Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11301 | Lewis & Clark Equity Partners, Llc CRD 299686 | St. Louis, MO | Private Fund Manager · Small ($100M–$1B) | $263M | 8 | 8 | 25 | 05/01/2026 | ☆ |
| 11302 | Nerdwallet Wealth Partners, Llc CRD 337328 | New York, NY | Wealth Manager · Small ($100M–$1B) | $263M | 694 | 1,118 | 23 | 07/09/2026 | ☆ |
| 11303 | Redwood Financial Network Corp. CRD 157834 | Solon, OH | Insurance-Affiliated · Small ($100M–$1B) | $263M | 1,019 | 1,019 | 11 | 03/31/2026 | ☆ |
| 11304 | Semus Wealth Partners, Llc CRD 305758 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $263M | 147 | 620 | 3 | 03/18/2026 | ☆ |
| 11305 | Salus Financial Advisors, Llc CRD 329882 | Wealth Manager · Small ($100M–$1B) | $263M | 365 | 1,143 | 5 | 03/18/2026 | ☆ | |
| 11306 | Newport Wealth Advisors, Inc. CRD 137159 | Newport Beach, CA | Insurance-Affiliated · Small ($100M–$1B) | $263M | 1,193 | 1,193 | 8 | 04/06/2026 | ☆ |
| 11307 | Kwk Management Llc CRD 131097 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $263M | 3 | 3 | 7 | 06/18/2026 | ☆ |
| 11308 | Mount Tamalpais Asset Management, Llc CRD 301017 | Larkspur, CA | Wealth Manager · Small ($100M–$1B) | $263M | 264 | 689 | 4 | 03/24/2026 | ☆ |
| 11309 | Empery Asset Management, Lp CRD 148180 | New York City, NY | Private Fund Manager · Small ($100M–$1B) | $262M | 6 | 6 | 6 | 03/31/2026 | ☆ |
| 11310 | Waterstone Financial Advisory Llc CRD 325012 | Fort Myers, FL | Wealth Manager · Small ($100M–$1B) | $262M | 291 | 954 | 5 | 07/07/2026 | ☆ |
| 11311 | Stark Wealth Management Llc CRD 309422 | Bethlehem, PA | Wealth Manager · Small ($100M–$1B) | $262M | 531 | 510 | 4 | 03/17/2026 | ☆ |
| 11312 | Pfc Capital Group Inc CRD 110648 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $262M | 254 | 382 | 10 | 10/28/2025 | ☆ |
| 11313 | Horizon Financial Services, Llc CRD 158798 | Winston Salem, NC | Wealth Manager · Small ($100M–$1B) | $262M | 395 | 1,203 | 8 | 03/31/2026 | ☆ |
| 11314 | Charleston Financial Advisors, Llc CRD 137536 | Charleston, SC | Wealth Manager · Small ($100M–$1B) | $262M | 203 | 643 | 5 | 03/16/2026 | ☆ |
| 11315 | Brucke Financial, Inc. CRD 291307 | Insurance-Affiliated · Small ($100M–$1B) | $262M | 754 | 2,324 | 6 | 03/12/2026 | ☆ | |
| 11316 | Trippon Wealth Management Group Llc CRD 136485 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $262M | 488 | 927 | 5 | 03/31/2026 | ☆ |
| 11317 | Accion Impact Management Llc CRD 319191 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $262M | 5 | 5 | 21 | 03/28/2026 | ☆ |
| 11318 | 5 C Investment Partners Advisor Llc CRD 330565 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $262M | 1 | 1 | 29 | 03/26/2026 | ☆ |
| 11319 | Spruce Point Capital Management, Llc CRD 288248 | Riverhead, NY | Private Fund Manager · Small ($100M–$1B) | $262M | 2 | 2 | 3 | 03/19/2026 | ☆ |
| 11320 | Pring/Turner Capital Group, Inc. CRD 110931 | Alamo, CA | Wealth Manager · Small ($100M–$1B) | $262M | 188 | 475 | 4 | 09/26/2025 | ☆ |
| 11321 | Timecapital Investor Advisory Services Inc CRD 105672 | Port Jefferson Station, NY | Wealth Manager · Small ($100M–$1B) | $262M | 217 | 494 | 2 | 06/30/2026 | ☆ |
| 11322 | J. Team Financial, Inc. CRD 134104 | Abilene, TX | Wealth Manager · Small ($100M–$1B) | $262M | 292 | 1,205 | 11 | 03/30/2026 | ☆ |
| 11323 | Ag Dillon Asset Management Lp CRD 328384 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $262M | 28 | 28 | 1 | 06/05/2026 | ☆ |
| 11324 | Allied Asset Advisors Inc CRD 112441 | Hometown, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $262M | 1 | 1 | 3 | 08/10/2026 | ☆ |
| 11325 | Bradford Financial Services Corp CRD 133220 | Insurance-Affiliated · Small ($100M–$1B) | $262M | 577 | 823 | 1 | 02/17/2026 | ☆ | |
| 11326 | Room40 Capital Llc CRD 322436 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $262M | 7 | 7 | 11 | 05/13/2026 | ☆ |
| 11327 | Kiplinger Investment Advisors, Llc. CRD 116726 | Springboro, OH | Wealth Manager · Small ($100M–$1B) | $262M | 434 | 1,103 | 5 | 03/27/2026 | ☆ |
| 11328 | Bull Oak Capital, Llc CRD 170325 | Rancho Santa Fe, CA | Wealth Manager · Small ($100M–$1B) | $262M | 125 | 397 | 7 | 07/13/2026 | ☆ |
| 11329 | Convoy Investments, Llc CRD 174969 | Wealth Manager · Small ($100M–$1B) | $262M | 32 | 32 | 2 | 02/10/2026 | ☆ | |
| 11330 | Tandem Wealth Advisors Llc CRD 157794 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $262M | 310 | 736 | 7 | 04/01/2026 | ☆ |
| 11331 | Wj Wealth Management, Llc CRD 170181 | Glendale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $262M | 918 | 918 | 6 | 03/06/2026 | ☆ |
| 11332 | Tiller Partners, Llc CRD 170429 | Beverly Hills, CA | Investment Adviser · Small ($100M–$1B) | $261M | 7 | 7 | 1 | 03/30/2026 | ☆ |
| 11333 | Sage Stone Wealth Management Llc CRD 155477 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $261M | 126 | 455 | 4 | 03/16/2026 | ☆ |
| 11334 | Bullock Wealth Management Group Inc. CRD 283853 | Bloomington, IN | Insurance-Affiliated · Small ($100M–$1B) | $261M | 386 | 1,019 | 10 | 03/24/2026 | ☆ |
| 11335 | Utopia Wealth Management, Llc CRD 300266 | Coconut Creek, FL | Wealth Manager · Small ($100M–$1B) | $261M | 62 | 234 | 3 | 01/26/2026 | ☆ |
| 11336 | N CRD 153048 | Wealth Manager · Small ($100M–$1B) | $261M | 330 | 1,114 | 4 | 02/07/2025 | ☆ | |
| 11337 | Elco Management Company, Llc CRD 137036 | New York, NY | Wealth Manager · Small ($100M–$1B) | $261M | 154 | 369 | 7 | 05/20/2026 | ☆ |
| 11338 | Corepath Wealth Partners Llc CRD 299951 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $261M | 230 | 884 | 8 | 02/12/2026 | ☆ |
| 11339 | Financial Designs Wealth Management Llc CRD 314520 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $261M | 181 | 181 | 6 | 06/16/2026 | ☆ |
| 11340 | Portfolio Advisors, Inc. CRD 106111 | Fresno, CA | Wealth Manager · Small ($100M–$1B) | $261M | 238 | 754 | 7 | 03/10/2026 | ☆ |
| 11341 | Cgi Plan Advisors, Inc. CRD 311275 | Frazer, PA | Institutional / Pension Advisor · Small ($100M–$1B) | $261M | 29 | 29 | 2 | 03/31/2026 | ☆ |
| 11342 | Keystone Asset Management, Inc. CRD 130101 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $261M | 134 | 134 | 5 | 03/29/2024 | ☆ |
| 11343 | N CRD 325760 | Private Fund Manager · Small ($100M–$1B) | $261M | 1 | 1 | 3 | 03/31/2025 | ☆ | |
| 11344 | Prevail Wealth Management Llc CRD 164532 | Kirkland, WA | Wealth Manager · Small ($100M–$1B) | $261M | 264 | 746 | 5 | 03/30/2026 | ☆ |
| 11345 | Trustwell Financial Advisors, Llc CRD 108426 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $261M | 366 | 1,019 | 7 | 03/13/2026 | ☆ |
| 11346 | Viawealth, Llc CRD 309043 | Leawood, KS | Wealth Manager · Small ($100M–$1B) | $261M | 87 | 356 | 4 | 04/29/2026 | ☆ |
| 11347 | Glr Partners, Llc CRD 334902 | Columbia, MD | Wealth Manager · Small ($100M–$1B) | $261M | 173 | 674 | 5 | 07/02/2026 | ☆ |
| 11348 | Dcm Advisors, Llc CRD 126248 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $261M | 51 | 51 | 11 | 03/31/2026 | ☆ |
| 11349 | Winebrenner Capital Management Llc CRD 154708 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $260M | 459 | 1,042 | 9 | 03/05/2026 | ☆ |
| 11350 | Arco Global Management, Llc CRD 287921 | Guaynabo, PR | Private Fund Manager · Small ($100M–$1B) | $260M | 1 | 1 | 2 | 04/02/2026 | ☆ |