Investment advisers
45,229 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23901 | Strategic Financial Group, Plc CRD 175153 | Wealth Manager · Boutique (under $100M) | $16.7M | 85 | 129 | 1 | 06/23/2026 | ☆ | |
| 23902 | Bossert Capital Llc CRD 285572 | Austin, TX | Wealth Manager · Boutique (under $100M) | $16.7M | 34 | 45 | 1 | 09/23/2026 | ☆ |
| 23903 | Capital Portfolio Management, Inc. CRD 29302 | Timonium, MD | Insurance-Affiliated · Boutique (under $100M) | $16.7M | 30 | 30 | 1 | 06/17/2026 | ☆ |
| 23904 | Jackson Gent, Cathy, Irene CRD 281316 | Oakland, CA | Insurance-Affiliated · Boutique (under $100M) | $16.7M | 105 | 105 | 3 | 03/18/2026 | ☆ |
| 23905 | Bowen Asset Management Llc CRD 165083 | Wealth Manager · Boutique (under $100M) | $16.7M | 39 | 99 | 2 | 03/12/2026 | ☆ | |
| 23906 | Edward Haro Financial, Llc CRD 328012 | Tustin, CA | Wealth Manager · Boutique (under $100M) | $16.7M | 144 | 144 | 2 | 03/02/2026 | ☆ |
| 23907 | Metis Asset Management Advisory, Llc CRD 281138 | Wealth Manager · Boutique (under $100M) | $16.7M | 66 | 66 | 1 | 02/09/2026 | ☆ | |
| 23908 | Calm River Capital Llc CRD 326721 | Wealth Manager · Boutique (under $100M) | $16.7M | 32 | 53 | 3 | 03/13/2026 | ☆ | |
| 23909 | Brooks Financial Advisory Group,Inc. CRD 130984 | Wealth Manager · Boutique (under $100M) | $16.6M | 61 | 61 | 2 | 08/19/2026 | ☆ | |
| 23910 | Andrews Wealth Management, Llc CRD 154911 | Uniontown, OH | Wealth Manager · Boutique (under $100M) | $16.6M | 80 | 80 | 2 | 07/07/2026 | ☆ |
| 23911 | Fidelium Investment Advisers, Llc CRD 300984 | Wealth Manager · Boutique (under $100M) | $16.6M | 6 | 1 | 03/30/2026 | ☆ | ||
| 23912 | Financial Pathway Llc CRD 306748 | Wealth Manager · Boutique (under $100M) | $16.6M | 119 | 360 | 2 | 08/24/2026 | ☆ | |
| 23913 | Ursa Financial, Llc CRD 306491 | Wealth Manager · Boutique (under $100M) | $16.6M | 118 | 132 | 1 | 03/13/2026 | ☆ | |
| 23914 | Fortified Wealth Advisors. Llc CRD 332137 | Elkhart, IN | Wealth Manager · Boutique (under $100M) | $16.6M | 59 | 106 | 1 | 06/04/2026 | ☆ |
| 23915 | Beacon Light Financial Services, Llc CRD 326161 | Highlands Ranch, CO | Wealth Manager · Boutique (under $100M) | $16.6M | 33 | 100 | 2 | 03/17/2026 | ☆ |
| 23916 | Chanakya Business Ventures Llc CRD 309886 | Wealth Manager · Boutique (under $100M) | $16.6M | 69 | 69 | 1 | 06/17/2026 | ☆ | |
| 23917 | Aspen Trail Wealth Management, Llc CRD 224517 | Wealth Manager · Boutique (under $100M) | $16.6M | 20 | 31 | 1 | 05/01/2026 | ☆ | |
| 23918 | Midwest Capital Financial Advisors, Llc CRD 307447 | Decatur, IN | Insurance-Affiliated · Boutique (under $100M) | $16.6M | 111 | 111 | 2 | 03/04/2026 | ☆ |
| 23919 | Sobel Financial Llc CRD 304019 | Denver, CO | Wealth Manager · Boutique (under $100M) | $16.6M | 53 | 123 | 1 | 09/14/2026 | ☆ |
| 23920 | Scott And Associates Of Texas, Inc. CRD 166650 | Wealth Manager · Boutique (under $100M) | $16.6M | 42 | 42 | 2 | 03/17/2026 | ☆ | |
| 23921 | Cascade Wealth Management Solutions Inc. CRD 333821 | Wealth Manager · Boutique (under $100M) | $16.6M | 76 | 136 | 1 | 03/13/2026 | ☆ | |
| 23922 | B.W. Belisle Planning & Strategy Company Llc CRD 168180 | Wealth Manager · Boutique (under $100M) | $16.6M | 30 | 30 | 1 | 03/03/2026 | ☆ | |
| 23923 | Wealth Strategies & Solutions, Llc CRD 297130 | Rochester, NY | Wealth Manager · Boutique (under $100M) | $16.6M | 59 | 76 | 1 | 02/17/2026 | ☆ |
| 23924 | Legacy Financial, Ltd CRD 284437 | Insurance-Affiliated · Boutique (under $100M) | $16.6M | 71 | 118 | 1 | 01/22/2026 | ☆ | |
| 23925 | Apam, Llc CRD 331386 | Private Fund Manager · Boutique (under $100M) | $16.5M | 1 | 1 | 2 | 09/29/2026 | ☆ | |
| 23926 | Intuitivo Llc CRD 322668 | Guaynabo, PR | Investment Adviser · Boutique (under $100M) | $16.5M | 76 | 154 | 1 | 03/02/2026 | ☆ |
| 23927 | Ellis, Craig Scott CRD 336094 | Wealth Manager · Boutique (under $100M) | $16.5M | 52 | 52 | 1 | 04/27/2026 | ☆ | |
| 23928 | Kairos Ria, Llc CRD 341881 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $16.5M | 40 | 90 | 2 | 09/15/2026 | ☆ |
| 23929 | Baldwin Financial, Llc CRD 324725 | Oklahoma City, OK | Insurance-Affiliated · Boutique (under $100M) | $16.5M | 38 | 71 | 1 | 05/15/2026 | ☆ |
| 23930 | Altruist Wealth Management Llc CRD 333692 | Wealth Manager · Boutique (under $100M) | $16.5M | 9 | 33 | 1 | 05/08/2026 | ☆ | |
| 23931 | Mrc Group Llc CRD 290132 | Wealth Manager · Boutique (under $100M) | $16.5M | 17 | 43 | 1 | 03/10/2026 | ☆ | |
| 23932 | Kuli Capital Management, Llc CRD 154556 | Wealth Manager · Boutique (under $100M) | $16.5M | 50 | 74 | 1 | 03/30/2026 | ☆ | |
| 23933 | Maredin Corporation CRD 163145 | Wealth Manager · Boutique (under $100M) | $16.5M | 25 | 25 | 1 | 03/31/2026 | ☆ | |
| 23934 | Parker Wealth Management, Llc CRD 157064 | Windsor, CT | Wealth Manager · Boutique (under $100M) | $16.5M | 21 | 51 | 1 | 03/28/2026 | ☆ |
| 23935 | Rebellion Research Advisors, L.P. CRD 167661 | New York, NY | Wealth Manager · Boutique (under $100M) | $16.5M | 75 | 75 | 4 | 03/26/2026 | ☆ |
| 23936 | Redpoint Investment Advisors Llc CRD 311737 | Wealth Manager · Boutique (under $100M) | $16.5M | 22 | 55 | 1 | 09/01/2026 | ☆ | |
| 23937 | Strategic Wealth Management Llc CRD 140745 | Briarcliff Manor, NY | Wealth Manager · Boutique (under $100M) | $16.5M | 26 | 28 | 2 | 03/13/2026 | ☆ |
| 23938 | Krb And Associates, Inc CRD 121013 | Oklahoma City, OK | Endowment & Foundation Advisor · Boutique (under $100M) | $16.5M | 1 | 1 | 02/12/2026 | ☆ | |
| 23939 | Nashional Independent Investment Management Llc CRD 289955 | Mckinney, TX | Wealth Manager · Boutique (under $100M) | $16.5M | 58 | 119 | 3 | 03/31/2026 | ☆ |
| 23940 | Orion Wealth Management Llc CRD 313698 | Richardson, TX | Insurance-Affiliated · Boutique (under $100M) | $16.5M | 75 | 73 | 4 | 09/18/2026 | ☆ |
| 23941 | Fitzgerald Asset Management, Llc CRD 164611 | Wealth Manager · Boutique (under $100M) | $16.5M | 6 | 1 | 07/08/2026 | ☆ | ||
| 23942 | Truehand Inc CRD 323640 | Strafford, NH | Wealth Manager · Boutique (under $100M) | $16.5M | 12 | 15 | 1 | 02/28/2026 | ☆ |
| 23943 | Nw Straits Financial Services Llc CRD 315904 | Wealth Manager · Boutique (under $100M) | $16.5M | 11 | 58 | 1 | 05/12/2026 | ☆ | |
| 23944 | Diamond Equity Advisors, Llc CRD 306451 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $16.4M | 95 | 136 | 1 | 04/21/2026 | ☆ |
| 23945 | International Asset Management, Inc. CRD 114651 | Wealth Manager · Boutique (under $100M) | $16.4M | 15 | 15 | 1 | 03/31/2026 | ☆ | |
| 23946 | Boselah Investments Llc CRD 171726 | Wealth Manager · Boutique (under $100M) | $16.4M | 12 | 24 | 1 | 01/07/2026 | ☆ | |
| 23947 | Etf Portfolio Management Llc CRD 145698 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $16.4M | 32 | 32 | 1 | 04/29/2026 | ☆ |
| 23948 | Honest Wealth Llc CRD 284735 | Irvine, CA | Insurance-Affiliated · Boutique (under $100M) | $16.4M | 29 | 67 | 1 | 03/11/2026 | ☆ |
| 23949 | Earner Wealth Llc CRD 330685 | Wealth Manager · Boutique (under $100M) | $16.4M | 4 | 25 | 1 | 03/24/2026 | ☆ | |
| 23950 | Aleph Investments, Llc CRD 155404 | Wealth Manager · Boutique (under $100M) | $16.4M | 27 | 27 | 1 | 02/06/2026 | ☆ |