Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7701 | Capital Investment Management, Inc CRD 113917 | Lee's Summit, MO | Insurance-Affiliated · Small ($100M–$1B) | $559M | 1,072 | 1,072 | 10 | 04/16/2026 | ☆ |
| 7702 | Paulson Wealth Management Inc. CRD 150374 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $559M | 379 | 1,493 | 11 | 07/16/2026 | ☆ |
| 7703 | Ogorek Wealth Management, Llc CRD 105707 | Williamsville, NY | Wealth Manager · Small ($100M–$1B) | $559M | 192 | 665 | 8 | 02/17/2026 | ☆ |
| 7704 | Wealth Science Advisors Llc CRD 321031 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $559M | 273 | 1,018 | 9 | 03/26/2026 | ☆ |
| 7705 | Impact Investment Adviser Llc CRD 149929 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $559M | 10 | 10 | 16 | 03/13/2026 | ☆ |
| 7706 | Guidance Point Advisors, Llc CRD 148768 | Wealth Manager · Small ($100M–$1B) | $558M | 255 | 701 | 5 | 02/10/2026 | ☆ | |
| 7707 | Thomaslloyd Climate Solutions Llc CRD 298222 | Pleasantville, NY | Private Fund Manager · Small ($100M–$1B) | $558M | 1 | 1 | 6 | 03/31/2026 | ☆ |
| 7708 | Hobart Private Capital, Llc CRD 168494 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $558M | 727 | 2,074 | 18 | 06/30/2026 | ☆ |
| 7709 | Prairie Wealth Advisors, Inc. CRD 165266 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $558M | 389 | 389 | 12 | 07/28/2026 | ☆ |
| 7710 | F&V Capital Management, L.L.C. CRD 146399 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $558M | 132 | 237 | 7 | 02/12/2026 | ☆ |
| 7711 | N CRD 111738 | Wealth Manager · Small ($100M–$1B) | $558M | 185 | 166 | 6 | 03/31/2025 | ☆ | |
| 7712 | Life Line Wealth Management Llc CRD 171051 | Beverly Hills, CA | Wealth Manager · Small ($100M–$1B) | $558M | 97 | 398 | 6 | 03/23/2026 | ☆ |
| 7713 | Quantum Financial Advisors Inc CRD 113563 | Rockville, MD | Institutional / Pension Advisor · Small ($100M–$1B) | $558M | 363 | 364 | 10 | 03/26/2026 | ☆ |
| 7714 | Nicollet Investment Management, Inc. CRD 109401 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $557M | 301 | 860 | 9 | 05/04/2026 | ☆ |
| 7715 | Financial Harvest, Llc CRD 148271 | Winter Park, FL | Insurance-Affiliated · Small ($100M–$1B) | $557M | 320 | 1,397 | 9 | 02/19/2026 | ☆ |
| 7716 | Enrich Financial Partners Llc CRD 111234 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $557M | 426 | 1,636 | 8 | 03/19/2026 | ☆ |
| 7717 | Trinity Capital Management, Llc CRD 143097 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $557M | 393 | 954 | 6 | 04/15/2026 | ☆ |
| 7718 | Ht Partners Llc CRD 147400 | Centerbrook, CT | Wealth Manager · Small ($100M–$1B) | $556M | 121 | 415 | 7 | 03/03/2026 | ☆ |
| 7719 | Ofs Enterprise Llc CRD 339739 | Kearney, NE | Wealth Manager · Small ($100M–$1B) | $556M | 448 | 1,231 | 6 | 05/29/2026 | ☆ |
| 7720 | Saturn Five Advisors Llc CRD 322348 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $556M | 21 | 21 | 21 | 03/26/2026 | ☆ |
| 7721 | Sq Capital Llc CRD 334301 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $556M | 3 | 3 | 17 | 06/30/2026 | ☆ |
| 7722 | Northrim Adviser, Llc CRD 306796 | Mesa, AZ | Private Fund Manager · Small ($100M–$1B) | $556M | 3 | 3 | 12 | 03/04/2026 | ☆ |
| 7723 | Sf Equity Partners Management, Llc CRD 162396 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $556M | 6 | 6 | 8 | 03/30/2026 | ☆ |
| 7724 | Spruce Street Capital Lp CRD 333213 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $556M | 4 | 4 | 4 | 03/02/2026 | ☆ |
| 7725 | Indago Capital Llc CRD 330343 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $556M | 5 | 4 | 12 | 05/21/2026 | ☆ |
| 7726 | Qvidtvm Management Llc CRD 309456 | The Woodlands, TX | Private Fund Manager · Small ($100M–$1B) | $556M | 5 | 5 | 6 | 03/27/2026 | ☆ |
| 7727 | Consilio Wealth Advisors, Llc CRD 314466 | Bellevue, WA | Insurance-Affiliated · Small ($100M–$1B) | $556M | 288 | 1,259 | 9 | 04/01/2026 | ☆ |
| 7728 | Kooman & Associates CRD 322163 | Altoona, PA | Wealth Manager · Small ($100M–$1B) | $556M | 331 | 1,596 | 10 | 08/25/2026 | ☆ |
| 7729 | Bigelow Investment Advisors, Llc CRD 143733 | Portland, ME | Wealth Manager · Small ($100M–$1B) | $555M | 331 | 895 | 8 | 05/08/2026 | ☆ |
| 7730 | Digital Wealth Partners Llc CRD 328627 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $555M | 2,551 | 2,551 | 70 | 09/17/2026 | ☆ |
| 7731 | O'rourke & Company, Incorporated CRD 132481 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $555M | 580 | 738 | 4 | 07/06/2026 | ☆ |
| 7732 | Premier Wealth Advisors, Llc CRD 120358 | New York, NY | Wealth Manager · Small ($100M–$1B) | $555M | 643 | 741 | 9 | 03/27/2026 | ☆ |
| 7733 | Kimery Wealth Management, Llc CRD 288229 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $555M | 471 | 1,738 | 10 | 09/11/2026 | ☆ |
| 7734 | Lansing Street Advisors Llc CRD 306882 | Ambler, PA | Wealth Manager · Small ($100M–$1B) | $555M | 151 | 561 | 5 | 08/13/2026 | ☆ |
| 7735 | Sarasin Asset Management Limited CRD 115788 | London | Wealth Manager · Small ($100M–$1B) | $555M | 140 | 139 | 7 | 03/19/2026 | ☆ |
| 7736 | Ion Pacific, Inc. CRD 328607 | Venice, CA | Private Fund Manager · Small ($100M–$1B) | $555M | 47 | 47 | 20 | 07/17/2026 | ☆ |
| 7737 | Kercheville Advisors Llc CRD 169471 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $555M | 352 | 723 | 5 | 06/26/2026 | ☆ |
| 7738 | Prairie Advisory, Llc CRD 339211 | Leawood, KS | Investment Adviser · Small ($100M–$1B) | $554M | 625 | 1,500 | 12 | 08/26/2026 | ☆ |
| 7739 | Suntx Capital Management Corp. CRD 161332 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $554M | 3 | 3 | 14 | 03/30/2026 | ☆ |
| 7740 | The Central Trust Bank CRD 149262 | Jefferson City, MO | Bank · Small ($100M–$1B) | $554M | 14 | 14 | 4 | 03/13/2026 | ☆ |
| 7741 | Total Management Group, Inc. CRD 124261 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $554M | 243 | 787 | 6 | 02/06/2026 | ☆ |
| 7742 | Global View Investment Advisors, Llc CRD 145499 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $554M | 585 | 1,656 | 8 | 02/23/2026 | ☆ |
| 7743 | Avalon Global Asset Management Llc CRD 107785 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $554M | 4 | 4 | 5 | 03/18/2026 | ☆ |
| 7744 | Pegasus Asset Management Inc CRD 104766 | Morristown, NJ | Wealth Manager · Small ($100M–$1B) | $554M | 284 | 800 | 5 | 06/12/2026 | ☆ |
| 7745 | Asset Planning, Inc CRD 111535 | Los Alamitos, CA | Wealth Manager · Small ($100M–$1B) | $553M | 373 | 973 | 5 | 01/26/2026 | ☆ |
| 7746 | Sma Capital Llc CRD 335168 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $553M | 5 | 5 | 9 | 03/30/2026 | ☆ |
| 7747 | Sc Asset Management Asesores En Inversiones Independientes, S.A. CRD 339845 | Mexico City | Investment Adviser · Small ($100M–$1B) | $553M | 385 | 515 | 6 | 06/02/2026 | ☆ |
| 7748 | Creekside Partners Financial Advisers Llc CRD 125401 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $553M | 274 | 819 | 2 | 03/12/2026 | ☆ |
| 7749 | Tsp Capital Management Group, Llc CRD 131889 | Summit, NJ | Wealth Manager · Small ($100M–$1B) | $553M | 144 | 259 | 5 | 03/20/2026 | ☆ |
| 7750 | N10 Wealth, Llc CRD 342013 | Greenwich, CT | Wealth Manager · Small ($100M–$1B) | $553M | 131 | 317 | 5 | 08/14/2026 | ☆ |