Henney Wealth Management Inc.
- Regulatory AUM
- $99.2M
- Discretionary
- $86.6M
- Clients
- 59
- Avg AUM / client
- $1.7M
- Accounts
- 151
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 36 | $15.8M | 15.9% |
| High net worth individuals | 23 | $68.2M | 68.7% |
| Pension and profit sharing plans | Fewer than 5 clients | $15.3M | 15.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Baycare Clinic 401(k) Retirement Savings Plan Baycare Clinic, L.L.P. | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David D. Henney | Chief Compliance Officer | Aug 2010 (16y) | 75% or more | |
| Andrew Paul Mutzabaugh | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Baycare Clinic 401(k) Retirement Savings Plan | Baycare Clinic, L.L.P. | 957 | $316M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: CLIENT CLAIMED THAT THE RECOMMENDATION OF 6 VARIABLE UNIVERAL LIFE INSURANCE POLICIES WERE NOT SUITABLE TO MEETING THE OBJECTIVES OF THE CLIENT'S ESTATE PLAN. Status: Final Summary: STATEMENT OF CLAIM: UNSUITABILITY, BREACH OF FIDUCIARY DUTY, BREACH OF CONTRACT, NEGLIGENCE. SOUGHT RELIEF OF: $1,400,000 COMPENSATORY DAMAGES, PLUS EXTRA COSTS, PLUS PUNITIVE DAMAGES. NONE OF THE CLAIMS COULD BE PROVED THUS THE CASE WAS DISMISSED, FOLLOWED BY FINRA NOTIFICATION OF SETTLEMENT.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $99.2M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗