Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20951 | Truepath Financial Planning Llc CRD 144118 | Albuquerque, NM | Wealth Manager · Boutique (under $100M) | $36.7M | 77 | 215 | 3 | 04/21/2026 | ☆ |
| 20952 | Valentine Wealth Management Llc CRD 330269 | Seymour, IN | Wealth Manager · Boutique (under $100M) | $36.7M | 48 | 277 | 2 | 07/23/2026 | ☆ |
| 20953 | Reef Advisors Llc CRD 300871 | Wealth Manager · Boutique (under $100M) | $36.7M | 10 | 50 | 1 | 01/28/2026 | ☆ | |
| 20954 | Omni Wealth Advisors, Llc CRD 307591 | Wealth Manager · Boutique (under $100M) | $36.6M | 181 | 274 | 1 | 07/31/2026 | ☆ | |
| 20955 | Dark Horse Wealth Llc CRD 159999 | Cazenovia, NY | Wealth Manager · Boutique (under $100M) | $36.6M | 95 | 173 | 1 | 03/27/2026 | ☆ |
| 20956 | Ibis Capital Management, Llc CRD 282069 | Buffalo, NY | Wealth Manager · Boutique (under $100M) | $36.6M | 120 | 166 | 1 | 03/11/2026 | ☆ |
| 20957 | Sequence Analytix, Llc CRD 299581 | Wealth Manager · Boutique (under $100M) | $36.6M | 34 | 76 | 1 | 01/20/2026 | ☆ | |
| 20958 | Northstar Wealth Management, Inc. CRD 137062 | Columbia, MD | Insurance-Affiliated · Boutique (under $100M) | $36.6M | 41 | 41 | 2 | 03/26/2026 | ☆ |
| 20959 | Cassandra Smalley Llc CRD 323176 | Wealth Manager · Boutique (under $100M) | $36.6M | 32 | 119 | 1 | 01/13/2026 | ☆ | |
| 20960 | Afsc Advisors, Inc CRD 281467 | Council Bluffs, IA | Insurance-Affiliated · Boutique (under $100M) | $36.5M | 207 | 207 | 1 | 03/30/2026 | ☆ |
| 20961 | T.M. Murphy Investment Management, Inc. CRD 120132 | Wealth Manager · Boutique (under $100M) | $36.5M | 159 | 159 | 1 | 03/31/2026 | ☆ | |
| 20962 | Chaney Financial Services, Inc. CRD 145602 | Glendale, CA | Wealth Manager · Boutique (under $100M) | $36.5M | 32 | 96 | 1 | 02/04/2026 | ☆ |
| 20963 | Gemcorp Capital Advisors Llc CRD 329386 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $36.5M | 2 | 2 | 1 | 03/31/2026 | ☆ |
| 20964 | Rosemary Frank Financial, Llc CRD 279027 | Brentwood, TN | Wealth Manager · Boutique (under $100M) | $36.5M | 21 | 50 | 1 | 03/10/2026 | ☆ |
| 20965 | Cobb Wealth Management, Llc CRD 146147 | Kansas City, MO | Wealth Manager · Boutique (under $100M) | $36.5M | 71 | 1 | 03/20/2026 | ☆ | |
| 20966 | Royal Wealth Management, Inc. CRD 147636 | Wealth Manager · Boutique (under $100M) | $36.5M | 124 | 218 | 3 | 01/07/2026 | ☆ | |
| 20967 | White Pine Financial Llc CRD 304042 | Wealth Manager · Boutique (under $100M) | $36.4M | 34 | 41 | 2 | 02/11/2026 | ☆ | |
| 20968 | Mindful Wealth Planning Llc CRD 284177 | St. Louis, MO | Wealth Manager · Boutique (under $100M) | $36.4M | 72 | 145 | 1 | 09/25/2026 | ☆ |
| 20969 | Dh Asset Management, Llc CRD 300698 | Wealth Manager · Boutique (under $100M) | $36.4M | 23 | 45 | 1 | 01/14/2026 | ☆ | |
| 20970 | Percy E. Bolton Associates, Inc. CRD 116174 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $36.4M | 60 | 145 | 1 | 06/17/2026 | ☆ |
| 20971 | Lenape Investments, Llc CRD 281804 | Wealth Manager · Boutique (under $100M) | $36.4M | 15 | 22 | 1 | 02/26/2026 | ☆ | |
| 20972 | Saint Francis Capital, Llc CRD 165376 | Winder, GA | Wealth Manager · Boutique (under $100M) | $36.4M | 78 | 181 | 1 | 03/31/2026 | ☆ |
| 20973 | Bellwether Capital Management Llc CRD 153633 | Fair Oaks, CA | Wealth Manager · Boutique (under $100M) | $36.4M | 36 | 36 | 1 | 03/16/2026 | ☆ |
| 20974 | Key Focus Wealth Llc CRD 311827 | San Ramon, CA | Wealth Manager · Boutique (under $100M) | $36.4M | 37 | 79 | 1 | 02/24/2026 | ☆ |
| 20975 | North Haven Financial Llc CRD 283057 | Wealth Manager · Boutique (under $100M) | $36.4M | 33 | 129 | 2 | 08/25/2026 | ☆ | |
| 20976 | Davis, Matthew Deoran CRD 288494 | Wealth Manager · Boutique (under $100M) | $36.4M | 25 | 25 | 1 | 02/04/2026 | ☆ | |
| 20977 | Lakeland Wealth Management Llc CRD 173831 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $36.4M | 83 | 127 | 1 | 03/31/2026 | ☆ |
| 20978 | Financial Planning Professionals, Inc. CRD 125319 | Stuart, FL | Insurance-Affiliated · Boutique (under $100M) | $36.4M | 111 | 177 | 1 | 03/06/2026 | ☆ |
| 20979 | Koehler Financial Services, Inc. CRD 123092 | Stevensville, MI | Insurance-Affiliated · Boutique (under $100M) | $36.4M | 329 | 1,141 | 1 | 01/09/2026 | ☆ |
| 20980 | Margo Park Llc CRD 169375 | San Diego, CA | Insurance-Affiliated · Boutique (under $100M) | $36.3M | 75 | 273 | 3 | 06/12/2026 | ☆ |
| 20981 | Malt Partners Management Llc CRD 337855 | Nashville, TN | Private Fund Manager · Boutique (under $100M) | $36.3M | 2 | 2 | 2 | 03/06/2026 | ☆ |
| 20982 | Your Financial Lifeguard Inc. CRD 115695 | Wealth Manager · Boutique (under $100M) | $36.3M | 47 | 148 | 1 | 09/24/2026 | ☆ | |
| 20983 | Moore Wealth Partners, Llc CRD 328027 | Hendersonville, TN | Wealth Manager · Boutique (under $100M) | $36.3M | 102 | 183 | 1 | 08/14/2026 | ☆ |
| 20984 | Matt Montgomery CRD 114181 | Jacksonville, TX | Insurance-Affiliated · Boutique (under $100M) | $36.3M | 86 | 86 | 1 | 01/02/2026 | ☆ |
| 20985 | Green Era Financial Llc CRD 324150 | Wealth Manager · Boutique (under $100M) | $36.3M | 87 | 129 | 2 | 04/21/2026 | ☆ | |
| 20986 | Marina Wealth Advisors, Llc CRD 311567 | Wealth Manager · Boutique (under $100M) | $36.3M | 17 | 57 | 2 | 03/27/2026 | ☆ | |
| 20987 | Stone Ridge Advisors Llc CRD 327875 | Wealth Manager · Boutique (under $100M) | $36.3M | 26 | 26 | 1 | 03/31/2026 | ☆ | |
| 20988 | Sahni, Inc. CRD 173759 | Wealth Manager · Boutique (under $100M) | $36.2M | 42 | 68 | 2 | 07/31/2026 | ☆ | |
| 20989 | Slaten Financial, Inc. CRD 322802 | Anaheim, CA | Insurance-Affiliated · Boutique (under $100M) | $36.2M | 167 | 254 | 5 | 03/27/2026 | ☆ |
| 20990 | Gilmore Financial Services, Llc CRD 136249 | San Mateo, CA | Wealth Manager · Boutique (under $100M) | $36.2M | 45 | 45 | 1 | 03/13/2026 | ☆ |
| 20991 | Lelah Financial, Llc CRD 294223 | Riverwoods, IL | Insurance-Affiliated · Boutique (under $100M) | $36.2M | 17 | 67 | 1 | 03/30/2026 | ☆ |
| 20992 | 21:5 Advisors, Llc CRD 333198 | Peoria, AZ | Wealth Manager · Boutique (under $100M) | $36.2M | 56 | 126 | 1 | 06/10/2026 | ☆ |
| 20993 | Black Diamond Financial Planning, Llc CRD 297041 | Wealth Manager · Boutique (under $100M) | $36.2M | 8 | 10 | 1 | 05/09/2026 | ☆ | |
| 20994 | Tolton Asset Management, Llc CRD 310631 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $36.1M | 40 | 122 | 2 | 03/30/2026 | ☆ |
| 20995 | Gvr Investment Management, Inc. CRD 106365 | Two Rivers, WI | Wealth Manager · Boutique (under $100M) | $36.1M | 37 | 37 | 3 | 03/26/2026 | ☆ |
| 20996 | Mt Financial Planning, Inc. CRD 307686 | Lake Barrington, IL | Wealth Manager · Boutique (under $100M) | $36.1M | 91 | 261 | 1 | 04/30/2026 | ☆ |
| 20997 | Solitude Wealth Advisors, Llc. CRD 142357 | Holladay, UT | Insurance-Affiliated · Boutique (under $100M) | $36.1M | 128 | 128 | 4 | 01/30/2026 | ☆ |
| 20998 | Silicon Valley Capital Management CRD 43242 | Wealth Manager · Boutique (under $100M) | $36.1M | 10 | 10 | 1 | 03/30/2026 | ☆ | |
| 20999 | Concourse Capital Advisors, Llc CRD 336424 | Atlanta, GA | Mutual Fund / Asset Manager · Boutique (under $100M) | $36.1M | 1 | 1 | 1 | 03/27/2026 | ☆ |
| 21000 | Cothran Capital, Llc CRD 154975 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $36.1M | 145 | 211 | 2 | 07/30/2026 | ☆ |