Investment advisers
44,615 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 22501 | Twin Tiers Consulting, Llc CRD 136059 | Wealth Manager · Boutique (under $100M) | $24.0M | 55 | 164 | 1 | 02/05/2026 | ☆ | |
| 22502 | Ratio Financial Holdings CRD 283357 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $24.0M | 42 | 74 | 3 | 03/23/2026 | ☆ |
| 22503 | Trek Wealth Planning, Llc CRD 307671 | Columbia, MO | Wealth Manager · Boutique (under $100M) | $23.9M | 39 | 185 | 1 | 07/07/2026 | ☆ |
| 22504 | Imhaus Investment Advisors CRD 145960 | Wealth Manager · Boutique (under $100M) | $23.9M | 37 | 91 | 1 | 02/24/2026 | ☆ | |
| 22505 | Coastal Financial Advisors, Inc. CRD 131891 | Wealth Manager · Boutique (under $100M) | $23.9M | 98 | 97 | 1 | 03/30/2026 | ☆ | |
| 22506 | Sherwood, Tracy L CRD 305997 | Wealth Manager · Boutique (under $100M) | $23.9M | 17 | 36 | 1 | 03/13/2026 | ☆ | |
| 22507 | Carr Wealth Management Llc CRD 281343 | Wealth Manager · Boutique (under $100M) | $23.9M | 63 | 63 | 1 | 05/19/2026 | ☆ | |
| 22508 | Kendall James Advisors CRD 283460 | Wealth Manager · Boutique (under $100M) | $23.9M | 7 | 15 | 2 | 01/07/2026 | ☆ | |
| 22509 | Aja Financial Llc CRD 307409 | Insurance-Affiliated · Boutique (under $100M) | $23.9M | 139 | 293 | 1 | 01/23/2026 | ☆ | |
| 22510 | Round Oak Capital Llc CRD 139916 | Charlottesville, VA | Wealth Manager · Boutique (under $100M) | $23.9M | 5 | 8 | 1 | 07/24/2026 | ☆ |
| 22511 | Lvr Research, Llc CRD 174438 | Delray Beach, FL | Wealth Manager · Boutique (under $100M) | $23.9M | 7 | 14 | 1 | 04/13/2026 | ☆ |
| 22512 | Quinn Capital Llc CRD 143182 | Wealth Manager · Boutique (under $100M) | $23.9M | 35 | 35 | 2 | 01/13/2026 | ☆ | |
| 22513 | Westrate Capital Management, Inc. CRD 135291 | Wealth Manager · Boutique (under $100M) | $23.9M | 29 | 101 | 1 | 02/16/2026 | ☆ | |
| 22514 | Excelsior Investment Advisors, Llc CRD 311850 | Melville, NY | Wealth Manager · Boutique (under $100M) | $23.9M | 13 | 81 | 1 | 02/24/2026 | ☆ |
| 22515 | Elevated Wealth Strategies Llc CRD 336633 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $23.9M | 1 | 1 | 03/04/2026 | ☆ | |
| 22516 | Kohr Investments, Llc CRD 305796 | Mission Viejo, CA | Wealth Manager · Boutique (under $100M) | $23.9M | 82 | 100 | 2 | 01/23/2026 | ☆ |
| 22517 | Velaga Advisors Llc CRD 329122 | Wealth Manager · Boutique (under $100M) | $23.9M | 10 | 48 | 2 | 07/13/2026 | ☆ | |
| 22518 | Integrity Financial Strategies Llc CRD 311481 | Wealth Manager · Boutique (under $100M) | $23.9M | 55 | 112 | 2 | 07/16/2026 | ☆ | |
| 22519 | Capital Wealth Group Llc CRD 324003 | Columbia, SC | Wealth Manager · Boutique (under $100M) | $23.9M | 31 | 116 | 1 | 02/10/2026 | ☆ |
| 22520 | Pathlight Wealth Management, Llc CRD 331642 | San Diego, CA | Insurance-Affiliated · Boutique (under $100M) | $23.8M | 69 | 98 | 1 | 03/12/2026 | ☆ |
| 22521 | John Stewart Ellison CRD 116393 | Wealth Manager · Boutique (under $100M) | $23.8M | 16 | 67 | 1 | 03/30/2026 | ☆ | |
| 22522 | Folionet Advisers Llc CRD 300145 | Miami, FL | Wealth Manager · Boutique (under $100M) | $23.8M | 1,058 | 1,058 | 3 | 03/30/2026 | ☆ |
| 22523 | Echelon Virtual Family Office, Llc CRD 307166 | Sarasota, FL | Multi-Family Office · Boutique (under $100M) | $23.8M | 33 | 43 | 1 | 02/05/2026 | ☆ |
| 22524 | Bolin Creek Wealth Advisors Llc CRD 325013 | Chapel Hill, NC | Wealth Manager · Boutique (under $100M) | $23.8M | 16 | 53 | 2 | 02/06/2026 | ☆ |
| 22525 | Goshen Capital Llc CRD 323625 | Wealth Manager · Boutique (under $100M) | $23.8M | 20 | 20 | 2 | 03/31/2026 | ☆ | |
| 22526 | Patrumin Investors, Llc CRD 170454 | Naples, FL | Wealth Manager · Boutique (under $100M) | $23.8M | 50 | 50 | 1 | 08/07/2026 | ☆ |
| 22527 | Windemere Advisors, Llc CRD 283556 | Valdosta, GA | Wealth Manager · Boutique (under $100M) | $23.8M | 42 | 68 | 1 | 01/07/2026 | ☆ |
| 22528 | Clearbrook Investment Management, Llc CRD 170057 | Insurance-Affiliated · Boutique (under $100M) | $23.8M | 113 | 174 | 3 | 01/10/2026 | ☆ | |
| 22529 | Oake Financial Llc CRD 316992 | Wealth Manager · Boutique (under $100M) | $23.8M | 23 | 23 | 1 | 01/27/2026 | ☆ | |
| 22530 | Walkerhaven Capital Management, Llc CRD 166332 | Private Fund Manager · Boutique (under $100M) | $23.8M | 1 | 1 | 1 | 03/31/2026 | ☆ | |
| 22531 | Kle Consulting, Llc CRD 131190 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $23.8M | 6 | 29 | 1 | 03/30/2026 | ☆ |
| 22532 | James Griffin Sole Proprietor CRD 318954 | Insurance-Affiliated · Boutique (under $100M) | $23.8M | 54 | 54 | 1 | 06/23/2026 | ☆ | |
| 22533 | Keepsake Management Inc. CRD 129359 | Wealth Manager · Boutique (under $100M) | $23.8M | 63 | 74 | 1 | 03/28/2026 | ☆ | |
| 22534 | Gbg Wealth Management Llc CRD 333368 | Lone Tree, CO | Wealth Manager · Boutique (under $100M) | $23.8M | 31 | 89 | 4 | 03/10/2026 | ☆ |
| 22535 | Friederich, Brenda, Leigh CRD 329268 | San Jose, CA | Insurance-Affiliated · Boutique (under $100M) | $23.8M | 23 | 58 | 2 | 03/20/2026 | ☆ |
| 22536 | Jackson Wealth Llc CRD 323409 | Franklin, TN | Wealth Manager · Boutique (under $100M) | $23.8M | 121 | 121 | 2 | 06/18/2026 | ☆ |
| 22537 | Sunrise Wealth Management, Llc CRD 120385 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $23.7M | 36 | 97 | 1 | 08/26/2022 | ☆ |
| 22538 | Blue Ocean Wealth Management, Llc CRD 284550 | Clearwater, FL | Wealth Manager · Boutique (under $100M) | $23.7M | 57 | 139 | 1 | 02/13/2026 | ☆ |
| 22539 | Sponholz,Richard,Otto CRD 116211 | Wealth Manager · Boutique (under $100M) | $23.7M | 23 | 39 | 1 | 02/03/2026 | ☆ | |
| 22540 | Financial Strategies Wealth Management Llc CRD 170530 | Wealth Manager · Boutique (under $100M) | $23.7M | 37 | 59 | 2 | 07/02/2026 | ☆ | |
| 22541 | Zia Investment Advisors; Llc CRD 148777 | Wealth Manager · Boutique (under $100M) | $23.7M | 24 | 87 | 1 | 02/05/2026 | ☆ | |
| 22542 | Huron Investment Management, Inc. CRD 164983 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $23.7M | 36 | 92 | 1 | 01/26/2026 | ☆ |
| 22543 | Black Diamond Wealth Management, Llc CRD 311051 | Insurance-Affiliated · Boutique (under $100M) | $23.7M | 34 | 99 | 1 | 03/18/2026 | ☆ | |
| 22544 | Lfn Advisors Inc. CRD 169361 | Muskegon, MI | Wealth Manager · Boutique (under $100M) | $23.7M | 179 | 179 | 4 | 05/01/2026 | ☆ |
| 22545 | West Arbor Solutions, Llc CRD 320961 | Wealth Manager · Boutique (under $100M) | $23.7M | 59 | 170 | 2 | 04/09/2026 | ☆ | |
| 22546 | Kpa, Llc CRD 335747 | Wealth Manager · Boutique (under $100M) | $23.7M | 14 | 58 | 1 | 02/24/2026 | ☆ | |
| 22547 | Virtual Investment Planning Llc CRD 327136 | Wealth Manager · Boutique (under $100M) | $23.7M | 102 | 122 | 2 | 07/24/2026 | ☆ | |
| 22548 | Steele Gregory Charles CRD 136953 | Wealth Manager · Boutique (under $100M) | $23.7M | 17 | 45 | 1 | 07/07/2026 | ☆ | |
| 22549 | Parabolic Asset Management Llc CRD 171206 | Wealth Manager · Boutique (under $100M) | $23.7M | 42 | 97 | 1 | 02/26/2026 | ☆ | |
| 22550 | Blueprint Financial Strategies, Llc CRD 315687 | Eatonton, GA | Wealth Manager · Boutique (under $100M) | $23.7M | 92 | 173 | 1 | 06/18/2026 | ☆ |