Ursa Financial, Llc
- Regulatory AUM
- $16.6M
- Discretionary
- $16.6M
- Clients
- 118
- Avg AUM / client
- $141K
- Accounts
- 132
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 115 | $3.6M | 21.8% |
| High net worth individuals | 3 | $13.0M | 78.2% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jue, Brandon, Jeffrey | Owner | Oct 2019 (7y) | ≈ 37.5% – 75% via Ursa Technologies | |
| Ryan Jeffrey Jue | Chief Compliance Officer | CFA | Oct 2019 (7y) | ≈ 37.5% – 75% via Ursa Technologies |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ursa Technologies | Owner | Nov 2019 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jue, Brandon, Jeffrey: 50% – 75% of Ursa Technologies × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Ryan Jeffrey Jue: 50% – 75% of Ursa Technologies × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 897 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Drivewealth, Llc $16.6M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗