S. Muoio & Co. Llc
- Regulatory AUM
- $95.1M
- Discretionary
- $95.1M
- Clients
- 6
- Avg AUM / client
- $15.8M
- Accounts
- 7
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 6 | $83.6M | 87.9% |
| Corporations and other businesses | Fewer than 5 clients | $11.5M | 12.1% |
Private funds (6)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $91.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sm Merger/Arbitrage, L.P. master | Hedge Fund | Delaware | $34.8M | 35 |
| Sm Investors Ii, L.P. master | Hedge Fund | Delaware | $29.5M | 19 |
| Sm Investors, L.P. | Hedge Fund | Delaware | $12.2M | 33 |
| Sm Investors Broadcast Partners, L.P. | Private Equity Fund | Delaware | $11.4M | 23 |
| Sm Broadcast Kqtv, L.P. | Private Equity Fund | Delaware | $3.0M | 16 |
| Sm/Hl Acquisition L.P. | Private Equity Fund | Delaware | $122K | 15 |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Muoio, Salvatore | Cio, Managing Member & Chief Compliance Officer | Apr 1997 (29y) | 75% or more |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Associated Capital Group Inc. | Member | Apr 1997 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (6, $91.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sm Merger/Arbitrage, L.P. | Hedge Fund | $34.8M | $500K | 35 |
| Sm Investors Ii, L.P. | Hedge Fund | $29.5M | $500K | 19 |
| Sm Investors, L.P. | Hedge Fund | $12.2M | $500K | 33 |
| Sm Investors Broadcast Partners, L.P. | Private Equity Fund | $11.4M | $0 | 23 |
| Sm Broadcast Kqtv, L.P. | Private Equity Fund | $3.0M | $0 | 16 |
| Sm/Hl Acquisition L.P. | Private Equity Fund | $122K | $0 | 15 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.91 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Jefferies Llc $11.5M (12% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗