Align Financial Solutions Llc
- Regulatory AUM
- $22.4M
- Discretionary
- $22.4M
- Clients
- 16
- Avg AUM / client
- $1.4M
- Accounts
- 53
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3 | $793K | 3.54% |
| High net worth individuals | 13 | $21.6M | 96.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Packaging Corporation Of America Thrift Plan For Hourly Employees Packaging Corporation Of America | 2024 | |
| Siemens Gamesa Renewable Energy, Inc. Savings Plan Siemens Gamesa Renewable Energy, Inc. | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hazel Seo Heegyung Secco | Registered representative | CFP | Oct 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Packaging Corporation Of America Thrift Plan For Hourly Employees | Packaging Corporation Of America | 11,794 | $1.3B | 01/01/2024 |
| Siemens Gamesa Renewable Energy, Inc. Savings Plan | Siemens Gamesa Renewable Energy, Inc. | 1,915 | $296M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/05/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $22.4M (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 05, 2026.
View current Form ADV (SEC/IAPD) ↗