Keystone Wealth Advisors, Llc
- Regulatory AUM
- $38.8M
- Discretionary
- $0
- Clients
- 104
- Avg AUM / client
- $373K
- Accounts
- 236
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 79 | $12.1M | 31.2% |
| High net worth individuals | 11 | $18.2M | 46.9% |
| Pension and profit sharing plans | 14 | $8.5M | 21.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Delta Modtech 401(k) Plan Delta Industrial, Inc. D/B/A Delta Modtech | 2024 | |
| Mclaughlin Gormley King Company Profit Sharing And Employee Savings Plan Mclaughlin Gormley King Company | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Daniel Wheeler | Registered representative | May 2022 (4y) | ||
| Leonard Gerald Simon | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Raymond Lamar Brown | Registered representative | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Delta Modtech 401(k) Plan | Delta Industrial, Inc. D/B/A Delta Modtech | 242 | $44.4M | 10/01/2024 |
| Mclaughlin Gormley King Company Profit Sharing And Employee Savings Plan | Mclaughlin Gormley King Company | 184 | $55.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $30.3M (78% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗