Penserra Wealth Management Llc
- Regulatory AUM
- $2.5M
- Discretionary
- $0
- Clients
- 8
- Avg AUM / client
- $313K
- Accounts
- 8
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Jun 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 8 | $2.5M | 100.0% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jorge Nmn Madrigal | Ceo | Jan 2015 (12y) | ≈ 14.06% – 50% via Penserra Financial Ventures Llc | |
| Lee Wilson Geiger | Chief Compliance Officer | Sep 2024 (2y) | Less than 5% | |
| Craig M Gougis | Registered representative | Jan 2026 (1y) | ||
| Daniel Yung Kim | Registered representative | CFA | Apr 2026 (0y) | |
| Sean O'toole | Registered representative | May 2026 (0y) | ||
| Anthony Nmn Castelli | Registered representative | May 2026 (0y) | ||
| Calvin Lee | Registered representative | CFP | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pwm Advisor Services Llc | Class A Unit Member | Aug 2024 | A | 75% or more |
| Penserra Financial Ventures Llc | Class A Unit Member | Aug 2024 | B | ≈ 56.25% – 100% via Pwm Advisor Services Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jorge Nmn Madrigal: 25% – 50% of Penserra Financial Ventures Llc × 75% – 100% of Pwm Advisor Services Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Penserra Financial Ventures Llc: 75% – 100% of Pwm Advisor Services Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗