliated · Boutique (under $100M) | $15.3M | 47 | 70 | 1 | 02/24/2026 | ☆ | |
| 24064 | Savevest, Llc CRD 175365 | Wealth Manager · Boutique (under $100M) | $15.3M | 11 | 34 | 1 | 03/23/2026 | ☆ | |
| 24065 | City Capital Management L.L.C. CRD 114580 | Wealth Manager · Boutique (under $100M) | $15.3M | 149 | 149 | 1 | 03/04/2026 | ☆ | |
| 24066 | Clbi Investments Inc CRD 105703 | Walnut Creek, CA | Endowment & Foundation Advisor · Boutique (under $100M) | $15.3M | 5 | 8 | 1 | 03/26/2026 | ☆ |
| 24067 | Peacher, Inc. CRD 295662 | Laguna Beach, CA | Wealth Manager · Boutique (under $100M) | $15.3M | 23 | 23 | 1 | 03/25/2026 | ☆ |
| 24068 | Caterer Goodman Partners Ltd CRD 314975 | Wealth Manager · Boutique (under $100M) | $15.3M | 68 | 88 | 2 | 03/25/2026 | ☆ | |
| 24069 | Brecken Capital Advisors, Llc CRD 300728 | Wealth Manager · Boutique (under $100M) | $15.3M | 28 | 49 | 1 | 01/16/2026 | ☆ | |
| 24070 | Stono River Wealth Management Llc CRD 335804 | Wealth Manager · Boutique (under $100M) | $15.3M | 20 | 43 | 1 | 03/26/2026 | ☆ | |
| 24071 | Nigido Mullin Investment Strategies, Llc CRD 133384 | Skillman, NJ | Wealth Manager · Boutique (under $100M) | $15.3M | 24 | 24 | 2 | 03/31/2026 | ☆ |
| 24072 | Thousand Wealth Management Llc CRD 298906 | Chesterfield, MO | Wealth Manager · Boutique (under $100M) | $15.3M | 15 | 72 | 2 | 03/24/2026 | ☆ |
| 24073 | Antonio Steven Andrade CRD 136312 | Ukiah, CA | Wealth Manager · Boutique (under $100M) | $15.3M | 16 | 16 | 1 | 03/26/2026 | ☆ |
| 24074 | Tarragon Capital, Llc CRD 161152 | Chattanooga, TN | Wealth Manager · Boutique (under $100M) | $15.3M | 43 | 46 | 1 | 03/27/2026 | ☆ |
| 24075 | Sustainable Financial Planning Llc CRD 309576 | Wealth Manager · Boutique (under $100M) | $15.2M | 17 | 42 | 1 | 01/28/2026 | ☆ | |
| 24076 | Choice Wealth Management, Llc CRD 166471 | Johns Creek, GA | Insurance-Affiliated · Boutique (under $100M) | $15.2M | 85 | 126 | 2 | 06/22/2026 | ☆ |
| 24077 | Longvue Capital Management Llc CRD 123629 | Wealth Manager · Boutique (under $100M) | $15.2M | 15 | 22 | 1 | 01/12/2026 | ☆ | |
| 24078 | Vitality Wealth Planning Llc CRD 332303 | Wealth Manager · Boutique (under $100M) | $15.2M | 5 | 42 | 1 | 02/18/2026 | ☆ | |
| 24079 | Jkg Capital Llc CRD 284609 | Westport, CT | Wealth Manager · Boutique (under $100M) | $15.2M | 14 | 28 | 1 | 05/21/2026 | ☆ |
| 24080 | Celenian Capital, Llc CRD 139568 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $15.2M | 2 | 5 | 3 | 07/24/2026 | ☆ |
| 24081 | Azure Sky Financial Life Planning, Llc CRD 310867 | Wealth Manager · Boutique (under $100M) | $15.2M | 17 | 71 | 1 | 03/30/2026 | ☆ | |
| 24082 | Clifton, Roger Lambert CRD 118284 | Wealth Manager · Boutique (under $100M) | $15.2M | 4 | 4 | 1 | 03/31/2026 | ☆ | |
| 24083 | Estep Capital Management CRD 134250 | Wealth Manager · Boutique (under $100M) | $15.2M | 44 | 67 | 1 | 03/31/2026 | ☆ | |
| 24084 | Lucey Wealth Advisors Llc CRD 317601 | Insurance-Affiliated · Boutique (under $100M) | $15.2M | 33 | 48 | 4 | 04/27/2026 | ☆ | |
| 24085 | Sagepro Wealth Management Llc CRD 304384 | Wealth Manager · Boutique (under $100M) | $15.2M | 24 | 30 | 1 | 06/25/2026 | ☆ | |
| 24086 | University Financial Strategies, Llc. CRD 297121 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $15.2M | 24 | 130 | 1 | 03/24/2026 | ☆ |
| 24087 | Factor Financial Llc CRD 333597 | Insurance-Affiliated · Boutique (under $100M) | $15.2M | 12 | 39 | 1 | 02/05/2026 | ☆ | |
| 24088 | Ducharme Wealth Advisors, Llc CRD 324659 | Jenkintown, PA | Wealth Manager · Boutique (under $100M) | $15.2M | 46 | 126 | 2 | 03/31/2026 | ☆ |
| 24089 | Insight Asset Management Llc CRD 128926 | Wealth Manager · Boutique (under $100M) | $15.2M | 21 | 29 | 1 | 03/25/2026 | ☆ | |
| 24090 | Oshman, Geoffry Hillel CRD 114278 | Wealth Manager · Boutique (under $100M) | $15.2M | 9 | 42 | 1 | 03/11/2026 | ☆ | |
| 24091 | Sinopoli & Sinopoli Financial Services, Llc CRD 118559 | East Syracuse, NY | Wealth Manager · Boutique (under $100M) | $15.2M | 36 | 8 | 4 | 02/10/2026 | ☆ |
| 24092 | Finial Point Capital Management Llc CRD 315208 | Wealth Manager · Boutique (under $100M) | $15.2M | 2 | 1 | 01/02/2026 | ☆ | ||
| 24093 | Boston Harbor Investment Management, Llc CRD 165554 | Bedford, MA | Wealth Manager · Boutique (under $100M) | $15.2M | 23 | 24 | 3 | 03/09/2026 | ☆ |
| 24094 | Elite Focus Private Wealth, Llc CRD 174000 | Wealth Manager · Boutique (under $100M) | $15.2M | 5 | 21 | 1 | 03/09/2026 | ☆ | |
| 24095 | Marc Alan Wealth Management Llc CRD 313016 | Wealth Manager · Boutique (under $100M) | $15.2M | 23 | 55 | 1 | 03/25/2026 | ☆ | |
| 24096 | Ocala Capital, Llc CRD 174846 | Ocala, FL | Insurance-Affiliated · Boutique (under $100M) | $15.1M | 133 | 177 | 3 | 05/28/2026 | ☆ |
| 24097 | Dukes Financial Group, Llc CRD 152512 | Wealth Manager · Boutique (under $100M) | $15.1M | 20 | 64 | 2 | 01/20/2026 | ☆ | |
| 24098 | Asset Wealth Advisors, Llc CRD 153250 | Wealth Manager · Boutique (under $100M) | $15.1M | 21 | 31 | 1 | 01/29/2026 | ☆ | |
| 24099 | Johnedis Jr., Daniel J. CRD 282648 | Wealth Manager · Boutique (under $100M) | $15.1M | 32 | 53 | 1 | 07/03/2024 | ☆ | |
| 24100 | The Nlw Capital Group Llc CRD 313391 | Wealth Manager · Boutique (under $100M) | $15.1M | 13 | 93 | 1 | 03/27/2026 | ☆ |