Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16801 | Diversified Wealth Management Solutions, Llc CRD 170327 | Fresno, CA | Wealth Manager · Boutique (under $100M) | $93.9M | 135 | 264 | 1 | 02/10/2026 | ☆ |
| 16802 | Taylor & Williams, Inc. CRD 121776 | Lutz, FL | Wealth Manager · Boutique (under $100M) | $93.9M | 184 | 442 | 4 | 09/17/2026 | ☆ |
| 16803 | Prima Wealth CRD 284143 | Wealth Manager · Boutique (under $100M) | $93.9M | 88 | 223 | 1 | 01/29/2026 | ☆ | |
| 16804 | Cove Street Capital, Llc CRD 156260 | Hermosa Beach, CA | Investment Adviser · Boutique (under $100M) | $93.8M | 18 | 18 | 2 | 08/27/2026 | ☆ |
| 16805 | Wealth Management Advisors, Llc CRD 136051 | Wealth Manager · Boutique (under $100M) | $93.8M | 26 | 26 | 1 | 03/14/2026 | ☆ | |
| 16806 | Askeladden Capital Management Llc CRD 282555 | Investment Adviser · Boutique (under $100M) | $93.8M | 62 | 62 | 1 | 03/30/2026 | ☆ | |
| 16807 | Apogee Wealth Partners, Llc CRD 310419 | Wealth Manager · Boutique (under $100M) | $93.8M | 97 | 276 | 3 | 09/21/2026 | ☆ | |
| 16808 | Pacific Global Advisory Group Llc CRD 158601 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $93.7M | 8 | 1 | 01/15/2026 | ☆ | |
| 16809 | Apex Research And Investments, Llc CRD 121643 | Wealth Manager · Boutique (under $100M) | $93.7M | 11 | 11 | 1 | 02/12/2026 | ☆ | |
| 16810 | Statetrust Capital, Llc. CRD 114052 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $93.7M | 144 | 238 | 4 | 09/24/2026 | ☆ |
| 16811 | Monroe Capital Partners, Llc CRD 168275 | Irvington, VA | Wealth Manager · Boutique (under $100M) | $93.6M | 44 | 90 | 1 | 03/31/2026 | ☆ |
| 16812 | Credit Union Investment Services, Inc. CRD 144871 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $93.6M | 287 | 266 | 259 | 09/28/2026 | ☆ |
| 16813 | Transcend Wealth, Llc CRD 292210 | Woodmere, OH | Wealth Manager · Boutique (under $100M) | $93.5M | 119 | 223 | 3 | 03/31/2026 | ☆ |
| 16814 | Capstone Investment Management Llc CRD 281042 | Palm Coast, FL | Wealth Manager · Boutique (under $100M) | $93.5M | 296 | 546 | 3 | 04/01/2026 | ☆ |
| 16815 | Dollardoc Inc. CRD 149757 | Laguna Hills, CA | Insurance-Affiliated · Boutique (under $100M) | $93.5M | 265 | 362 | 2 | 03/31/2026 | ☆ |
| 16816 | Atx Portfolio Advisors, Llc CRD 173821 | Austin, TX | Wealth Manager · Boutique (under $100M) | $93.5M | 73 | 73 | 1 | 03/10/2026 | ☆ |
| 16817 | Trader Wealth Management, Llc CRD 147190 | Barrington, IL | Wealth Manager · Boutique (under $100M) | $93.5M | 105 | 325 | 3 | 04/07/2026 | ☆ |
| 16818 | Forza Investment Advisory, Llc CRD 155164 | Wealth Manager · Boutique (under $100M) | $93.5M | 34 | 80 | 1 | 03/03/2026 | ☆ | |
| 16819 | J C Texas Investment Advisors, Ltd. CRD 129565 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $93.4M | 52 | 52 | 1 | 02/27/2023 | ☆ |
| 16820 | Capital Q Management Llc CRD 305337 | Maitland, FL | Investment Adviser · Boutique (under $100M) | $93.4M | 2 | 2 | 2 | 02/24/2026 | ☆ |
| 16821 | Hyland Lake Partners, Llc CRD 332244 | Edina, MN | Wealth Manager · Boutique (under $100M) | $93.4M | 78 | 361 | 3 | 05/26/2026 | ☆ |
| 16822 | Andrew James Tapparo CRD 128813 | Topsfield, MA | Wealth Manager · Boutique (under $100M) | $93.3M | 113 | 313 | 1 | 04/27/2026 | ☆ |
| 16823 | Cedar Capital, Llc CRD 174020 | Wealth Manager · Boutique (under $100M) | $93.3M | 106 | 234 | 1 | 03/20/2026 | ☆ | |
| 16824 | Oelschlager Investments Llc CRD 306035 | Akron, OH | Mutual Fund / Asset Manager · Boutique (under $100M) | $93.3M | 26 | 26 | 4 | 07/27/2026 | ☆ |
| 16825 | Panoramic Financial Advice Inc. CRD 172396 | Wealth Manager · Boutique (under $100M) | $93.3M | 143 | 1,049 | 4 | 05/08/2026 | ☆ | |
| 16826 | Connolly Financial Advisors, Inc. CRD 148298 | North Andover, MA | Wealth Manager · Boutique (under $100M) | $93.3M | 125 | 273 | 5 | 01/26/2026 | ☆ |
| 16827 | Innovative Financial Solutions, Inc. CRD 289906 | Chandler, AZ | Wealth Manager · Boutique (under $100M) | $93.2M | 90 | 223 | 1 | 09/24/2026 | ☆ |
| 16828 | Cash Flow Investment Services Llc CRD 114360 | Wealth Manager · Boutique (under $100M) | $93.2M | 87 | 234 | 1 | 04/17/2026 | ☆ | |
| 16829 | Nazelrod & Associates Financial Services, Inc. CRD 121302 | Towson, MD | Insurance-Affiliated · Boutique (under $100M) | $93.2M | 53 | 53 | 2 | 02/16/2026 | ☆ |
| 16830 | Burgeon Capital, Llc CRD 160484 | Insurance-Affiliated · Boutique (under $100M) | $93.2M | 51 | 151 | 1 | 03/30/2026 | ☆ | |
| 16831 | Midas Management Corporation CRD 108237 | Walpole, NH | Mutual Fund / Asset Manager · Boutique (under $100M) | $93.2M | 3 | 3 | 10 | 02/17/2026 | ☆ |
| 16832 | Lynn H. Orr Capital Management Group, Inc. CRD 112147 | Wealth Manager · Boutique (under $100M) | $93.2M | 78 | 187 | 2 | 03/12/2026 | ☆ | |
| 16833 | Compass Investments Llc CRD 141323 | Pittsburgh, PA | Wealth Manager · Boutique (under $100M) | $93.2M | 176 | 418 | 5 | 03/20/2026 | ☆ |
| 16834 | Orderly Finance, Llc CRD 306511 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $93.2M | 35 | 140 | 1 | 03/16/2026 | ☆ |
| 16835 | First Associated Investment Advisors, Inc. CRD 113086 | Duluth, MN | Mutual Fund / Asset Manager · Boutique (under $100M) | $93.1M | 1 | 1 | 4 | 06/16/2026 | ☆ |
| 16836 | B & B Financial Planning Co., Inc. CRD 111628 | O'fallon, MO | Insurance-Affiliated · Boutique (under $100M) | $93.1M | 121 | 121 | 3 | 03/30/2026 | ☆ |
| 16837 | Ironwood Wealth Advisors, Llc CRD 155276 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $93.1M | 114 | 243 | 1 | 03/16/2026 | ☆ |
| 16838 | Leh Ii Management Llc CRD 328785 | Englewood, CO | Private Fund Manager · Boutique (under $100M) | $93.1M | 1 | 1 | 12 | 05/06/2026 | ☆ |
| 16839 | Stewardship For Life, Inc. CRD 202512 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $93.1M | 117 | 370 | 1 | 05/01/2026 | ☆ |
| 16840 | Wealthspan Investment Management, Llc CRD 309553 | Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $93.1M | 326 | 448 | 5 | 07/01/2026 | ☆ |
| 16841 | Gaudin And Associates, Inc. CRD 110884 | North Little Rock, AR | Insurance-Affiliated · Boutique (under $100M) | $93.0M | 82 | 178 | 3 | 03/13/2026 | ☆ |
| 16842 | Thinking Big Financial Inc. CRD 287476 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $93.0M | 93 | 395 | 2 | 02/16/2026 | ☆ |
| 16843 | Sapling Wealth Management, Llc CRD 155361 | Seattle, WA | Institutional / Pension Advisor · Boutique (under $100M) | $93.0M | 52 | 52 | 2 | 03/16/2026 | ☆ |
| 16844 | Oppenheimer + Close, Llc CRD 15168 | New York, NY | Wealth Manager · Boutique (under $100M) | $93.0M | 127 | 127 | 5 | 03/27/2026 | ☆ |
| 16845 | Cade Group, Inc. CRD 114970 | Carmel, IN | Wealth Manager · Boutique (under $100M) | $93.0M | 75 | 419 | 2 | 06/17/2026 | ☆ |
| 16846 | Peak Financial Planning, Llc CRD 317288 | Canoga Park, CA | Wealth Manager · Boutique (under $100M) | $93.0M | 82 | 300 | 8 | 08/03/2026 | ☆ |
| 16847 | Conrad A. May, Cpa, P.C. CRD 123225 | Wealth Manager · Boutique (under $100M) | $92.9M | 11 | 8 | 1 | 12/26/2025 | ☆ | |
| 16848 | Cannon Global Investment Management, Llc CRD 301911 | Davie, FL | Private Fund Manager · Boutique (under $100M) | $92.9M | 2 | 2 | 2 | 03/05/2026 | ☆ |
| 16849 | Clary Financial, Inc CRD 128218 | So. Easton, MA | Wealth Manager · Boutique (under $100M) | $92.9M | 439 | 439 | 1 | 01/30/2026 | ☆ |
| 16850 | Stages Planning Group, Llc CRD 172232 | Virginia Beach, VA | Wealth Manager · Boutique (under $100M) | $92.9M | 322 | 514 | 1 | 02/12/2026 | ☆ |