Lafise Global Advisors Llc
- Regulatory AUM
- $699M
- Discretionary
- $699M
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 10
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 clients | $1.9M | 0.27% |
| Banking or thrift institutions | Fewer than 5 clients | $628M | 89.8% |
| Insurance companies | Fewer than 5 clients | $69.5M | 9.94% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cleven, Peter, Damion | Chief Compliance Officer | Feb 2024 (3y) | Less than 5% | |
| Jose Pablo Navarro | Ceo | Feb 2024 (3y) | Less than 5% | |
| Zamora, Robert, Joseph | Shareholder | Jun 2024 (2y) | ≈ 56.25% – 100% via Aromaz Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Aromaz Llc | Shareholder | Jun 2024 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Zamora, Robert, Joseph: 75% – 100% of Aromaz Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.99 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Stonex Securities Inc. $623M (89% of AUM) Mar 2026
- Interactive Brokers $40.0M (6% of AUM) Mar 2026
- Pershing $36.5M (5% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗