Empower Financial Advisors, Llc
- Regulatory AUM
- $2.6M
- Discretionary
- $2.6M
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 5
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $1.3M | 48.5% |
| High net worth individuals | Fewer than 5 clients | $1.3M | 51.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brent Cox | Registered representative | Mar 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (16)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Fraser Stryker Pc Llo 401(k) Profit Sharing Plan | Fraser Stryker Pc Llo | 96 | $54.8M | 01/01/2024 |
| Evident Scientific 401(k) Plan | Evident Scientific, Inc. | 685 | $156M | 01/01/2024 |
| Vns Health Retirement Savings Plan | Visting Nurse Service Of New York | 3,712 | $291M | 01/01/2024 |
| Chemonics International, Inc. 401(k) Profit Sharing Plan | Chemonics International,Inc. | 1,405 | $187M | 01/01/2024 |
| Kinder Morgan Savings Plan | Kinder Morgan, Inc. | 10,966 | $2.9B | 01/01/2024 |
| Richards, Layton & Finger, P.A. Retirement & Savings Plan | Richards, Layton & Finger, P.A. | 315 | $285M | 01/01/2024 |
| Diversified Holdings Group Employee Savings Plan | Myr Group Inc. | 1,219 | $222M | 01/01/2024 |
| Smithfield Foods, Inc. Salaried 401(k) Plan | Smithfield Foods Incorporated | 4,541 | $767M | 01/01/2024 |
| Carriage Services 401(k) Plan | Carriage Funeral Holdings, Inc. | 2,312 | $98.9M | 01/01/2024 |
| Urology Centers Of Alabama, P.C. 401(k) Profit Sharing Retirement Plan | Urology Centers Of Alabama, P.C. | 219 | $58.2M | 01/01/2024 |
| Buffalo Medical Group, P.C. 401 K Profit Sharing And Pension Plan | Buffalo Medical Group P.C. | 977 | $218M | 01/01/2024 |
| Bose Employees' Retirement Savings 401(k) Plan | Bose Corporation | 1,638 | $681M | 01/01/2024 |
| Dte Gas Company Investment And Stock Ownership Plan | Dte Energy Corporate Services, Llc | 438 | $105M | 01/01/2024 |
| Ati 401(k) Savings Plan | Allegheny Technologies Incorporated | 4,230 | $995M | 01/01/2024 |
| Telapex, Inc. Savings Plan | Telapex, Inc. | 1,952 | $197M | 01/01/2024 |
| American Family 401(k) Plan | American Family Mutual Insurance Company, S.I. | 11,004 | $2.2B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 984 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $2.6M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗