Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20701 | Ams Capital Management Llc CRD 153540 | San Mateo, CA | Wealth Manager · Boutique (under $100M) | $39.1M | 63 | 334 | 1 | 03/17/2026 | ☆ |
| 20702 | Beacon Light Wealth Management Llc CRD 338731 | Carnegie, PA | Wealth Manager · Boutique (under $100M) | $39.1M | 151 | 448 | 4 | 09/18/2026 | ☆ |
| 20703 | Iliad Wealth Solutions Llc CRD 315826 | Institutional / Pension Advisor · Boutique (under $100M) | $39.1M | 125 | 125 | 3 | 08/13/2026 | ☆ | |
| 20704 | Bollinger Capital Management, Inc. CRD 134458 | Redondo Beach, CA | Wealth Manager · Boutique (under $100M) | $39.1M | 23 | 63 | 3 | 08/10/2026 | ☆ |
| 20705 | Riverbend Planning Group Llc CRD 167187 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $39.1M | 44 | 44 | 1 | 03/24/2026 | ☆ |
| 20706 | Jy Capital Management Inc. CRD 327887 | Wealth Manager · Boutique (under $100M) | $39.1M | 77 | 78 | 1 | 02/24/2026 | ☆ | |
| 20707 | Gilead Capital Lp CRD 282023 | New York, NY | Private Fund Manager · Boutique (under $100M) | $39.1M | 3 | 3 | 3 | 03/31/2026 | ☆ |
| 20708 | Amidon & Petersen Financials, Llc CRD 143079 | Albany, NY | Wealth Manager · Boutique (under $100M) | $39.1M | 139 | 141 | 2 | 07/02/2026 | ☆ |
| 20709 | Cereus Financial Advisors, Llc CRD 279033 | Franklin Lakes, NJ | Insurance-Affiliated · Boutique (under $100M) | $39.1M | 31 | 65 | 3 | 02/18/2026 | ☆ |
| 20710 | Dogwood Holdings, Llc CRD 170182 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $39.1M | 26 | 80 | 1 | 03/12/2026 | ☆ |
| 20711 | Family Wealth Partners Concord, Inc CRD 148015 | Concord, NC | Insurance-Affiliated · Boutique (under $100M) | $39.0M | 139 | 341 | 3 | 02/11/2026 | ☆ |
| 20712 | 7 Pw Wealth, Llc CRD 323511 | Wealth Manager · Boutique (under $100M) | $39.0M | 47 | 118 | 4 | 03/30/2026 | ☆ | |
| 20713 | Crimson Oak Wealth Management, Llc CRD 171360 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $39.0M | 50 | 166 | 1 | 03/31/2026 | ☆ |
| 20714 | Anglia, Inc. CRD 282832 | Valley Stream, NY | Wealth Manager · Boutique (under $100M) | $39.0M | 110 | 50 | 1 | 01/18/2026 | ☆ |
| 20715 | Ebh Financial, Inc. CRD 316752 | Wealth Manager · Boutique (under $100M) | $39.0M | 75 | 109 | 1 | 03/16/2026 | ☆ | |
| 20716 | Peattie Capital Management, Llc CRD 144248 | Stamford, CT | Wealth Manager · Boutique (under $100M) | $39.0M | 20 | 20 | 1 | 03/21/2025 | ☆ |
| 20717 | Trunorth Financial Llc CRD 331614 | Insurance-Affiliated · Boutique (under $100M) | $39.0M | 123 | 251 | 1 | 07/06/2026 | ☆ | |
| 20718 | Financial Planning Office Of Stephen Overstreet, P.A. CRD 141636 | Wealth Manager · Boutique (under $100M) | $39.0M | 15 | 48 | 1 | 02/24/2026 | ☆ | |
| 20719 | Newhouse Integrated Financial Advisors Llc CRD 332939 | Soquel, CA | Wealth Manager · Boutique (under $100M) | $39.0M | 12 | 12 | 2 | 06/19/2026 | ☆ |
| 20720 | Peak Wealth Management Llc CRD 332411 | Saratoga Springs, NY | Wealth Manager · Boutique (under $100M) | $39.0M | 50 | 127 | 1 | 09/10/2026 | ☆ |
| 20721 | Bentley Wealth Management, Llc CRD 171458 | Marblehead, MA | Wealth Manager · Boutique (under $100M) | $38.9M | 132 | 187 | 1 | 03/16/2026 | ☆ |
| 20722 | Carolina Wealth Strategies, Llc CRD 172231 | Cary, NC | Wealth Manager · Boutique (under $100M) | $38.9M | 135 | 252 | 1 | 03/31/2026 | ☆ |
| 20723 | Baker Jensen Investment Advisors, Llc CRD 115086 | San Clemente, CA | Wealth Manager · Boutique (under $100M) | $38.9M | 58 | 58 | 1 | 03/19/2026 | ☆ |
| 20724 | Native American Fund Advisors Llc CRD 108149 | Tulsa, OK | Investment Adviser · Boutique (under $100M) | $38.9M | 4 | 4 | 6 | 04/30/2026 | ☆ |
| 20725 | O'donnell Portfolio Management, Inc. CRD 122371 | Wealth Manager · Boutique (under $100M) | $38.9M | 51 | 149 | 1 | 02/23/2026 | ☆ | |
| 20726 | Marquise Wealth Management, Llc CRD 164623 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $38.9M | 33 | 69 | 2 | 03/17/2026 | ☆ |
| 20727 | Darkhorse Advisor, Llc. CRD 309558 | Wealth Manager · Boutique (under $100M) | $38.9M | 50 | 98 | 1 | 03/25/2026 | ☆ | |
| 20728 | Ridgewood Capital Management, Inc. CRD 121920 | Wealth Manager · Boutique (under $100M) | $38.9M | 80 | 80 | 2 | 01/26/2026 | ☆ | |
| 20729 | Kaiser Wealth Management CRD 111000 | Investment Adviser · Boutique (under $100M) | $38.9M | 14 | 1 | 03/31/2026 | ☆ | ||
| 20730 | Due North Financial, Llc CRD 285053 | Eveleth, MN | Wealth Manager · Boutique (under $100M) | $38.8M | 168 | 226 | 1 | 02/13/2026 | ☆ |
| 20731 | Rmc Financial Advisors, Llc CRD 144821 | Davis, CA | Wealth Manager · Boutique (under $100M) | $38.8M | 156 | 156 | 3 | 03/27/2026 | ☆ |
| 20732 | W. Swartz & Co., Llc CRD 256786 | Wealth Manager · Boutique (under $100M) | $38.8M | 87 | 291 | 2 | 08/24/2026 | ☆ | |
| 20733 | Keystone Wealth Advisors, Llc CRD 317823 | Reno, NV | Insurance-Affiliated · Boutique (under $100M) | $38.8M | 104 | 236 | 3 | 06/29/2026 | ☆ |
| 20734 | Pegasus Management Services L.L.C. CRD 314533 | Wealth Manager · Boutique (under $100M) | $38.8M | 202 | 191 | 3 | 07/23/2026 | ☆ | |
| 20735 | Evolution Financial Llc CRD 289745 | Madison, WI | Wealth Manager · Boutique (under $100M) | $38.8M | 76 | 208 | 1 | 03/05/2026 | ☆ |
| 20736 | True Life Wealth Management, Llc CRD 298899 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $38.8M | 87 | 190 | 1 | 05/05/2026 | ☆ |
| 20737 | Austin 180 Advisory Group Llc CRD 292141 | Austin, TX | Wealth Manager · Boutique (under $100M) | $38.8M | 26 | 178 | 1 | 03/24/2026 | ☆ |
| 20738 | Baluarte Capital Us Llc CRD 328830 | Wealth Manager · Boutique (under $100M) | $38.8M | 7 | 7 | 3 | 09/15/2026 | ☆ | |
| 20739 | Hatherley Capital Management, Llc CRD 299396 | Insurance-Affiliated · Boutique (under $100M) | $38.8M | 72 | 192 | 3 | 06/05/2026 | ☆ | |
| 20740 | Mcclain Value Management, Llc CRD 114074 | New Canaan, CT | Wealth Manager · Boutique (under $100M) | $38.8M | 6 | 22 | 2 | 06/22/2026 | ☆ |
| 20741 | Wealth Planning Group Llc CRD 281902 | Minnetonka, MN | Wealth Manager · Boutique (under $100M) | $38.7M | 83 | 83 | 1 | 03/04/2026 | ☆ |
| 20742 | Rhb Capital, Inc. CRD 165625 | Huntington Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $38.7M | 12 | 43 | 1 | 03/30/2026 | ☆ |
| 20743 | Brighter Investing, Pb Llc CRD 299367 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $38.7M | 29 | 182 | 2 | 03/11/2026 | ☆ |
| 20744 | Sustain Financial Inc. CRD 289303 | Wealth Manager · Boutique (under $100M) | $38.7M | 66 | 156 | 2 | 04/29/2026 | ☆ | |
| 20745 | Insight Advisors Nw, Llc CRD 165731 | Beaverton, OR | Wealth Manager · Boutique (under $100M) | $38.7M | 70 | 113 | 1 | 02/12/2026 | ☆ |
| 20746 | Trendz Advisors, Inc. CRD 139528 | Knoxville, TN | Insurance-Affiliated · Boutique (under $100M) | $38.7M | 85 | 85 | 1 | 03/26/2026 | ☆ |
| 20747 | N CRD 166241 | Wealth Manager · Boutique (under $100M) | $38.7M | 215 | 286 | 1 | 12/17/2025 | ☆ | |
| 20748 | Hepner Financial Services, Llc CRD 144045 | Wealth Manager · Boutique (under $100M) | $38.7M | 43 | 171 | 1 | 02/18/2026 | ☆ | |
| 20749 | Grape Modern Wealth Management CRD 319261 | Temecula, CA | Wealth Manager · Boutique (under $100M) | $38.6M | 145 | 318 | 1 | 03/31/2026 | ☆ |
| 20750 | Jb Meridian Advisors, Llc CRD 154676 | Clermont, FL | Wealth Manager · Boutique (under $100M) | $38.6M | 178 | 178 | 2 | 03/17/2026 | ☆ |