Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 22451 | Prime Source Enterprises, Inc CRD 133981 | Multi-Family Office · Boutique (under $100M) | $25.0M | 1 | 12 | 1 | 07/20/2026 | ☆ | |
| 22452 | Retirement Matters, Inc. CRD 167152 | Barrington, IL | Wealth Manager · Boutique (under $100M) | $25.0M | 21 | 87 | 1 | 01/08/2026 | ☆ |
| 22453 | Roda Investment Management, Llc CRD 140999 | Wealth Manager · Boutique (under $100M) | $25.0M | 80 | 110 | 2 | 03/30/2026 | ☆ | |
| 22454 | Singh Private Wealth Management Llc CRD 326033 | Wealth Manager · Boutique (under $100M) | $25.0M | 16 | 91 | 1 | 06/23/2026 | ☆ | |
| 22455 | Starkey & Associates, Inc. CRD 116023 | Wealth Manager · Boutique (under $100M) | $25.0M | 36 | 36 | 1 | 03/31/2025 | ☆ | |
| 22456 | True Worth Financial Planning Llc CRD 309744 | Wealth Manager · Boutique (under $100M) | $25.0M | 31 | 85 | 1 | 01/22/2026 | ☆ | |
| 22457 | Devito, Anthony Joseph CRD 125326 | Wealth Manager · Boutique (under $100M) | $25.0M | 22 | 1 | 02/11/2026 | ☆ | ||
| 22458 | Tall Pines Capital, Llc CRD 286089 | Oak Brook, IL | Wealth Manager · Boutique (under $100M) | $25.0M | 63 | 100 | 2 | 05/05/2026 | ☆ |
| 22459 | Barton Financial Group Llc CRD 325215 | Kyle, TX | Wealth Manager · Boutique (under $100M) | $25.0M | 65 | 211 | 2 | 01/21/2026 | ☆ |
| 22460 | Diamond Investment Management Services, Llc CRD 164439 | Wealth Manager · Boutique (under $100M) | $25.0M | 127 | 126 | 1 | 01/29/2026 | ☆ | |
| 22461 | Cornerstone Financial, Llc CRD 120363 | Mandeville, LA | Insurance-Affiliated · Boutique (under $100M) | $25.0M | 240 | 300 | 3 | 04/03/2026 | ☆ |
| 22462 | Commoncents Wealth Advisors, Llc CRD 169551 | New Port Richey, FL | Insurance-Affiliated · Boutique (under $100M) | $25.0M | 302 | 417 | 2 | 05/18/2026 | ☆ |
| 22463 | Blue Kayak Partners, Llc CRD 148258 | Endowment & Foundation Advisor · Boutique (under $100M) | $24.9M | 8 | 17 | 1 | 03/19/2026 | ☆ | |
| 22464 | Compass Financial Services, Inc. CRD 336559 | Winston Salem, NC | Wealth Manager · Boutique (under $100M) | $24.9M | 61 | 101 | 2 | 03/02/2026 | ☆ |
| 22465 | Atlantis Asset Management, Llc CRD 160462 | Wealth Manager · Boutique (under $100M) | $24.9M | 27 | 27 | 3 | 04/10/2026 | ☆ | |
| 22466 | Gregory M Visconti CRD 129478 | Verona, NJ | Insurance-Affiliated · Boutique (under $100M) | $24.9M | 163 | 242 | 2 | 08/08/2025 | ☆ |
| 22467 | Brousseau, Ernest J. CRD 128112 | Manchester, CT | Wealth Manager · Boutique (under $100M) | $24.9M | 87 | 156 | 1 | 04/15/2026 | ☆ |
| 22468 | Venture Partners Wealth Management, Llc CRD 287854 | Insurance-Affiliated · Boutique (under $100M) | $24.9M | 15 | 50 | 1 | 03/24/2026 | ☆ | |
| 22469 | Nagle Investment Advisors, Ltd. CRD 123962 | Wealth Manager · Boutique (under $100M) | $24.9M | 0 | 10 | 1 | 07/27/2025 | ☆ | |
| 22470 | Pyramid Peak Capital, Llc CRD 165729 | Wealth Manager · Boutique (under $100M) | $24.9M | 27 | 39 | 1 | 03/26/2026 | ☆ | |
| 22471 | Jtm Wealth Management, Inc. CRD 284045 | Windham, NY | Wealth Manager · Boutique (under $100M) | $24.9M | 48 | 66 | 1 | 01/21/2026 | ☆ |
| 22472 | N CRD 138077 | Investment Adviser · Boutique (under $100M) | $24.9M | 2 | 2 | 2 | 03/31/2026 | ☆ | |
| 22473 | Longview, Inc. CRD 142050 | Longwood, FL | Wealth Manager · Boutique (under $100M) | $24.9M | 76 | 157 | 1 | 03/30/2026 | ☆ |
| 22474 | Institutional Investors Advisory Company CRD 109655 | Fenton, MO | Private Fund Manager · Boutique (under $100M) | $24.8M | 2 | 2 | 4 | 07/16/2026 | ☆ |
| 22475 | Lsp Advisory Llc CRD 305539 | Clearwater, FL | Wealth Manager · Boutique (under $100M) | $24.8M | 99 | 269 | 1 | 06/30/2026 | ☆ |
| 22476 | N CRD 147340 | Wealth Manager · Boutique (under $100M) | $24.8M | 69 | 159 | 4 | 07/15/2025 | ☆ | |
| 22477 | Christensen Group Financial, Llc CRD 318144 | Eden Prairie, MN | Wealth Manager · Boutique (under $100M) | $24.8M | 270 | 94 | 6 | 03/27/2026 | ☆ |
| 22478 | Dirigo Private Wealth, Llc CRD 318002 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $24.8M | 37 | 37 | 1 | 03/24/2026 | ☆ |
| 22479 | Robin Capital Group Llc CRD 312956 | Wealth Manager · Boutique (under $100M) | $24.8M | 63 | 95 | 2 | 09/21/2026 | ☆ | |
| 22480 | Wood Capital Investments Llc CRD 311573 | Wealth Manager · Boutique (under $100M) | $24.8M | 47 | 47 | 1 | 04/23/2026 | ☆ | |
| 22481 | Azalea Management Company, Llc CRD 164102 | Greenville, SC | Private Fund Manager · Boutique (under $100M) | $24.8M | 2 | 2 | 8 | 02/17/2026 | ☆ |
| 22482 | Fund Asset Managers, Llc CRD 315856 | Reno, NV | Private Fund Manager · Boutique (under $100M) | $24.8M | 4 | 4 | 8 | 03/10/2026 | ☆ |
| 22483 | Old Oak Advisors, Llc CRD 159893 | Vestavia Hills, AL | Wealth Manager · Boutique (under $100M) | $24.8M | 57 | 210 | 1 | 04/13/2026 | ☆ |
| 22484 | Sound Financial Advisors, Inc. CRD 115875 | Wealth Manager · Boutique (under $100M) | $24.8M | 47 | 289 | 2 | 03/27/2026 | ☆ | |
| 22485 | Lifestyle Financial Strategies, Llc CRD 145846 | Middletown, CT | Wealth Manager · Boutique (under $100M) | $24.8M | 30 | 83 | 1 | 04/15/2025 | ☆ |
| 22486 | Rh Knapp & Co. CRD 107345 | Wealth Manager · Boutique (under $100M) | $24.8M | 23 | 31 | 1 | 07/20/2026 | ☆ | |
| 22487 | Kala Capital Partners, Llc CRD 312316 | Insurance-Affiliated · Boutique (under $100M) | $24.8M | 76 | 285 | 3 | 05/07/2026 | ☆ | |
| 22488 | Watchtower Wealth Management, Inc. CRD 297147 | Elizabethtown, PA | Wealth Manager · Boutique (under $100M) | $24.8M | 71 | 171 | 1 | 03/11/2026 | ☆ |
| 22489 | Klausman, Henry Martin CRD 286505 | Wealth Manager · Boutique (under $100M) | $24.7M | 28 | 33 | 1 | 01/13/2026 | ☆ | |
| 22490 | Macro Trend, Llc CRD 164417 | Wealth Manager · Boutique (under $100M) | $24.7M | 12 | 22 | 1 | 02/27/2026 | ☆ | |
| 22491 | Carolina Planning Group Llc CRD 146168 | Insurance-Affiliated · Boutique (under $100M) | $24.7M | 77 | 77 | 1 | 03/27/2025 | ☆ | |
| 22492 | Buwick Group Wealth Management, Llc CRD 301978 | Norman, OK | Insurance-Affiliated · Boutique (under $100M) | $24.7M | 146 | 146 | 2 | 03/18/2026 | ☆ |
| 22493 | Cst Financial Advisory Llc CRD 324035 | Wealth Manager · Boutique (under $100M) | $24.7M | 61 | 61 | 1 | 07/10/2026 | ☆ | |
| 22494 | Durable Dividend Growth Strategies, L.P. CRD 318676 | Kemah, TX | Wealth Manager · Boutique (under $100M) | $24.7M | 18 | 34 | 3 | 03/24/2026 | ☆ |
| 22495 | Jhm Asset Management, Llc CRD 293157 | Wealth Manager · Boutique (under $100M) | $24.7M | 64 | 128 | 1 | 01/08/2026 | ☆ | |
| 22496 | Foundry Capital Management Llc CRD 172083 | Wealth Manager · Boutique (under $100M) | $24.7M | 19 | 69 | 1 | 02/27/2026 | ☆ | |
| 22497 | Aqs Management, Llc CRD 317432 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $24.7M | 95 | 95 | 1 | 02/23/2026 | ☆ |
| 22498 | Okemo Capital Management, Llc CRD 165816 | Stow, MA | Wealth Manager · Boutique (under $100M) | $24.6M | 19 | 32 | 1 | 07/29/2026 | ☆ |
| 22499 | Purposeful Planning Llc CRD 299221 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $24.6M | 33 | 33 | 1 | 03/31/2026 | ☆ |
| 22500 | Right Tail Capital Llc CRD 319267 | Wealth Manager · Boutique (under $100M) | $24.6M | 59 | 87 | 1 | 06/22/2026 | ☆ |