Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16501 | Holbrook Management, Llc CRD 149561 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $100M | 17 | 25 | 1 | 04/30/2026 | ☆ |
| 16502 | Three Oaks Capital Management, Llc CRD 171082 | Gold River, CA | Wealth Manager · Small ($100M–$1B) | $100M | 100 | 343 | 4 | 09/01/2026 | ☆ |
| 16503 | Chamberlain Lane Capital, Llc CRD 340063 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $100M | 0 | 1 | 2 | 05/07/2026 | ☆ |
| 16504 | Acacia Asset Management Llc CRD 287857 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $100M | 1 | 1 | 2 | 06/03/2026 | ☆ |
| 16505 | Approach Capital Llc CRD 291807 | Wealth Manager · Small ($100M–$1B) | $100M | 100 | 235 | 1 | 07/21/2026 | ☆ | |
| 16506 | Barnhart Wealth Management Llc CRD 312142 | Wealth Manager · Small ($100M–$1B) | $100M | 183 | 1,370 | 4 | 09/08/2026 | ☆ | |
| 16507 | Ferghana Investment Partners, Lp CRD 337822 | New York, NY | Investment Adviser · Small ($100M–$1B) | $100M | 1 | 1 | 6 | 05/14/2026 | ☆ |
| 16508 | Harbinger Alternative Associates, Llc CRD 337984 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $100M | 1 | 1 | 15 | 09/04/2026 | ☆ |
| 16509 | Intirety, Llc CRD 306315 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $100M | 657 | 1,120 | 4 | 02/24/2026 | ☆ |
| 16510 | Michael S. Carrier & Associates, Inc. CRD 142403 | Wealth Manager · Small ($100M–$1B) | $100M | 100 | 231 | 1 | 03/30/2026 | ☆ | |
| 16511 | Turret Investments, Llc CRD 307791 | Wealth Manager · Small ($100M–$1B) | $100M | 1 | 2 | 09/08/2026 | ☆ | ||
| 16512 | Valhum Asset Management, Llc CRD 323895 | Upper Saddle River, NJ | Investment Adviser · Small ($100M–$1B) | $100M | 1 | 1 | 1 | 02/17/2026 | ☆ |
| 16513 | Westmont Advisory, Llc CRD 343407 | Flower Mound, TX | Multi-Family Office · Small ($100M–$1B) | $100M | 7 | 7 | 2 | 09/29/2026 | ☆ |
| 16514 | Investment Counselors Of Redlands Llc CRD 137470 | Redlands, CA | Wealth Manager · Boutique (under $100M) | $100.0M | 156 | 370 | 3 | 02/27/2026 | ☆ |
| 16515 | Preservation Capital Group Llc CRD 154462 | Wealth Manager · Boutique (under $100M) | $99.9M | 47 | 47 | 1 | 09/19/2026 | ☆ | |
| 16516 | Freeboard Capital, Llc CRD 167222 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $99.9M | 19 | 19 | 2 | 03/23/2026 | ☆ | |
| 16517 | Rose Valley Asset Management Llc CRD 141671 | Media, PA | Wealth Manager · Boutique (under $100M) | $99.8M | 72 | 229 | 2 | 03/28/2026 | ☆ |
| 16518 | Jbk Investments, Inc CRD 134599 | Cardiff By The Sea, CA | Wealth Manager · Boutique (under $100M) | $99.8M | 231 | 231 | 1 | 03/19/2026 | ☆ |
| 16519 | Fairlead Financial Advisors, Llc CRD 128855 | Wealth Manager · Boutique (under $100M) | $99.8M | 35 | 112 | 1 | 03/19/2026 | ☆ | |
| 16520 | Cd Financial Llc CRD 165317 | San Juan Capistrano, CA | Wealth Manager · Boutique (under $100M) | $99.7M | 253 | 253 | 1 | 07/28/2026 | ☆ |
| 16521 | Vestech Asset Management Inc. CRD 285685 | Saint Louis, MO | Wealth Manager · Boutique (under $100M) | $99.7M | 278 | 278 | 14 | 06/11/2026 | ☆ |
| 16522 | Ferguson Andrews Investment Advisers Inc CRD 106695 | Wealth Manager · Boutique (under $100M) | $99.7M | 49 | 49 | 1 | 01/19/2026 | ☆ | |
| 16523 | Sundowner Capital Management Llc CRD 146253 | Wealth Manager · Boutique (under $100M) | $99.7M | 58 | 116 | 1 | 03/30/2026 | ☆ | |
| 16524 | Clerestory Advisors, Inc CRD 148264 | Bloomington, MN | Wealth Manager · Boutique (under $100M) | $99.6M | 61 | 227 | 3 | 01/26/2026 | ☆ |
| 16525 | Sound Financial Center, Llc CRD 125767 | Sequim, WA | Wealth Manager · Boutique (under $100M) | $99.6M | 270 | 270 | 3 | 03/27/2026 | ☆ |
| 16526 | Upspring Capital Llc CRD 292010 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $99.5M | 30 | 101 | 1 | 04/07/2026 | ☆ |
| 16527 | James Curtis Enterprises, Inc. CRD 169643 | Costa Mesa, CA | Insurance-Affiliated · Boutique (under $100M) | $99.5M | 71 | 199 | 1 | 03/25/2026 | ☆ |
| 16528 | Stonebridge Partners Llc CRD 160018 | White Plains, NY | Private Fund Manager · Boutique (under $100M) | $99.4M | 14 | 14 | 4 | 06/29/2026 | ☆ |
| 16529 | Lw Capital Management, Llc CRD 313151 | Private Fund Manager · Boutique (under $100M) | $99.4M | 2 | 3 | 1 | 04/01/2026 | ☆ | |
| 16530 | 13 D Management Llc CRD 154009 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $99.4M | 1 | 1 | 8 | 03/25/2026 | ☆ |
| 16531 | Arex Capital Management, Lp CRD 289595 | New York, NY | Private Fund Manager · Boutique (under $100M) | $99.4M | 12 | 12 | 6 | 03/31/2026 | ☆ |
| 16532 | Verdant Capital Management Inc. CRD 123688 | Torrance, CA | Wealth Manager · Boutique (under $100M) | $99.4M | 83 | 83 | 1 | 01/07/2026 | ☆ |
| 16533 | Stewards Wealth Planning, Llc CRD 166307 | Okemos, MI | Wealth Manager · Boutique (under $100M) | $99.4M | 613 | 764 | 2 | 03/04/2026 | ☆ |
| 16534 | Lighthouse Financial, Llc CRD 314671 | Wealth Manager · Boutique (under $100M) | $99.3M | 116 | 408 | 3 | 03/30/2026 | ☆ | |
| 16535 | Merion Realty Advisers, Llc CRD 158507 | Wynnewood, PA | Private Fund Manager · Boutique (under $100M) | $99.3M | 3 | 3 | 9 | 06/02/2026 | ☆ |
| 16536 | Great Oak Wealth Management, Inc CRD 127780 | Wealth Manager · Boutique (under $100M) | $99.3M | 120 | 409 | 2 | 02/03/2026 | ☆ | |
| 16537 | Waterfront Capital Partners Llc CRD 167801 | New York, NY | Private Fund Manager · Boutique (under $100M) | $99.3M | 2 | 2 | 4 | 03/24/2026 | ☆ |
| 16538 | Bergen Park Capital Management, Llc CRD 315162 | Bigfork, MT | Private Fund Manager · Boutique (under $100M) | $99.3M | 12 | 12 | 5 | 03/31/2026 | ☆ |
| 16539 | Gaskin Wealth Management, Llc CRD 143536 | Moraga, CA | Wealth Manager · Boutique (under $100M) | $99.3M | 243 | 253 | 1 | 03/12/2026 | ☆ |
| 16540 | Henney Wealth Management Inc. CRD 154824 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $99.2M | 59 | 151 | 3 | 03/30/2026 | ☆ |
| 16541 | Timpanogos Financial Advisors, Inc. CRD 328166 | Orem, UT | Wealth Manager · Boutique (under $100M) | $99.2M | 209 | 424 | 2 | 02/10/2026 | ☆ |
| 16542 | Hatfield Insurance & Financial Services, Inc. CRD 169941 | Burbank, CA | Insurance-Affiliated · Boutique (under $100M) | $99.2M | 139 | 389 | 4 | 02/26/2026 | ☆ |
| 16543 | Aspen Leaf Wealth Management, Pbc CRD 165676 | Golden, CO | Wealth Manager · Boutique (under $100M) | $99.2M | 92 | 329 | 3 | 03/06/2026 | ☆ |
| 16544 | Innovative Wealth Management, Llc CRD 298656 | Jesup, IA | Insurance-Affiliated · Boutique (under $100M) | $99.1M | 305 | 653 | 2 | 02/03/2026 | ☆ |
| 16545 | Veritas Wealth Advisors CRD 149762 | Reno, NV | Insurance-Affiliated · Boutique (under $100M) | $99.0M | 371 | 371 | 3 | 02/13/2026 | ☆ |
| 16546 | Caz Gp Stakes Adviser Llc CRD 338168 | Houston, TX | Mutual Fund / Asset Manager · Boutique (under $100M) | $99.0M | 1 | 1 | 83 | 03/11/2026 | ☆ |
| 16547 | Crescent Wealth Advisory, Llc CRD 151156 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $99.0M | 62 | 177 | 5 | 03/12/2026 | ☆ |
| 16548 | Mersereau, Lazenby & Rockas, L.L.C. CRD 126139 | Suwanee, GA | Wealth Manager · Boutique (under $100M) | $99.0M | 143 | 230 | 13 | 03/24/2026 | ☆ |
| 16549 | Sound Planning And Investments, Llc CRD 111892 | Wealth Manager · Boutique (under $100M) | $99.0M | 59 | 59 | 1 | 03/25/2026 | ☆ | |
| 16550 | Old Forge Wealth Management, Llc CRD 323417 | Warwick, RI | Wealth Manager · Boutique (under $100M) | $99.0M | 244 | 467 | 3 | 10/01/2026 | ☆ |