Stonebridge Financial Group, Llc
- Regulatory AUM
- $896M
- Discretionary
- $896M
- Clients
- 951
- Avg AUM / client
- $942K
- Accounts
- 1,871
- Employees
- 21
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 684 | $248M | 27.7% |
| High net worth individuals | 253 | $643M | 71.7% |
| Pension and profit sharing plans | 9 | $2.9M | 0.33% |
| Corporations and other businesses | 5 | $2.6M | 0.29% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Hope Enterprises, Inc. Retirement Plan Hope Enterprises, Inc. | 2024 | |
| Touch Of Color Flooring, Inc. 401(k) Plan Touch Of Color Flooring, Inc. | 2024 | |
| Pa Options For Wellness 401(k) Plan Pa Options For Wellness | 2024 | |
| Stambaugh Ness 401(k) Plan Stambaugh Ness, Inc. | 2024 | |
| Retirement Plan Of Lebanon Valley Brethren Home Lebanon Valley Brethren Home | 2024 | |
| Saf Gard Safety Shoe Co., Inc. Retirement Savings Plan Saf Gard Safety Shoe Co., Inc. | 2024 | |
| L2 Brands 401(k) Plan L2 Brands, Llc | 2024 | |
| Property Management, Inc. Employee's 401(k) Plan Property Management, Inc. | 2024 | |
| H.H. Knoebel Sons, Inc. 401(k) Plan H.H. Knoebel Sons, Inc. | 2024 |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Blair Lawton Martin | Registered representative | Mar 2026 (0y) | ||
| Christopher Worthington | Registered representative | Mar 2026 (0y) | ||
| James Rodney White | Registered representative | Mar 2026 (0y) | ||
| Kyle Bryan Daniels | Registered representative | Mar 2026 (0y) | ||
| Kyle Singleton | Registered representative | Mar 2026 (0y) | ||
| Michael Garrigan | Registered representative | Mar 2026 (0y) | ||
| Mitchell Louis Bortolotto | Registered representative | Mar 2026 (0y) | ||
| Michael Joseph Worthington | Registered representative | Mar 2026 (0y) | ||
| Nicholas Imbimbo | Registered representative | Mar 2026 (0y) | ||
| Nico Taylor Russo | Registered representative | Mar 2026 (0y) | ||
| Charlotte Ann Sloan | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Roberta Lynn Bechtel | Registered representative | Mar 2026 (0y) | ||
| Julian Goodman | Registered representative | Mar 2026 (0y) | ||
| Marcus Nilsson | Registered representative | Mar 2026 (0y) | ||
| Daniel William Worthington | Registered representative | Chartered Financial Consultant | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (9)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hope Enterprises, Inc. Retirement Plan | Hope Enterprises, Inc. | 325 | $19.0M | 07/01/2024 |
| Touch Of Color Flooring, Inc. 401(k) Plan | Touch Of Color Flooring, Inc. | 171 | $6.7M | 01/01/2024 |
| Pa Options For Wellness 401(k) Plan | Pa Options For Wellness | 162 | $1.3M | 01/01/2024 |
| Stambaugh Ness 401(k) Plan | Stambaugh Ness, Inc. | 178 | $32.2M | 01/01/2024 |
| Retirement Plan Of Lebanon Valley Brethren Home | Lebanon Valley Brethren Home | 231 | $13.2M | 01/01/2024 |
| Saf Gard Safety Shoe Co., Inc. Retirement Savings Plan | Saf Gard Safety Shoe Co., Inc. | 404 | $12.7M | 01/01/2024 |
| L2 Brands 401(k) Plan | L2 Brands, Llc | 389 | $18.9M | 01/01/2024 |
| Property Management, Inc. Employee's 401(k) Plan | Property Management, Inc. | 315 | $14.4M | 01/01/2024 |
| H.H. Knoebel Sons, Inc. 401(k) Plan | H.H. Knoebel Sons, Inc. | 357 | $7.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 940 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $896M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗