Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15501 | Glasgow Partners, Llc CRD 139607 | Investment Adviser · Small ($100M–$1B) | $120M | 6 | 7 | 1 | 03/25/2026 | ☆ | |
| 15502 | K2 Wealth Management Llc CRD 332264 | Chicago, IL | Insurance-Affiliated · Small ($100M–$1B) | $120M | 70 | 370 | 4 | 04/14/2026 | ☆ |
| 15503 | N CRD 342166 | Wealth Manager · Small ($100M–$1B) | $120M | 71 | 63 | 5 | 05/19/2026 | ☆ | |
| 15504 | Pinetree Advisors Corp. CRD 299275 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $120M | 33 | 57 | 2 | 06/25/2026 | ☆ |
| 15505 | Seneca Capital Management, Llc CRD 288206 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $120M | 2 | 2 | 1 | 03/23/2026 | ☆ |
| 15506 | Goldman Wealth Management & Associates, Llc CRD 290153 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $120M | 101 | 168 | 2 | 04/10/2026 | ☆ |
| 15507 | Optimal Capital Advisors, Llc CRD 144719 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $120M | 131 | 223 | 2 | 03/23/2026 | ☆ |
| 15508 | Mtr Financial Services, Llc CRD 149078 | Kingwood, TX | Wealth Manager · Small ($100M–$1B) | $120M | 86 | 340 | 1 | 05/04/2026 | ☆ |
| 15509 | Brickell Key Asset Management Limited CRD 170675 | St. Peter Port | Private Fund Manager · Small ($100M–$1B) | $120M | 1 | 1 | 6 | 03/24/2026 | ☆ |
| 15510 | Brickell Key Asset Management Llc CRD 295209 | Charleston, SC | Private Fund Manager · Small ($100M–$1B) | $120M | 1 | 1 | 4 | 03/24/2026 | ☆ |
| 15511 | Altman Investment Management Llc CRD 113832 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $120M | 39 | 68 | 5 | 03/17/2026 | ☆ |
| 15512 | Dca Family Office, Llc CRD 322047 | Roseville, CA | Multi-Family Office · Small ($100M–$1B) | $120M | 0 | 1 | 16 | 03/30/2026 | ☆ |
| 15513 | Lone Star Investment Advisors, Llc CRD 158283 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $120M | 3 | 3 | 4 | 03/30/2026 | ☆ |
| 15514 | Fair Asset Management, Llc CRD 334853 | Wealth Manager · Small ($100M–$1B) | $120M | 47 | 188 | 1 | 03/12/2026 | ☆ | |
| 15515 | Schauer Investment Management, Inc. CRD 283119 | Northridge, CA | Wealth Manager · Small ($100M–$1B) | $120M | 24 | 37 | 4 | 08/17/2026 | ☆ |
| 15516 | Solid Point Wealth Advisors, Llc CRD 323093 | Wealth Manager · Small ($100M–$1B) | $120M | 239 | 239 | 8 | 08/21/2026 | ☆ | |
| 15517 | 1650 Wealth Management, Llc CRD 152985 | Lighthouse Point, FL | Wealth Manager · Small ($100M–$1B) | $120M | 125 | 484 | 1 | 03/18/2026 | ☆ |
| 15518 | Copperwood Financial, Inc. CRD 310859 | Burr Ridge, IL | Wealth Manager · Small ($100M–$1B) | $120M | 262 | 795 | 3 | 03/25/2026 | ☆ |
| 15519 | Money Management Concepts, Inc. CRD 111485 | Melbourne, FL | Wealth Manager · Small ($100M–$1B) | $120M | 90 | 279 | 2 | 02/24/2026 | ☆ |
| 15520 | Black Capital Management, Llc CRD 105622 | Wealth Manager · Small ($100M–$1B) | $120M | 48 | 48 | 3 | 03/04/2026 | ☆ | |
| 15521 | Hicks & Associates Wealth Management, Llc CRD 323171 | Cary, NC | Wealth Manager · Small ($100M–$1B) | $120M | 162 | 570 | 4 | 02/25/2026 | ☆ |
| 15522 | Sentara Capital Llc CRD 161132 | Marietta, GA | Insurance-Affiliated · Small ($100M–$1B) | $120M | 169 | 493 | 3 | 02/05/2026 | ☆ |
| 15523 | Cox Financial Group Inc CRD 173691 | Dublin, OH | Insurance-Affiliated · Small ($100M–$1B) | $120M | 223 | 563 | 4 | 05/27/2026 | ☆ |
| 15524 | Triad Investment Management, Llc CRD 146786 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $120M | 45 | 98 | 2 | 09/16/2026 | ☆ |
| 15525 | Chestnut Street Investment Counsel, Llc CRD 309741 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $120M | 85 | 225 | 4 | 01/30/2026 | ☆ |
| 15526 | Engage Wealth Group, Llc CRD 307915 | Northfield, IL | Wealth Manager · Small ($100M–$1B) | $120M | 94 | 266 | 3 | 07/14/2026 | ☆ |
| 15527 | N CRD 142776 | Wealth Manager · Small ($100M–$1B) | $120M | 72 | 72 | 3 | 07/23/2025 | ☆ | |
| 15528 | Abacus Capital Advisors Llc CRD 309295 | Plantation, FL | Wealth Manager · Small ($100M–$1B) | $120M | 48 | 80 | 3 | 03/30/2026 | ☆ |
| 15529 | Yunistone Investment Group, Llc CRD 149728 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $120M | 14 | 66 | 1 | 02/10/2026 | ☆ |
| 15530 | Stoic Point Capital Management Llc CRD 297766 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $119M | 10 | 10 | 3 | 03/30/2026 | ☆ |
| 15531 | Boulevard Wealth Management, Inc. CRD 164423 | Bloomington, MN | Insurance-Affiliated · Small ($100M–$1B) | $119M | 268 | 858 | 5 | 04/22/2026 | ☆ |
| 15532 | Integrated Planning & Wealth Management, Llc CRD 286151 | Wealth Manager · Small ($100M–$1B) | $119M | 169 | 468 | 7 | 03/30/2026 | ☆ | |
| 15533 | N CRD 287594 | Wealth Manager · Small ($100M–$1B) | $119M | 265 | 672 | 3 | 05/19/2025 | ☆ | |
| 15534 | Virtus Wealth Management Llc CRD 317832 | Olivette, MO | Wealth Manager · Small ($100M–$1B) | $119M | 230 | 644 | 14 | 04/10/2026 | ☆ |
| 15535 | Valeo Ventures Management, Llc CRD 334181 | Investment Adviser · Small ($100M–$1B) | $119M | 1 | 1 | 4 | 03/20/2026 | ☆ | |
| 15536 | Enspire Wealth Management, Llc CRD 325723 | Santa Rosa, CA | Wealth Manager · Small ($100M–$1B) | $119M | 52 | 130 | 3 | 09/29/2026 | ☆ |
| 15537 | Cmc Financial Group, Llc CRD 292413 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $119M | 230 | 365 | 4 | 03/05/2026 | ☆ |
| 15538 | Walnut Level Capital Llc CRD 307942 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $119M | 4 | 4 | 3 | 06/01/2026 | ☆ |
| 15539 | Rheeco, Inc. CRD 301106 | Natick, MA | Wealth Manager · Small ($100M–$1B) | $119M | 318 | 562 | 4 | 02/20/2026 | ☆ |
| 15540 | Greenport Capital Advisors, Llc CRD 205511 | Marlborough, MA | Wealth Manager · Small ($100M–$1B) | $119M | 68 | 68 | 2 | 06/10/2026 | ☆ |
| 15541 | Exceed Advisory Llc CRD 170403 | New York, NY | Wealth Manager · Small ($100M–$1B) | $119M | 92 | 92 | 3 | 02/19/2026 | ☆ |
| 15542 | Freedom Value Partners, Llc CRD 330875 | Wealth Manager · Small ($100M–$1B) | $119M | 42 | 95 | 2 | 08/26/2026 | ☆ | |
| 15543 | Avantia Investment Services, Llc CRD 307869 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $119M | 30 | 198 | 3 | 04/03/2026 | ☆ |
| 15544 | Wealth Coach Llc CRD 170886 | Brooklyn, NY | Wealth Manager · Small ($100M–$1B) | $119M | 152 | 351 | 3 | 07/29/2026 | ☆ |
| 15545 | Carolina Strategy, Llc CRD 324629 | Wealth Manager · Small ($100M–$1B) | $119M | 64 | 182 | 1 | 01/08/2026 | ☆ | |
| 15546 | Sullivan Financial, Llc CRD 121371 | Essex, CT | Insurance-Affiliated · Small ($100M–$1B) | $119M | 131 | 308 | 4 | 03/23/2026 | ☆ |
| 15547 | Washington Financial Group, Inc. CRD 132369 | Osterville, MA | Insurance-Affiliated · Small ($100M–$1B) | $119M | 213 | 710 | 2 | 07/06/2026 | ☆ |
| 15548 | Fama Fiduciary Wealth Llc CRD 125627 | Manchester, MO | Wealth Manager · Small ($100M–$1B) | $119M | 61 | 217 | 1 | 09/28/2026 | ☆ |
| 15549 | Pelican Advisory Llc CRD 330658 | Covington, LA | Wealth Manager · Small ($100M–$1B) | $119M | 207 | 265 | 4 | 08/25/2026 | ☆ |
| 15550 | Kailix Advisors Llc CRD 311094 | Aventura, FL | Wealth Manager · Small ($100M–$1B) | $119M | 14 | 14 | 1 | 02/20/2026 | ☆ |