Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21001 | Nolan Capital Advisors Llc CRD 158775 | Insurance-Affiliated · Boutique (under $100M) | $36.1M | 148 | 403 | 2 | 03/30/2026 | ☆ | |
| 21002 | Double Eagle Partners, Llc CRD 321963 | Wealth Manager · Boutique (under $100M) | $36.1M | 52 | 151 | 1 | 05/13/2026 | ☆ | |
| 21003 | Chinese Abraham Investment Advisors Llc CRD 132170 | Cupertino, CA | Wealth Manager · Boutique (under $100M) | $36.1M | 36 | 36 | 3 | 04/09/2026 | ☆ |
| 21004 | Hillvale Wealth Management, Llc CRD 332049 | Knoxville, TN | Wealth Manager · Boutique (under $100M) | $36.0M | 50 | 166 | 2 | 06/12/2026 | ☆ |
| 21005 | Kraft Financial, Llc CRD 298875 | Bloomington, IL | Insurance-Affiliated · Boutique (under $100M) | $36.0M | 35 | 35 | 1 | 07/21/2025 | ☆ |
| 21006 | Millennial Wealth Management, Llc CRD 284746 | Broomfield, CO | Wealth Manager · Boutique (under $100M) | $36.0M | 108 | 165 | 3 | 07/10/2026 | ☆ |
| 21007 | Rockwall Wealth Advisors Llc CRD 310735 | Rockwall, TX | Wealth Manager · Boutique (under $100M) | $36.0M | 89 | 89 | 1 | 03/02/2026 | ☆ |
| 21008 | Bionic Capital Llc CRD 150240 | St. Petersburg, FL | Wealth Manager · Boutique (under $100M) | $36.0M | 19 | 46 | 1 | 03/05/2026 | ☆ |
| 21009 | Bloomer Financial Planning Llc CRD 309080 | Wealth Manager · Boutique (under $100M) | $36.0M | 17 | 12 | 1 | 03/03/2026 | ☆ | |
| 21010 | Cloak And Company Investment Advisors, Llc CRD 137781 | Albuquerque, NM | Insurance-Affiliated · Boutique (under $100M) | $36.0M | 73 | 91 | 2 | 09/04/2026 | ☆ |
| 21011 | New York Ivy Capital Management Llc CRD 322777 | Princeton, NJ | Wealth Manager · Boutique (under $100M) | $36.0M | 63 | 63 | 1 | 10/06/2026 | ☆ |
| 21012 | Serco Investments Inc. CRD 113879 | Wealth Manager · Boutique (under $100M) | $36.0M | 13 | 13 | 1 | 03/03/2026 | ☆ | |
| 21013 | Peak53 Partners, Lp CRD 318538 | Longmont, CO | Investment Adviser · Boutique (under $100M) | $36.0M | 4 | 4 | 2 | 06/22/2026 | ☆ |
| 21014 | Collective Wealth Planning, Llc CRD 323657 | Salem, OR | Wealth Manager · Boutique (under $100M) | $36.0M | 31 | 90 | 1 | 03/12/2026 | ☆ |
| 21015 | Blue Chip Financial Planning, Llc CRD 112837 | Wealth Manager · Boutique (under $100M) | $36.0M | 52 | 169 | 1 | 01/22/2026 | ☆ | |
| 21016 | Columbus Wealth Management Llc CRD 317480 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $36.0M | 34 | 119 | 2 | 03/02/2026 | ☆ |
| 21017 | Beacon Asset Management Llc CRD 146410 | Wealth Manager · Boutique (under $100M) | $36.0M | 134 | 226 | 2 | 01/15/2026 | ☆ | |
| 21018 | Caporaso Albert A & Associates Inc. CRD 104837 | Endowment & Foundation Advisor · Boutique (under $100M) | $35.9M | 7 | 1 | 02/11/2025 | ☆ | ||
| 21019 | Simplicity Wealth Management Llc CRD 300112 | Wealth Manager · Boutique (under $100M) | $35.9M | 47 | 172 | 3 | 08/24/2026 | ☆ | |
| 21020 | Shockman Financial Companies Llc CRD 315529 | Fargo, ND | Insurance-Affiliated · Boutique (under $100M) | $35.9M | 121 | 235 | 2 | 01/20/2026 | ☆ |
| 21021 | Main Street Financial Advisory Llc CRD 308095 | West Newbury, MA | Wealth Manager · Boutique (under $100M) | $35.9M | 50 | 160 | 2 | 03/20/2026 | ☆ |
| 21022 | Cunningham Wealth Management, L.L.C. CRD 177512 | Des Moines, IA | Wealth Manager · Boutique (under $100M) | $35.9M | 76 | 139 | 1 | 01/09/2026 | ☆ |
| 21023 | Azimuth Capital Management, Llc CRD 165740 | Winthrop, ME | Wealth Manager · Boutique (under $100M) | $35.9M | 82 | 202 | 1 | 03/16/2026 | ☆ |
| 21024 | Strategic Wealth Solutions Llc CRD 314589 | Wealth Manager · Boutique (under $100M) | $35.9M | 144 | 259 | 3 | 04/21/2026 | ☆ | |
| 21025 | Tsl Investment Management, Llc CRD 152123 | Investment Adviser · Boutique (under $100M) | $35.9M | 18 | 30 | 2 | 03/02/2026 | ☆ | |
| 21026 | Equity Advisors, Llc CRD 300031 | Wealth Manager · Boutique (under $100M) | $35.8M | 108 | 108 | 5 | 06/01/2026 | ☆ | |
| 21027 | Spearhead Advisors, Llc CRD 316684 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $35.8M | 47 | 109 | 3 | 03/26/2026 | ☆ |
| 21028 | Babylon Wealth Management Llc CRD 283309 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $35.8M | 45 | 45 | 1 | 04/07/2026 | ☆ |
| 21029 | Veritas Wealth Advisors, Llc CRD 130027 | Insurance-Affiliated · Boutique (under $100M) | $35.8M | 23 | 44 | 2 | 04/18/2026 | ☆ | |
| 21030 | Proactive Planning Llc CRD 330272 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $35.8M | 115 | 261 | 1 | 02/18/2026 | ☆ |
| 21031 | Forrest Financial Partners Llc CRD 325055 | Avon, CT | Wealth Manager · Boutique (under $100M) | $35.8M | 27 | 91 | 2 | 03/24/2026 | ☆ |
| 21032 | Ll Financial Services, Llc CRD 284517 | Wealth Manager · Boutique (under $100M) | $35.8M | 64 | 104 | 2 | 01/05/2026 | ☆ | |
| 21033 | Bertolet Capital Llc CRD 125121 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $35.8M | 1 | 1 | 1 | 01/07/2026 | ☆ |
| 21034 | Modern Wealth Builders, Llc CRD 297990 | Wealth Manager · Boutique (under $100M) | $35.8M | 38 | 190 | 1 | 02/27/2026 | ☆ | |
| 21035 | Barlas O'reilly Wealth Management, Llc CRD 298413 | Tarpon Springs, FL | Wealth Manager · Boutique (under $100M) | $35.8M | 740 | 749 | 4 | 03/10/2026 | ☆ |
| 21036 | Christman Financial Advisors Llc CRD 147356 | Wealth Manager · Boutique (under $100M) | $35.8M | 84 | 334 | 1 | 01/20/2026 | ☆ | |
| 21037 | Brueske Advisory Services, Llc CRD 300689 | Bellevue, WA | Wealth Manager · Boutique (under $100M) | $35.8M | 62 | 82 | 6 | 06/17/2026 | ☆ |
| 21038 | Lemme Investment Group, Llc CRD 332637 | Wealth Manager · Boutique (under $100M) | $35.8M | 45 | 129 | 2 | 03/31/2026 | ☆ | |
| 21039 | Denali Financial Group, Llc CRD 332383 | Topeka, KS | Wealth Manager · Boutique (under $100M) | $35.8M | 57 | 56 | 3 | 03/16/2026 | ☆ |
| 21040 | Gurufocus Investments, Llc CRD 316414 | Plano, TX | Mutual Fund / Asset Manager · Boutique (under $100M) | $35.8M | 1 | 1 | 1 | 03/03/2026 | ☆ |
| 21041 | Eudaimonia Wealth Llc CRD 305431 | Buffalo, NY | Wealth Manager · Boutique (under $100M) | $35.8M | 39 | 116 | 1 | 03/02/2026 | ☆ |
| 21042 | Princeton Center Planning And Investments, Llc CRD 147112 | Brunswick, OH | Insurance-Affiliated · Boutique (under $100M) | $35.8M | 327 | 327 | 2 | 03/31/2026 | ☆ |
| 21043 | Transition Advisory Group Llc CRD 298446 | Institutional / Pension Advisor · Boutique (under $100M) | $35.7M | 61 | 96 | 2 | 03/09/2026 | ☆ | |
| 21044 | Scheibel Planning Solutions, Llc CRD 325719 | Wealth Manager · Boutique (under $100M) | $35.7M | 32 | 159 | 1 | 03/11/2026 | ☆ | |
| 21045 | Cts Consulting, Llc CRD 144139 | Wealth Manager · Boutique (under $100M) | $35.7M | 25 | 87 | 1 | 01/23/2026 | ☆ | |
| 21046 | Downie Financial Group Llc CRD 289066 | Mission Viejo, CA | Wealth Manager · Boutique (under $100M) | $35.7M | 133 | 344 | 1 | 03/26/2026 | ☆ |
| 21047 | Kccs Management Inc. CRD 284944 | Wealth Manager · Boutique (under $100M) | $35.7M | 14 | 14 | 2 | 03/21/2026 | ☆ | |
| 21048 | Mf Advisers, Inc. CRD 155518 | Wealth Manager · Boutique (under $100M) | $35.7M | 180 | 377 | 2 | 03/09/2026 | ☆ | |
| 21049 | Komons Financial Llc CRD 302087 | Carrollton, TX | Insurance-Affiliated · Boutique (under $100M) | $35.7M | 103 | 217 | 1 | 05/28/2026 | ☆ |
| 21050 | Fox, Dee Ann Roth CRD 126184 | Wealth Manager · Boutique (under $100M) | $35.7M | 10 | 40 | 1 | 03/23/2026 | ☆ |