Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16701 | Buckeye Financial Solutions, Inc. CRD 130404 | Canton, OH | Wealth Manager · Boutique (under $100M) | $95.7M | 86 | 288 | 1 | 03/31/2026 | ☆ |
| 16702 | Leonard Investment Advisors Inc. CRD 116712 | Oklahoma City, OK | Wealth Manager · Boutique (under $100M) | $95.7M | 113 | 178 | 6 | 03/30/2026 | ☆ |
| 16703 | Basa Resources, Inc. CRD 290034 | Dallas, TX | Private Fund Manager · Boutique (under $100M) | $95.7M | 1 | 1 | 14 | 03/26/2026 | ☆ |
| 16704 | Focus Point Capital Llc CRD 155819 | Wealth Manager · Boutique (under $100M) | $95.6M | 57 | 81 | 2 | 09/28/2026 | ☆ | |
| 16705 | Heights Investment Partners, Llc CRD 284688 | Houston, TX | Wealth Manager · Boutique (under $100M) | $95.6M | 76 | 113 | 2 | 01/16/2026 | ☆ |
| 16706 | Kuleana Wealth Advisors, Llc CRD 154028 | Los Altos, CA | Wealth Manager · Boutique (under $100M) | $95.6M | 23 | 138 | 1 | 03/27/2026 | ☆ |
| 16707 | Base Management Co CRD 104600 | Towson, MD | Wealth Manager · Boutique (under $100M) | $95.5M | 37 | 40 | 1 | 03/30/2026 | ☆ |
| 16708 | Pinnacle Wealth Management, Llc CRD 283919 | Dyersburg, TN | Wealth Manager · Boutique (under $100M) | $95.5M | 139 | 367 | 2 | 08/12/2026 | ☆ |
| 16709 | Ravensview Capital Management, Llc CRD 286242 | Portland, OR | Wealth Manager · Boutique (under $100M) | $95.5M | 23 | 60 | 2 | 07/08/2026 | ☆ |
| 16710 | Docsa Capital Management, Inc. CRD 124302 | Portage, MI | Wealth Manager · Boutique (under $100M) | $95.4M | 75 | 233 | 3 | 03/26/2026 | ☆ |
| 16711 | Kcr Wealth Management, Llc CRD 170798 | Reston, VA | Wealth Manager · Boutique (under $100M) | $95.4M | 39 | 176 | 1 | 09/10/2026 | ☆ |
| 16712 | East West Investment Advisors, Llc CRD 159038 | Wealth Manager · Boutique (under $100M) | $95.4M | 50 | 128 | 2 | 03/30/2026 | ☆ | |
| 16713 | Michael Andersen Registered Investment Advisor L.L.C. CRD 146154 | Easton, MD | Insurance-Affiliated · Boutique (under $100M) | $95.3M | 691 | 1,413 | 12 | 03/31/2026 | ☆ |
| 16714 | Womack Investment Advisers, Inc CRD 118081 | Edmond, OK | Insurance-Affiliated · Boutique (under $100M) | $95.3M | 171 | 410 | 3 | 05/01/2026 | ☆ |
| 16715 | Sj Capital Management Llc CRD 154857 | Wealth Manager · Boutique (under $100M) | $95.3M | 62 | 251 | 1 | 03/24/2026 | ☆ | |
| 16716 | M.E. Miller Investors, Llc CRD 144893 | Laguna Beach, CA | Wealth Manager · Boutique (under $100M) | $95.3M | 78 | 105 | 1 | 01/27/2026 | ☆ |
| 16717 | Prosperity Wealth Strategies Llc CRD 301923 | Bloomfield Hills, MI | Wealth Manager · Boutique (under $100M) | $95.2M | 55 | 181 | 2 | 08/17/2026 | ☆ |
| 16718 | Burke Wealth Management, Llc CRD 305840 | Houston, TX | Wealth Manager · Boutique (under $100M) | $95.2M | 74 | 128 | 3 | 08/19/2026 | ☆ |
| 16719 | Vickery Creek Capital Management, Llc CRD 149844 | Roswell, GA | Insurance-Affiliated · Boutique (under $100M) | $95.2M | 92 | 266 | 2 | 03/12/2026 | ☆ |
| 16720 | Zimmerman Capital Management, Llc CRD 120619 | Salem, OH | Wealth Manager · Boutique (under $100M) | $95.2M | 64 | 171 | 1 | 03/24/2026 | ☆ |
| 16721 | P Square Investments Llc CRD 125794 | Wealth Manager · Boutique (under $100M) | $95.2M | 50 | 50 | 1 | 06/01/2026 | ☆ | |
| 16722 | Lottsa Financial Services, Inc. CRD 118995 | Minneapolis, MN | Wealth Manager · Boutique (under $100M) | $95.2M | 117 | 519 | 4 | 02/20/2026 | ☆ |
| 16723 | Steward Capital Management, Inc. CRD 104936 | Bloomfield Hills, MI | Private Fund Manager · Boutique (under $100M) | $95.1M | 66 | 116 | 5 | 03/26/2026 | ☆ |
| 16724 | Djg Financial Services, Inc. CRD 146437 | East Weymouth, MA | Wealth Manager · Boutique (under $100M) | $95.1M | 216 | 313 | 3 | 03/24/2026 | ☆ |
| 16725 | Fortaleza Capital Partners, Llc CRD 234792 | Multi-Family Office · Boutique (under $100M) | $95.1M | 6 | 6 | 2 | 03/26/2026 | ☆ | |
| 16726 | The Taylor Advisory Group Llc CRD 288437 | Insurance-Affiliated · Boutique (under $100M) | $95.1M | 60 | 60 | 2 | 07/30/2026 | ☆ | |
| 16727 | S. Muoio & Co. Llc CRD 155549 | New York, NY | Private Fund Manager · Boutique (under $100M) | $95.1M | 6 | 7 | 2 | 03/27/2026 | ☆ |
| 16728 | Helios Wealth Advisors, Llc CRD 134444 | Pearland, TX | Wealth Manager · Boutique (under $100M) | $95.1M | 56 | 146 | 1 | 05/22/2026 | ☆ |
| 16729 | Interlake Capital Management, Llc CRD 142577 | Carmel, CA | Institutional / Pension Advisor · Boutique (under $100M) | $95.0M | 39 | 86 | 1 | 03/31/2026 | ☆ |
| 16730 | Ellis Financial Group Llc CRD 281862 | Salem, VA | Wealth Manager · Boutique (under $100M) | $95.0M | 96 | 250 | 3 | 07/29/2026 | ☆ |
| 16731 | Portfolio Management & Planning, Inc. CRD 117264 | Wealth Manager · Boutique (under $100M) | $95.0M | 28 | 108 | 2 | 03/03/2026 | ☆ | |
| 16732 | Benning Financial Group, Llc CRD 136256 | Benicia, CA | Wealth Manager · Boutique (under $100M) | $95.0M | 93 | 204 | 1 | 03/24/2026 | ☆ |
| 16733 | Belloadvisers, Llc CRD 167919 | Wealth Manager · Boutique (under $100M) | $95.0M | 157 | 155 | 2 | 03/18/2026 | ☆ | |
| 16734 | Braintrust Capital, Llc CRD 319510 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $95.0M | 65 | 107 | 1 | 03/19/2026 | ☆ |
| 16735 | Nosuris, Inc. CRD 160979 | Lynbrook, NY | Insurance-Affiliated · Boutique (under $100M) | $95.0M | 200 | 450 | 2 | 06/02/2026 | ☆ |
| 16736 | Suarum Investment Management, Llc CRD 334206 | Wealth Manager · Boutique (under $100M) | $95.0M | 21 | 26 | 2 | 03/30/2026 | ☆ | |
| 16737 | Trend Management, Inc. CRD 113847 | Springfield, MO | Wealth Manager · Boutique (under $100M) | $95.0M | 150 | 170 | 3 | 09/22/2026 | ☆ |
| 16738 | Wealth 360, Llc CRD 141663 | Buford, GA | Wealth Manager · Boutique (under $100M) | $95.0M | 149 | 393 | 2 | 03/20/2026 | ☆ |
| 16739 | Mon Capital Management Llc CRD 333785 | New York, NY | Investment Adviser · Boutique (under $100M) | $95.0M | 4 | 4 | 2 | 04/15/2026 | ☆ |
| 16740 | Arthurs Wealth Management Llc CRD 305342 | Ponte Vedra Beach, FL | Wealth Manager · Boutique (under $100M) | $94.9M | 129 | 129 | 1 | 01/27/2026 | ☆ |
| 16741 | Wise Money Israel Ltd. CRD 304753 | Binyamina | Wealth Manager · Boutique (under $100M) | $94.9M | 175 | 193 | 4 | 07/16/2026 | ☆ |
| 16742 | Dreggors, Rigsby & Teal, Pa CRD 141950 | Deland, FL | Wealth Manager · Boutique (under $100M) | $94.9M | 153 | 153 | 2 | 03/12/2026 | ☆ |
| 16743 | Marsden Capital Management, Llc. CRD 111692 | Erie, PA | Wealth Manager · Boutique (under $100M) | $94.9M | 376 | 376 | 1 | 03/16/2026 | ☆ |
| 16744 | Abraham Trading, Lp CRD 315318 | Canadian, TX | Mutual Fund / Asset Manager · Boutique (under $100M) | $94.9M | 1 | 1 | 7 | 03/12/2026 | ☆ |
| 16745 | Lyon Capital Management, Llc CRD 111311 | Pittsford, NY | Wealth Manager · Boutique (under $100M) | $94.8M | 92 | 162 | 3 | 08/14/2026 | ☆ |
| 16746 | Traditions Wealth Advisors, Llc. CRD 128135 | College Station, TX | Wealth Manager · Boutique (under $100M) | $94.8M | 77 | 247 | 11 | 03/30/2026 | ☆ |
| 16747 | Lion Capital Advisors Llc CRD 305440 | Miami, FL | Investment Adviser · Boutique (under $100M) | $94.8M | 29 | 31 | 3 | 03/31/2026 | ☆ |
| 16748 | Timberline Investment Management, Llc CRD 144525 | Wealth Manager · Boutique (under $100M) | $94.8M | 39 | 123 | 1 | 03/16/2026 | ☆ | |
| 16749 | Gsb Capital, Llc CRD 311571 | Private Fund Manager · Boutique (under $100M) | $94.8M | 2 | 2 | 1 | 04/02/2026 | ☆ | |
| 16750 | Rogers Consulting Associates, Inc. CRD 169931 | St. Louis, MO | Insurance-Affiliated · Boutique (under $100M) | $94.8M | 42 | 63 | 3 | 01/12/2026 | ☆ |