Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18151 | Worcester Jr, David A CRD 129828 | Lodi, CA | Wealth Manager · Boutique (under $100M) | $69.5M | 80 | 80 | 1 | 03/31/2026 | ☆ |
| 18152 | Advanced Investment Management Llc CRD 289070 | Naples, FL | Wealth Manager · Boutique (under $100M) | $69.5M | 65 | 192 | 1 | 02/12/2026 | ☆ |
| 18153 | Everlong Financial, Llc CRD 172634 | Austin, TX | Wealth Manager · Boutique (under $100M) | $69.5M | 34 | 168 | 1 | 03/31/2026 | ☆ |
| 18154 | Guideway Financial, Llc CRD 168317 | Insurance-Affiliated · Boutique (under $100M) | $69.4M | 46 | 198 | 2 | 03/13/2026 | ☆ | |
| 18155 | Prosperitus Wealth Advisors, Llc CRD 306630 | Coral Springs, FL | Insurance-Affiliated · Boutique (under $100M) | $69.4M | 236 | 446 | 6 | 04/03/2026 | ☆ |
| 18156 | Tanaka Capital Management Inc CRD 109888 | Greenwich, CT | Mutual Fund / Asset Manager · Boutique (under $100M) | $69.4M | 18 | 21 | 3 | 07/17/2026 | ☆ |
| 18157 | Wellspring Financial, Llc CRD 288023 | Wealth Manager · Boutique (under $100M) | $69.4M | 112 | 293 | 3 | 01/12/2026 | ☆ | |
| 18158 | Park Hill Financial Planning & Investment Management, Llc CRD 326639 | Wealth Manager · Boutique (under $100M) | $69.3M | 23 | 105 | 1 | 08/31/2026 | ☆ | |
| 18159 | Locke Advisory Services Llc CRD 286132 | Wealth Manager · Boutique (under $100M) | $69.3M | 49 | 191 | 3 | 09/01/2026 | ☆ | |
| 18160 | Victory Wealth Management, Llc CRD 152221 | Reedley, CA | Wealth Manager · Boutique (under $100M) | $69.3M | 79 | 161 | 2 | 01/23/2026 | ☆ |
| 18161 | Abry Partners, Llc CRD 161153 | Boston, MA | Private Fund Manager · Boutique (under $100M) | $69.3M | 2 | 2 | 3 | 03/31/2026 | ☆ |
| 18162 | Tremont Street Advisors, Llc CRD 172984 | League City, TX | Wealth Manager · Boutique (under $100M) | $69.2M | 87 | 170 | 3 | 08/17/2026 | ☆ |
| 18163 | Koenig Steven Mark CRD 105824 | Wealth Manager · Boutique (under $100M) | $69.2M | 12 | 36 | 1 | 03/24/2026 | ☆ | |
| 18164 | Steben & Company, Llc CRD 117808 | Excelsior, MN | Private Fund Manager · Boutique (under $100M) | $69.2M | 1 | 1 | 8 | 02/17/2026 | ☆ |
| 18165 | Fierce Wealth Management Group Llc CRD 329282 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $69.2M | 125 | 236 | 1 | 04/28/2026 | ☆ |
| 18166 | Lancaster County Financial Group, Llc CRD 149693 | Lancaster, PA | Insurance-Affiliated · Boutique (under $100M) | $69.2M | 198 | 437 | 3 | 04/30/2026 | ☆ |
| 18167 | Sapient Investments Llc CRD 292098 | Wealth Manager · Boutique (under $100M) | $69.2M | 36 | 98 | 2 | 02/17/2026 | ☆ | |
| 18168 | Baroldi Wood Mance Financial Advisors, Llc CRD 317002 | Foothill Ranch, CA | Wealth Manager · Boutique (under $100M) | $69.2M | 272 | 272 | 2 | 02/10/2026 | ☆ |
| 18169 | Galligan Financial Advisors, Ltd. CRD 115334 | Eagan, MN | Wealth Manager · Boutique (under $100M) | $69.1M | 250 | 250 | 1 | 11/05/2024 | ☆ |
| 18170 | Cornerstone Asset Advisors Inc. CRD 281865 | Wealth Manager · Boutique (under $100M) | $69.1M | 31 | 101 | 1 | 02/02/2026 | ☆ | |
| 18171 | Durkin Investment Group, Llc. CRD 167370 | Wealth Manager · Boutique (under $100M) | $69.1M | 64 | 137 | 1 | 03/06/2026 | ☆ | |
| 18172 | Fra Services Inc. CRD 292588 | San Juan, PR | Private Fund Manager · Boutique (under $100M) | $69.0M | 2 | 2 | 3 | 03/31/2026 | ☆ |
| 18173 | Maze Financial Planning, Llc CRD 140934 | Chapel Hill, NC | Wealth Manager · Boutique (under $100M) | $69.0M | 33 | 107 | 1 | 03/31/2026 | ☆ |
| 18174 | Edwards Financial Services Inc. CRD 150517 | Winter Park, FL | Insurance-Affiliated · Boutique (under $100M) | $69.0M | 430 | 504 | 8 | 08/06/2026 | ☆ |
| 18175 | Hanley Capital Management, Llc CRD 150355 | Wealth Manager · Boutique (under $100M) | $69.0M | 19 | 19 | 1 | 07/13/2026 | ☆ | |
| 18176 | Johnson Lynda Ann CRD 104835 | Wealth Manager · Boutique (under $100M) | $69.0M | 36 | 36 | 2 | 01/24/2026 | ☆ | |
| 18177 | Rooks Wealth Advisors, Llc CRD 316013 | Chattanooga, TN | Wealth Manager · Boutique (under $100M) | $69.0M | 63 | 119 | 2 | 09/16/2026 | ☆ |
| 18178 | Crossroads Asset Management Llc CRD 145951 | Investment Adviser · Boutique (under $100M) | $69.0M | 24 | 63 | 1 | 03/16/2026 | ☆ | |
| 18179 | Freedom Found Financial Llc CRD 306009 | Towaco, NJ | Wealth Manager · Boutique (under $100M) | $69.0M | 38 | 181 | 1 | 02/19/2026 | ☆ |
| 18180 | Financial Security Solutions, Corp. CRD 124085 | Valencia, CA | Wealth Manager · Boutique (under $100M) | $69.0M | 87 | 167 | 4 | 12/09/2025 | ☆ |
| 18181 | Piecapital Wealth Management Llc CRD 328743 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $69.0M | 22 | 88 | 2 | 08/31/2026 | ☆ |
| 18182 | Wexford Wealth Advisors Llc CRD 288407 | Wexford, PA | Wealth Manager · Boutique (under $100M) | $68.9M | 130 | 325 | 1 | 03/26/2026 | ☆ |
| 18183 | Jones Wealth Advisors, Llc CRD 337281 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $68.9M | 17 | 40 | 1 | 03/20/2026 | ☆ |
| 18184 | Blakely Harbor Advisors, Llc CRD 152249 | New Haven, CT | Endowment & Foundation Advisor · Boutique (under $100M) | $68.9M | 6 | 11 | 1 | 06/09/2026 | ☆ |
| 18185 | Van Grouw Advisors, Llc CRD 311173 | Bluffton, SC | Wealth Manager · Boutique (under $100M) | $68.8M | 80 | 116 | 3 | 02/17/2026 | ☆ |
| 18186 | Bangerter Financial Services, Inc. CRD 171939 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $68.8M | 320 | 320 | 2 | 06/23/2026 | ☆ |
| 18187 | Martin & Associates Investment Advisory Services, Llc CRD 110644 | Mandeville, LA | Insurance-Affiliated · Boutique (under $100M) | $68.8M | 230 | 224 | 2 | 03/16/2026 | ☆ |
| 18188 | Handy & Company Financial Advisors, Inc. CRD 154417 | Lake Oswego, OR | Wealth Manager · Boutique (under $100M) | $68.7M | 114 | 215 | 2 | 02/02/2026 | ☆ |
| 18189 | Anacapa Financial, Llc CRD 305365 | Ventura, CA | Insurance-Affiliated · Boutique (under $100M) | $68.7M | 182 | 525 | 5 | 02/24/2026 | ☆ |
| 18190 | Capital Management Associates Inc CRD 104783 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $68.7M | 1 | 1 | 8 | 03/31/2026 | ☆ |
| 18191 | Roland Financial Wealth Management Llc CRD 315175 | Erie, PA | Wealth Manager · Boutique (under $100M) | $68.7M | 346 | 540 | 4 | 08/04/2026 | ☆ |
| 18192 | Advize Wealth Management Pllc CRD 297380 | Rochester, MI | Wealth Manager · Boutique (under $100M) | $68.7M | 116 | 299 | 2 | 07/29/2026 | ☆ |
| 18193 | Fit Advisors Llc CRD 175023 | Wealth Manager · Boutique (under $100M) | $68.7M | 45 | 430 | 2 | 03/12/2026 | ☆ | |
| 18194 | Tuyyo Planning Group, Llc CRD 298052 | Insurance-Affiliated · Boutique (under $100M) | $68.7M | 84 | 354 | 2 | 04/01/2026 | ☆ | |
| 18195 | Pierce Wealth Partners, Inc. CRD 315147 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $68.7M | 51 | 51 | 5 | 03/30/2026 | ☆ |
| 18196 | Geo Capital Gestora De Recursos Ltda CRD 322902 | Sao Paulo/Sp | Private Fund Manager · Boutique (under $100M) | $68.7M | 9 | 9 | 12 | 03/30/2026 | ☆ |
| 18197 | Mc Financial Services Inc. CRD 146331 | Insurance-Affiliated · Boutique (under $100M) | $68.6M | 67 | 190 | 5 | 03/30/2026 | ☆ | |
| 18198 | Ritter Bruce Charles CRD 107474 | San Rafael, CA | Wealth Manager · Boutique (under $100M) | $68.6M | 19 | 19 | 1 | 03/23/2026 | ☆ |
| 18199 | Keturi Investment Management, Llc CRD 315951 | Lake Oswego, OR | Wealth Manager · Boutique (under $100M) | $68.6M | 13 | 33 | 5 | 01/20/2026 | ☆ |
| 18200 | Gurniak Financial Advisors, Inc. CRD 119905 | Allentown, PA | Wealth Manager · Boutique (under $100M) | $68.6M | 70 | 168 | 3 | 03/05/2026 | ☆ |