Harmony Point Wealth Advisors, Inc.
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 323643
· SEC file 801-126832
· Irvine, CA
· www.harmonypointwa.com
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ADV data as of Mar 25, 2026
- Regulatory AUM
- $263M
- Discretionary
- $263M
- Clients
- 272
- Avg AUM / client
- $968K
- Accounts
- 620
- Employees
- 2
AUM over time
$0
$263M
Oct 2022
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 206 | $59.6M | 22.7% |
| High net worth individuals | 66 | $204M | 77.3% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Graham, Kenneth, Robert | Vice President | Sep 2022 (4y) | 50% – 75% | |
| Marek P Pfeil | President And Cco | Sep 2022 (4y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Assetmark Trust Company $254M (96% of AUM) Mar 2026
- Charles Schwab & Co. $9.3M (4% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗