AUMdb
SI

Schauer Investment Management, Inc.

State-registered Wealth Manager · Small ($100M–$1B) CRD 283119 · SEC file 801-136765 · Northridge, CA
☆ Save with Pro ADV data as of Jun 17, 2026
Regulatory AUM
$120M
Discretionary
$120M
Clients
24
Avg AUM / client
$5.0M
Accounts
37
Employees
4

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 8 $4.3M 3.56%
High net worth individuals 16 $115M 96.4%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Retirement Plan For Employees Of Rehabilitation Institute Of Chicago Rehabilitation Institute Of Chicago Dba Shirley Ryan Abilitylab 2024
Marion General Hospital Employees' Retirement Plan Marion General Hospital, Inc. 2024
National Elevator Industry Pension Plan National Elevator Industry Pension Plan Plan Board Of Trustees 2024
Operating Engineers' Local 324, Defined Contribution Pension Plan Joint Board Of Trustees, Operating Engineers Local 324, Dc 2024
The National Football League Club Employees Pension Plan Multiple Employers Baltimore, MD 2024
Pipefitters Union Local No. 537 Pension Fund Pipe & Refrigeration Fitters Local 537 2024
Target Corporation Pension Plan Target Corporation 2024
Cooperative Pension Plan Cooperative Pension / Savings Board 2024
Siemens Energy, Inc. Pension Plan Siemens Energy, Inc. 2024
Siemens Energy, Inc. Savings Plan Siemens Energy, Inc. 2024
Retirement Plan Of Idaho Power Company Idaho Power Company 2024

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
William Christian Fowls Registered representative Sep 2024 (2y)
Craig Schauer Registered representative Jan 2026 (1y)
Kyle James Schauer Registered representative Jan 2026 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (11)

PlanSponsorParticipantsPlan assetsAs of
Retirement Plan For Employees Of Rehabilitation Institute Of Chicago Rehabilitation Institute Of Chicago Dba Shirley Ryan Abilitylab 396 $217M 09/01/2024
Marion General Hospital Employees' Retirement Plan Marion General Hospital, Inc. 140 $56.3M 07/01/2024
National Elevator Industry Pension Plan National Elevator Industry Pension Plan Plan Board Of Trustees 28,678 $12.2B 07/01/2024
Operating Engineers' Local 324, Defined Contribution Pension Plan Joint Board Of Trustees, Operating Engineers Local 324, Dc 8,349 $248M 05/01/2024
The National Football League Club Employees Pension Plan Multiple Employers 4,544 $2.2B 04/01/2024
Pipefitters Union Local No. 537 Pension Fund Pipe & Refrigeration Fitters Local 537 2,372 $962M 03/01/2024
Target Corporation Pension Plan Target Corporation 38,299 $3.3B 01/01/2024
Cooperative Pension Plan Cooperative Pension / Savings Board 2,374 $229M 01/01/2024
Siemens Energy, Inc. Pension Plan Siemens Energy, Inc. 2,326 $532M 01/01/2024
Siemens Energy, Inc. Savings Plan Siemens Energy, Inc. 11,052 $4.0B 01/01/2024
Retirement Plan Of Idaho Power Company Idaho Power Company 2,144 $971M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/17/2026 1.33 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 17, 2026.

View current Form ADV (SEC/IAPD) ↗