The Wellington Grp Llc
- Regulatory AUM
- $474M
- Discretionary
- $474M
- Clients
- 1,516
- Avg AUM / client
- $312K
- Accounts
- 1,516
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,439 | $180M | 37.9% |
| High net worth individuals | 77 | $294M | 62.1% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Catholic Financial Life Foundation Inc EIN 410182070 | Arden Hills, MN | 12/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| American Electric Power System Retirement Plan American Electric Power Service Corporation | 2024 | |
| Farmers Group, Inc. 401(k) Savings Plan Farmers Group, Inc. | 2024 | |
| Pension Plan For Employees Of Dartmouth Hitchcock Mary Hitchcock Memorial Hospital | 2024 | |
| Regions Financial Corporation Retirement Plan Regions Financial Corporation | 2024 | |
| Genuine Parts Company Pension Plan Genuine Parts Company | 2024 | |
| The Revlon Uaw Pension Plan Revlon Consumer Products Llc | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony J Bonanno | Managing Member | Aug 2024 (2y) | 75% or more | |
| Maxwell T Moritz | Member | CFP | Aug 2024 (2y) | 5% – 10% |
| Nathaniel John Miller | Chief Operating Officer | Chartered Financial Consultant | Aug 2024 (2y) | Less than 5% |
| Thomas L Cates | Member | Aug 2024 (2y) | 10% – 25% | |
| Payne, Christopher, Lee | Cco | Sep 2024 (2y) | Less than 5% | |
| Nicholas Bela Prokai | Registered representative | Oct 2024 (2y) | ||
| Patrick Hagan Dykstra | Registered representative | Oct 2024 (2y) | ||
| Andrew James Cornell | Registered representative | CFP | Nov 2024 (2y) | |
| Chyathorn Scott Zipperle | Registered representative | Jun 2025 (1y) | ||
| Timothy Dana Bales | Registered representative | CFP | Dec 2025 (1y) | |
| Kevin Patrick Zeyen | Registered representative | Feb 2026 (0y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| American Electric Power System Retirement Plan | American Electric Power Service Corporation | 15,217 | $4.1B | 01/01/2024 |
| Farmers Group, Inc. 401(k) Savings Plan | Farmers Group, Inc. | 17,891 | $5.0B | 01/01/2024 |
| Pension Plan For Employees Of Dartmouth Hitchcock | Mary Hitchcock Memorial Hospital | 1,263 | $609M | 01/01/2024 |
| Regions Financial Corporation Retirement Plan | Regions Financial Corporation | 257 | $1.2B | 01/01/2024 |
| Genuine Parts Company Pension Plan | Genuine Parts Company | 3,705 | $2.0B | 01/01/2024 |
| The Revlon Uaw Pension Plan | Revlon Consumer Products Llc | 0 | $53.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Catholic Financial Life Foundation Inc | Public charity | $952M | 12/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • ONBOARDING FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $474M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗