AUMdb

Paulson Wealth Management Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 150374 · SEC file 801-109996 · West Palm Beach, FL · www.linkedin.com
☆ Save with Pro ADV data as of Jul 16, 2026
Regulatory AUM
$559M
Discretionary
$536M
Clients
379
Avg AUM / client
$1.5M
Accounts
1,493
Employees
11

AUM over time

$63.1M $559M
Dec 2011 Jul 2026

Annual snapshots from Form ADV filings · as of Jul 16, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 223 $94.4M 16.9%
High net worth individuals 156 $457M 81.8%
Pension and profit sharing plans Fewer than 5 clients $5.5M 0.98%
Charitable organizations Fewer than 5 clients $1.6M 0.29%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Jetblue Airways Retirement Plan Jetblue Airways Corporation 2024

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Nathan Robert Paulson President CFP Oct 2012 (14y) 75% or more
Dumais, Crista, Shay Chief Compliance Officer May 2023 (3y) Less than 5%
William Yao Fan Registered representative CFP Feb 2025 (1y)
Jeffrey Hoang Registered representative CFP May 2025 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Jetblue Airways Retirement Plan Jetblue Airways Corporation 23,089 $5.4B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/16/2026 1.09 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.D(2), 11.D(4) as of Mar 26, 2024

Allegations: PRIOR TO RESPONDENT'S MARCH 30, 2015 REGISTRATION APPROVAL WITH THE COMMISSIONER, THE RESPONDENT RECEIVED QUARTERLY MANAGEMENT FEES FROM CLIENTS, WHO WERE GEORGIA RESIDENTS, DURING JULY 2014, AND OCTOBER 2014, IN VIOLATION OF THE STATE'S INVESTMENT ADVISER REGISTRATION REQUIREMENTS SET FORTH UNDER O.C.G.A. § 10-5-32(A). Status: Final Sanction Detail: RESPONDENT WAS ORDERED TO PAY THE SUM OF $3,500 ($2,500 CIVIL PENALTY FINE AND $1,000 PAYMENT TO REIMBURSE THE COMMISSIONER FOR ITS INVESTIGATIVE COSTS). Summary: FULL PAYMENT WAS MADE ON 09/06/2016.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.

View current Form ADV (SEC/IAPD) ↗